Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TSW SMID Cap Equity Fund See All Filings	D	2018-08-01 18:51:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748288 Filed Document 0001748288-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 18:51:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barrow, Hanley, Mewhinney & Strauss Bank Loan Fund See All Filings	D	2018-08-01 18:50:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001747948 Filed Document 0001747948-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 18:50:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Copper Rock International Small Cap Fund See All Filings	D/A	2018-08-01 18:46:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503048 Filed Document 0001503048-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 18:46:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TS&W International Large Cap Equity Fund See All Filings	D/A	2018-08-01 18:45:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676686 Filed Document 0001405365-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-01 18:45:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income Fund See All Filings	D/A	2018-08-01 18:43:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405795 Filed Document 0001405365-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-01 18:43:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commercial Investment Corp See All Filings	D	2018-08-01 18:43:47 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001686111 Filed Document 0001686111-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-08-01 18:43:47 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
Barrow, Hanley, Mewhinney & Strauss Non-US Value Fund See All Filings	D/A	2018-08-01 18:40:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405365 Filed Document 0001405365-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 18:40:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value Fund See All Filings	D/A	2018-08-01 18:38:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405796 Filed Document 0001405796-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-01 18:38:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barrow, Hanley, Mewhinney & Strauss Large Cap Value Fund See All Filings	D/A	2018-08-01 18:34:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405392 Filed Document 0001405796-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 18:34:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seven Stills, Inc. See All Filings	D/A	2018-08-01 18:29:29 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001745881 Filed Document 0001745881-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-01 18:29:29 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Gideon Software, Inc. See All Filings	D	2018-08-01 18:28:56 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001748815 Filed Document 0001748815-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 18:28:56 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Other
Pre-Funding Group, LLC See All Filings	D	2018-08-01 18:25:09 UTC
Amount To Be Raised $1,255,697 Associated Brokers / Dealers N/A CIK Number 0001631670 Filed Document 0001631670-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-08-01 18:25:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
TS&W International Small Cap Equity Fund See All Filings	D/A	2018-08-01 18:22:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547430 Filed Document 0001547430-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 18:22:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARROW, HANLEY, MEWHINNEY & STRAUSS CORE FIXED INCOME FUND See All Filings	D/A	2018-08-01 18:21:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405388 Filed Document 0001405388-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 18:21:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pre-Funding Group, LLC See All Filings	D	2018-08-01 18:17:48 UTC
Amount To Be Raised $64,234 Associated Brokers / Dealers N/A CIK Number 0001631670 Filed Document 0001631670-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-01 18:17:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
7131 S. BENNETT INVESTORS, LLC See All Filings	D	2018-08-01 18:10:04 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001747934 Filed Document 0001747934-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 18:10:04 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Segra International Corp. See All Filings	D	2018-08-01 17:53:24 UTC
Amount To Be Raised $3,153,867 Associated Brokers / Dealers N/A CIK Number 0001748491 Filed Document 0001534122-18-000019 Exclusions or Exemptions 506b Accepted Date 2018-08-01 17:53:24 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Binswanger Management Holdings, LLC See All Filings	D	2018-08-01 17:53:02 UTC
Amount To Be Raised $2,435,000 Associated Brokers / Dealers N/A CIK Number 0001748475 Filed Document 0001748475-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 17:53:02 UTC Type of Offering D Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
TPEG Mac 5 Investors LLC See All Filings	D	2018-08-01 17:50:53 UTC
Amount To Be Raised $786,309 Associated Brokers / Dealers TPEG Securities CIK Number 0001671586 Filed Document 0001748554-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-08-01 17:50:53 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Golden Minerals Co See All Filings	D	2018-08-01 17:48:13 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001011509 Filed Document 0001011509-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-01 17:48:13 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Independent Franchise Partners Global Equity, L.P. See All Filings	D/A	2018-08-01 17:40:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669906 Filed Document 0001669906-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 17:40:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALLIN CORP See All Filings	D	2018-08-01 17:36:53 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001020391 Filed Document 0001020391-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-08-01 17:36:53 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
TPEG Madison Park Investors LLC See All Filings	D	2018-08-01 17:36:48 UTC
Amount To Be Raised $9,800,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001748552 Filed Document 0001748554-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-08-01 17:36:48 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Laundry Chute, LLC See All Filings	D	2018-08-01 17:33:05 UTC
Amount To Be Raised $1,055,000 Associated Brokers / Dealers N/A CIK Number 0001606369 Filed Document 0001606369-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-08-01 17:33:05 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Fund I, a series of J Angels Community Funds, LP See All Filings	D	2018-08-01 17:33:05 UTC
Amount To Be Raised $2,043,000 Associated Brokers / Dealers N/A CIK Number 0001729907 Filed Document 0001729907-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 17:33:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Virion Therapeutics, LLC See All Filings	D/A	2018-08-01 17:31:48 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001746726 Filed Document 0001746726-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-01 17:31:48 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
GasTechno Energy & Fuels (USA) LLC See All Filings	D/A	2018-08-01 17:25:16 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001607583 Filed Document 0001493152-18-010805 Exclusions or Exemptions 506b Accepted Date 2018-08-01 17:25:16 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
INHERENT ESG OPPORTUNITY MASTER, LP See All Filings	D	2018-08-01 17:22:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748838 Filed Document 0001405086-18-000135 Exclusions or Exemptions 506b Accepted Date 2018-08-01 17:22:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Harvest Gold Silica, Inc. See All Filings	D	2018-08-01 17:18:58 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001748590 Filed Document 0001748590-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 17:18:58 UTC Type of Offering D Industry Agriculture Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
BeautySocial Inc. See All Filings	D	2018-08-01 17:18:28 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001748655 Filed Document 0001748655-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 17:18:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TPEG Grove Office Investors LLC See All Filings	D	2018-08-01 17:17:30 UTC
Amount To Be Raised $12,200,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001726207 Filed Document 0001748554-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-01 17:17:30 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
AG Europe Realty Holdings II, L.P. See All Filings	D/A	2018-08-01 17:13:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698239 Filed Document 0001698239-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 17:13:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spur Ventures VI, L.P. See All Filings	D	2018-08-01 17:07:08 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001748556 Filed Document 0001748556-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 17:07:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AG Europe Realty Fund II, L.P. See All Filings	D/A	2018-08-01 17:06:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698231 Filed Document 0001698231-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 17:06:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INHERENT ESG OPPORTUNITY, LP See All Filings	D	2018-08-01 17:03:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748833 Filed Document 0001405086-18-000134 Exclusions or Exemptions 506b Accepted Date 2018-08-01 17:03:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MSR Banner LP See All Filings	D	2018-08-01 17:02:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748329 Filed Document 0001748329-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 17:02:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TPEG South Orlando Investors LLC See All Filings	D	2018-08-01 16:57:52 UTC
Amount To Be Raised $35,150,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001748553 Filed Document 0001748554-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-01 16:57:52 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Presidio Environmemtal Services, LLC See All Filings	D	2018-08-01 16:52:45 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001748495 Filed Document 0001748495-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 16:52:45 UTC Type of Offering D Industry Environmental Services Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Acadian U.S. Managed Volatility Equity Fund, LLC See All Filings	D/A	2018-08-01 16:47:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001516584 Filed Document 0001516584-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-01 16:47:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Akouos, Inc. See All Filings	D	2018-08-01 16:38:29 UTC
Amount To Be Raised $50,100,000 Associated Brokers / Dealers N/A CIK Number 0001722271 Filed Document 0001722271-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 16:38:29 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AG Commercial Real Estate Debt Opportunities Holdings, L.P. See All Filings	D/A	2018-08-01 16:34:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Rhea Capital Partners LLP and Castling Investment Group CIK Number 0001658405 Filed Document 0001658405-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 16:34:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MetroMile, Inc. See All Filings	D	2018-08-01 16:32:43 UTC
Amount To Be Raised $150,001,230 Associated Brokers / Dealers N/A CIK Number 0001575491 Filed Document 0001575491-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-01 16:32:43 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CIQ STOCKHOLDER HOLDCO, LLC See All Filings	D	2018-08-01 16:28:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748650 Filed Document 0001748650-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 16:28:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DSTG VI Opportunities, L.P. See All Filings	D	2018-08-01 16:20:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748811 Filed Document 0001748811-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-01 16:20:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SBRE XIV LLC See All Filings	D	2018-08-01 16:20:03 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001748659 Filed Document 0001748659-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 16:20:03 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
A-MMD-18-Fund, a series of AngelList-ER-Funds, LLC See All Filings	D	2018-08-01 16:19:42 UTC
Amount To Be Raised $208,000 Associated Brokers / Dealers N/A CIK Number 0001747999 Filed Document 0001746979-18-000016 Exclusions or Exemptions 506b Accepted Date 2018-08-01 16:19:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPEG 4040 Forest Investors LLC See All Filings	D	2018-08-01 16:17:20 UTC
Amount To Be Raised $5,450,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001748554 Filed Document 0001748554-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 16:17:20 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Seven Stills, Inc. See All Filings	D	2018-08-01 16:13:49 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001745881 Filed Document 0001745881-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 16:13:49 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AG Rio Grande FMC, L.P. See All Filings	D/A	2018-08-01 16:11:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583577 Filed Document 0001583577-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 16:11:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jennison Global Opportunity Fund of the Prudential Trust Co Institutional Business Trust See All Filings	D/A	2018-08-01 16:02:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001681339 Filed Document 0001748811-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 16:02:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund