Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Active Protective Technologies, Inc. See All Filings	D/A	2018-08-02 13:07:17 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001599823 Filed Document 0001599823-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 13:07:17 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
442 Funding, LLC See All Filings	D/A	2018-08-02 12:54:27 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Elliot Goldberg CIK Number 0001745305 Filed Document 0001745305-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-02 12:54:27 UTC Type of Offering D/A Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
AUDAX PRIVATE EQUITY FUND VI-B, L.P. See All Filings	D	2018-08-02 12:48:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001747236 Filed Document 0001747235-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-02 12:48:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PivotBase Fund See All Filings	D/A	2018-08-02 12:46:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712788 Filed Document 0000902664-18-003010 Exclusions or Exemptions 506b Accepted Date 2018-08-02 12:46:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AUDAX PRIVATE EQUITY FUND VI-A, L.P. See All Filings	D	2018-08-02 12:45:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001747235 Filed Document 0001747235-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 12:45:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LogicHub, Inc. See All Filings	D/A	2018-08-02 12:39:51 UTC
Amount To Be Raised $14,425,000 Associated Brokers / Dealers N/A CIK Number 0001664658 Filed Document 0001664658-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-02 12:39:51 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Capital Dynamics US Middle Market Credit Investors, SCSp See All Filings	D	2018-08-02 12:34:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748496 Filed Document 0001748496-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 12:34:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Vicis, Inc. See All Filings	D	2018-08-02 12:34:15 UTC
Amount To Be Raised $73,206,540 Associated Brokers / Dealers N/A CIK Number 0001608939 Filed Document 0001608939-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-02 12:34:15 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
IFM Tre, Inc. See All Filings	D	2018-08-02 12:33:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001747596 Filed Document 0001747596-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 12:33:35 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Embark Veterinary, Inc. See All Filings	D	2018-08-02 12:28:42 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001657789 Filed Document 0001657789-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-02 12:28:42 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Joust Labs, Inc. See All Filings	D	2018-08-02 12:20:16 UTC
Amount To Be Raised $4,458,834 Associated Brokers / Dealers N/A CIK Number 0001671137 Filed Document 0001671137-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-02 12:20:16 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Glen Echo Fund, Ltd. See All Filings	D/A	2018-08-02 12:18:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581859 Filed Document 0000902664-18-003009 Exclusions or Exemptions 506b Accepted Date 2018-08-02 12:18:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kenwood Fund, Ltd. See All Filings	D/A	2018-08-02 12:16:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557804 Filed Document 0000902664-18-003008 Exclusions or Exemptions 506b Accepted Date 2018-08-02 12:16:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tap Systems Inc. See All Filings	D	2018-08-02 12:15:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674153 Filed Document 0001674153-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 12:15:44 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Georgetown Fund (E), Ltd. See All Filings	D/A	2018-08-02 12:13:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Distributor, LLC CIK Number 0001226854 Filed Document 0000902664-18-003007 Exclusions or Exemptions 506b Accepted Date 2018-08-02 12:13:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iron Road Multi-Strategy Fund Ltd. See All Filings	D/A	2018-08-02 12:04:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615241 Filed Document 0001615241-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 12:04:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hatton Horticulture, Inc. See All Filings	D	2018-08-02 11:59:54 UTC
Amount To Be Raised $58,800 Associated Brokers / Dealers N/A CIK Number 0001748922 Filed Document 0001748922-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 11:59:54 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KORE 5075 REIT, LLC See All Filings	D	2018-08-02 11:56:36 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Patrick J. Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001748789 Filed Document 0001140361-18-035041 Exclusions or Exemptions 506b Accepted Date 2018-08-02 11:56:36 UTC Type of Offering D Industry REITS and Finance Principal Place of Business KOREA, REPUBLIC OF Revenue or Assets Decline to Disclose Type of Security Equity
Brightfield Holdings, LLC See All Filings	D	2018-08-02 11:48:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701381 Filed Document 0001701381-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 11:48:58 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Concentric Analgesics, Inc. See All Filings	D	2018-08-02 11:47:49 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001682398 Filed Document 0001682398-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 11:47:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Immy Inc. See All Filings	D	2018-08-02 11:46:58 UTC
Amount To Be Raised $476,296 Associated Brokers / Dealers none CIK Number 0001512992 Filed Document 0001512992-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-02 11:46:58 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Platte River Employees, LLC See All Filings	D/A	2018-08-02 11:32:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615570 Filed Document 0001615570-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 11:32:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BC Exchange Vasco DST See All Filings	D/A	2018-08-02 11:27:56 UTC
Amount To Be Raised $17,906,336 Associated Brokers / Dealers Daniel Mercer, Joseph Insalaco, Reed Haimson, Dwayne W. Powell, Robert J. Comeaux, Jr, Kurt C. Jackson, Brian Ragen, Hiro Kagiyama, Kent Fitzpatrick, Herb Alston, Andrew Friedman, and David Roggenkamp CIK Number 0001725273 Filed Document 0001725273-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 11:27:56 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
FundRx Capsule 23, a Series of FundRx Master Fund I, LLC See All Filings	D	2018-08-02 11:19:31 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001723271 Filed Document 0001723271-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 11:19:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pyramid Biosciences, Inc. See All Filings	D	2018-08-02 11:18:22 UTC
Amount To Be Raised $17,336 Associated Brokers / Dealers N/A CIK Number 0001746835 Filed Document 0001746835-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 11:18:22 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
SpringOwl Special Opportunities Fund LP See All Filings	D/A	2018-08-02 11:10:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas Mahoney, Jennifer Coffey, and Earl Hedin CIK Number 0001681280 Filed Document 0001681280-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 11:10:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MWEF 4 CDM, LP See All Filings	D	2018-08-02 11:02:05 UTC
Amount To Be Raised $2,825,000 Associated Brokers / Dealers N/A CIK Number 0001748304 Filed Document 0001748304-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 11:02:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
AMERI Holdings, Inc. See All Filings	D	2018-08-02 10:44:21 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers A.G.P. / Alliance Global Partners CIK Number 0000890821 Filed Document 0000890821-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-02 10:44:21 UTC Type of Offering D Industry Business Services Principal Place of Business GEORGIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
UIP CPT 2018 Invest, LLC See All Filings	D	2018-08-02 10:44:16 UTC
Amount To Be Raised $2,535,207 Associated Brokers / Dealers N/A CIK Number 0001748777 Filed Document 0001748777-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 10:44:16 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Custom Travel Holdings, Inc. See All Filings	D	2018-08-02 10:23:57 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001748327 Filed Document 0001477932-18-003780 Exclusions or Exemptions 506b Accepted Date 2018-08-02 10:23:57 UTC Type of Offering D Industry Other Travel Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Equity
Pamfleet Real Estate Fund III, L.P. See All Filings	D	2018-08-02 10:19:12 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers Michelle LeRoy CIK Number 0001742197 Filed Document 0001742197-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 10:19:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Hudson Housing Tax Credit Fund LXXXVI LP See All Filings	D	2018-08-02 10:10:40 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Hudson Housing Securities LLC CIK Number 0001746714 Filed Document 0001140361-18-035014 Exclusions or Exemptions 506b Accepted Date 2018-08-02 10:10:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Seafoods Partners LLC See All Filings	D	2018-08-02 09:38:49 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001651912 Filed Document 0001651912-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-02 09:38:49 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AllianzGI Global Dynamic Allocation LLC See All Filings	D/A	2018-08-02 09:35:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649805 Filed Document 0001649805-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 09:35:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Project Verde LLC See All Filings	D	2018-08-02 09:21:17 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Timothy Simon CIK Number 0001748638 Filed Document 0001748317-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 09:21:17 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Coastal Realty Capital, LLC See All Filings	D	2018-08-02 09:20:40 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001557905 Filed Document 0001557905-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-08-02 09:20:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Other
AllianzGI Structured Alpha Large Cap Equity 350 L.P. See All Filings	D	2018-08-02 09:02:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748864 Filed Document 0001748864-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 09:02:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NuLegacy Gold Corp See All Filings	D	2018-08-02 08:36:16 UTC
Amount To Be Raised $419,023 Associated Brokers / Dealers Scarsdale Equities LLC CIK Number 0001502758 Filed Document 0001502758-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-02 08:36:16 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Linse Capital VAL LLC See All Filings	D	2018-08-02 08:26:37 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001747588 Filed Document 0001747588-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 08:26:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TERRAN ORBITAL Corp See All Filings	D	2018-08-02 06:47:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649015 Filed Document 0001315863-18-000611 Exclusions or Exemptions 506b Accepted Date 2018-08-02 06:47:35 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Western Uranium Corp See All Filings	D	2018-08-01 22:39:59 UTC
Amount To Be Raised $2,426,593 Associated Brokers / Dealers Canaccord Genuity Corp. CIK Number 0001621906 Filed Document 0001621906-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-08-01 22:39:59 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Himalaya Capital Investors, L.P. See All Filings	D/A	2018-08-01 21:59:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576745 Filed Document 0001576745-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-01 21:59:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ID Metrics Group Inc. See All Filings	D	2018-08-01 21:43:44 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Spencer Clarke LLC CIK Number 0001747081 Filed Document 0001747081-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 21:43:44 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Commercial Investment Corp See All Filings	D	2018-08-01 21:25:20 UTC
Amount To Be Raised $295,500 Associated Brokers / Dealers N/A CIK Number 0001686111 Filed Document 0001686111-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-08-01 21:25:20 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
Javvy Technologies, Ltd. See All Filings	D	2018-08-01 21:24:26 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001748818 Filed Document 0001748818-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 21:24:26 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Carmen Technologies, Inc. See All Filings	D	2018-08-01 20:00:03 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001748358 Filed Document 0001748358-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 20:00:03 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Fearless Ventures, L.P. See All Filings	D	2018-08-01 19:55:53 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001748132 Filed Document 0001748132-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 19:55:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MyPlace Rentals, Inc. See All Filings	D	2018-08-01 19:54:15 UTC
Amount To Be Raised $510 Associated Brokers / Dealers N/A CIK Number 0001748875 Filed Document 0001748875-18-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2018-08-01 19:54:15 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Shreem W. Las Colinas Capital, LP See All Filings	D	2018-08-01 19:24:48 UTC
Amount To Be Raised $4,012,500 Associated Brokers / Dealers Shreem Las Colinas Capital, LP CIK Number 0001748871 Filed Document 0001748871-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-01 19:24:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
A-GLW-11-PR-Fund, a series of Abstract Ventures Special Opportunities, LLC See All Filings	D	2018-08-01 19:08:55 UTC
Amount To Be Raised $158,000 Associated Brokers / Dealers N/A CIK Number 0001747130 Filed Document 0001747130-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 19:08:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund