Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
EIE Materials, Inc. See All Filings	D/A	2018-08-06 11:49:35 UTC
Amount To Be Raised $3,442,443 Associated Brokers / Dealers N/A CIK Number 0001679439 Filed Document 0001679439-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-08-06 11:49:35 UTC Type of Offering D/A Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Paragon Bioservices, Inc. See All Filings	D	2018-08-06 11:45:22 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001623394 Filed Document 0001014100-18-000043 Exclusions or Exemptions 506b Accepted Date 2018-08-06 11:45:22 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Body Iron, LLC See All Filings	D	2018-08-06 11:44:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001749190 Filed Document 0001749190-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 11:44:22 UTC Type of Offering D Industry Retailing Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Eckard Global, LLC See All Filings	D	2018-08-06 11:38:40 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-08-06 11:38:40 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Toro Investors I, LP See All Filings	D/A	2018-08-06 11:36:41 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001524913 Filed Document 0001524913-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 11:36:41 UTC Type of Offering D/A Industry Other Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
D1 Healthcare, LLC See All Filings	D	2018-08-06 11:14:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001749173 Filed Document 0001749173-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 11:14:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Gabriel, Roeder, Smith & Co Holdings, Inc. See All Filings	D	2018-08-06 11:12:51 UTC
Amount To Be Raised $86,954 Associated Brokers / Dealers N/A CIK Number 0001682362 Filed Document 0001682362-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 11:12:51 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Restoration & Recovery Holdings, LLC See All Filings	D	2018-08-06 10:49:52 UTC
Amount To Be Raised $47,140,000 Associated Brokers / Dealers N/A CIK Number 0001748052 Filed Document 0001748052-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-08-06 10:49:52 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Airavat Capital Holdings See All Filings	D	2018-08-06 10:44:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748750 Filed Document 0001748750-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 10:44:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Dynamics US Middle Market Credit Fund (Delaware), L.P. See All Filings	D	2018-08-06 10:32:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001749114 Filed Document 0001749114-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 10:32:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FRANKLIN BANCORP INC See All Filings	D	2018-08-06 10:27:17 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0000709955 Filed Document 0001144204-18-042037 Exclusions or Exemptions 506b Accepted Date 2018-08-06 10:27:17 UTC Type of Offering D Industry Commercial Banking Principal Place of Business KENTUCKY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
HF Retail Income Fund, LLC See All Filings	D	2018-08-06 10:20:22 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001749120 Filed Document 0001749120-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 10:20:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Progressive India Fund See All Filings	D/A	2018-08-06 10:11:21 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers N/A CIK Number 0001553275 Filed Document 0001553275-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-06 10:11:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cordillera Investment Fund II, L.P. See All Filings	D	2018-08-06 10:07:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748188 Filed Document 0001748188-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 10:07:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRECEPT INTERNATIONAL FUND LTD See All Filings	D/A	2018-08-06 10:06:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001121706 Filed Document 0001121706-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 10:06:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Precept Credit Opportunities Fund, L.P. See All Filings	D/A	2018-08-06 09:57:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635664 Filed Document 0001635664-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 09:57:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Marketplace Lending ABS Fund, LP See All Filings	D/A	2018-08-06 09:52:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712572 Filed Document 0001712572-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-06 09:52:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nestio, Inc. See All Filings	D	2018-08-06 09:49:10 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001524781 Filed Document 0001524781-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 09:49:10 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PRECEPT MANAGEMENT PARTNERS LP See All Filings	D/A	2018-08-06 09:45:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001156309 Filed Document 0001156309-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 09:45:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PRECEPT FUND LP See All Filings	D/A	2018-08-06 09:35:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432647 Filed Document 0001432647-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 09:35:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TERRAN ORBITAL Corp See All Filings	D/A	2018-08-06 09:31:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649015 Filed Document 0001315863-18-000616 Exclusions or Exemptions 506b Accepted Date 2018-08-06 09:31:39 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Triple Tap Alamo Houston LLC See All Filings	D	2018-08-06 09:27:24 UTC
Amount To Be Raised $1,858,550 Associated Brokers / Dealers N/A CIK Number 0001596752 Filed Document 0001596752-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 09:27:24 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
First Light Biosciences Inc. See All Filings	D	2018-08-06 09:20:55 UTC
Amount To Be Raised $5,900,000 Associated Brokers / Dealers N/A CIK Number 0001652991 Filed Document 0001652991-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 09:20:55 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Freestone Plank Partners, LP See All Filings	D	2018-08-06 09:10:34 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001748799 Filed Document 0001748799-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 09:10:34 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Government Proposal Solutions, Inc. See All Filings	D	2018-08-06 08:35:06 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001686855 Filed Document 0001686855-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 08:35:06 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
SUMITOMO MITSUI FINANCIAL GROUP, INC. See All Filings	D	2018-08-06 06:01:33 UTC
Amount To Be Raised $324,072 Associated Brokers / Dealers N/A CIK Number 0001022837 Filed Document 0000950103-18-009428 Exclusions or Exemptions 506b Accepted Date 2018-08-06 06:01:33 UTC Type of Offering D Industry Commercial Banking Principal Place of Business JAPAN Revenue or Assets $Over $100,000,000 Type of Security Equity
ComposedPro, Inc. See All Filings	D	2018-08-03 21:24:52 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001748597 Filed Document 0001748597-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-08-03 21:24:52 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Yunfeng Fund III Feeder Fund, L.P. See All Filings	D	2018-08-03 19:17:50 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001745941 Filed Document 0001745941-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-03 19:17:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yunfeng Fund III, L.P. See All Filings	D	2018-08-03 19:12:11 UTC
Amount To Be Raised $2,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001744197 Filed Document 0001744197-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-03 19:12:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sophos Alpha Partners, L.P. See All Filings	D/A	2018-08-03 19:00:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615968 Filed Document 0000935836-18-000427 Exclusions or Exemptions 506b Accepted Date 2018-08-03 19:00:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sophos Return Partners, L.P. See All Filings	D/A	2018-08-03 18:59:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615980 Filed Document 0000935836-18-000426 Exclusions or Exemptions 506b Accepted Date 2018-08-03 18:59:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Albus Select Fund, L.P. See All Filings	D/A	2018-08-03 18:59:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671910 Filed Document 0000935836-18-000425 Exclusions or Exemptions 506b Accepted Date 2018-08-03 18:59:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cafe X Technologies, Inc. See All Filings	D	2018-08-03 18:50:26 UTC
Amount To Be Raised $12,015,689 Associated Brokers / Dealers N/A CIK Number 0001748775 Filed Document 0001748775-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-03 18:50:26 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Universa Premium Fund III Ltd. See All Filings	D/A	2018-08-03 18:20:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533508 Filed Document 0000935836-18-000424 Exclusions or Exemptions 506b Accepted Date 2018-08-03 18:20:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oresund AlphaLife Partners, LP See All Filings	D	2018-08-03 18:07:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612920 Filed Document 0001612920-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-03 18:07:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AttackIQ, Inc. See All Filings	D/A	2018-08-03 17:34:04 UTC
Amount To Be Raised $15,838,910 Associated Brokers / Dealers N/A CIK Number 0001680741 Filed Document 0001680741-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-03 17:34:04 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bubba's Foods LLC See All Filings	D	2018-08-03 17:31:10 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001714855 Filed Document 0001714855-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-03 17:31:10 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
IMT CAPITAL FUND V, L.P. See All Filings	D	2018-08-03 17:28:44 UTC
Amount To Be Raised $800,000,000 Associated Brokers / Dealers N/A CIK Number 0001749083 Filed Document 0001749083-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-03 17:28:44 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
LUCID PRIME FUND LLC See All Filings	D	2018-08-03 17:12:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001749108 Filed Document 0000919574-18-005138 Exclusions or Exemptions 506b Accepted Date 2018-08-03 17:12:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Streem, Inc. See All Filings	D	2018-08-03 17:10:34 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001708422 Filed Document 0001591408-18-000020 Exclusions or Exemptions 506b Accepted Date 2018-08-03 17:10:34 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
California Extraction Ventures Inc. See All Filings	D	2018-08-03 17:08:35 UTC
Amount To Be Raised $11,040 Associated Brokers / Dealers none CIK Number 0001704378 Filed Document 0001704378-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-08-03 17:08:35 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Arrevus, Inc. See All Filings	D	2018-08-03 17:02:18 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001707101 Filed Document 0001707101-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-03 17:02:18 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Vinci Capital Partners III-C, L.P. See All Filings	D/A	2018-08-03 17:01:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001713121 Filed Document 0001713121-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-03 17:01:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
CF Towson Multifamily DST See All Filings	D	2018-08-03 16:58:56 UTC
Amount To Be Raised $40,100,000 Associated Brokers / Dealers Cantor Fitzgerald & Co. CIK Number 0001749032 Filed Document 0001749032-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-03 16:58:56 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Train Times Broadway Limited Partnership See All Filings	D/A	2018-08-03 16:57:42 UTC
Amount To Be Raised $35,500,000 Associated Brokers / Dealers N/A CIK Number 0001721397 Filed Document 0001721397-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-03 16:57:42 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Vinci Capital Partners III-B, L.P. See All Filings	D/A	2018-08-03 16:57:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001713114 Filed Document 0001713114-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-03 16:57:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
Vinci Capital Partners III-A, L.P. See All Filings	D/A	2018-08-03 16:51:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001713118 Filed Document 0001713118-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-03 16:51:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
Benefits Science LLC See All Filings	D	2018-08-03 16:32:59 UTC
Amount To Be Raised $99,999 Associated Brokers / Dealers N/A CIK Number 0001672119 Filed Document 0001672119-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-08-03 16:32:59 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Young Alfred Inc. See All Filings	D/A	2018-08-03 16:30:54 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001726885 Filed Document 0001726885-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-03 16:30:54 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
KNOW LABS, INC. See All Filings	D	2018-08-03 16:22:44 UTC
Amount To Be Raised $79,005 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-18-000393 Exclusions or Exemptions 506b Accepted Date 2018-08-03 16:22:44 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity