Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
EquityZen Growth Opportunity Fund IV LLC See All Filings	D/A	2018-08-06 15:41:23 UTC
Amount To Be Raised $5,041,818 Associated Brokers / Dealers March Capital Corporation CIK Number 0001737176 Filed Document 0001737176-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-08-06 15:41:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PhenixP2P Inc. See All Filings	D/A	2018-08-06 15:30:20 UTC
Amount To Be Raised $5,265,656 Associated Brokers / Dealers N/A CIK Number 0001657305 Filed Document 0001657305-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-06 15:30:20 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Security To Be Acquired
A&J Capital LLC See All Filings	D	2018-08-06 15:23:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001747652 Filed Document 0001747652-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 15:23:54 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Bolt Biotherapeutics, Inc. See All Filings	D	2018-08-06 15:18:12 UTC
Amount To Be Raised $13,385,363 Associated Brokers / Dealers N/A CIK Number 0001641281 Filed Document 0001641281-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-08-06 15:18:12 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fourth Dimension Income Fund LP See All Filings	D/A	2018-08-06 15:17:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514862 Filed Document 0001514862-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 15:17:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AUXXIT, INC. See All Filings	D	2018-08-06 15:14:49 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers N/A CIK Number 0001745429 Filed Document 0001065949-18-000110 Exclusions or Exemptions 506b Accepted Date 2018-08-06 15:14:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Worklete, Inc. See All Filings	D	2018-08-06 15:10:50 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001698505 Filed Document 0001698505-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-06 15:10:50 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CubeWorks, Inc. See All Filings	D	2018-08-06 15:10:41 UTC
Amount To Be Raised $501,118 Associated Brokers / Dealers N/A CIK Number 0001689341 Filed Document 0001689341-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-06 15:10:41 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Xage Security, Inc. See All Filings	D	2018-08-06 15:10:33 UTC
Amount To Be Raised $15,672,322 Associated Brokers / Dealers N/A CIK Number 0001749043 Filed Document 0001749043-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 15:10:33 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GUGV Platform II, LLC See All Filings	D	2018-08-06 15:09:47 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001748707 Filed Document 0001748707-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 15:09:47 UTC Type of Offering D Industry REITS and Finance Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
HEITMAN CORE REAL ESTATE DEBT INCOME TRUST, L.P. See All Filings	D/A	2018-08-06 15:05:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HEITMAN SECURITIES LLC and HEITMAN HK LIMITED CIK Number 0001708663 Filed Document 0001708663-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 15:05:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LA Aloe, LLC See All Filings	D/A	2018-08-06 15:01:43 UTC
Amount To Be Raised $5,000,016 Associated Brokers / Dealers Stuart Strumwasser CIK Number 0001737602 Filed Document 0001737602-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-06 15:01:43 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR GAA ALPHAPORT 500 FUND II LP See All Filings	D/A	2018-08-06 15:01:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001402199 Filed Document 0001682053-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-06 15:01:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATALAN OFFSHORE FUND, LTD. See All Filings	D/A	2018-08-06 14:57:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649536 Filed Document 0000919574-18-005151 Exclusions or Exemptions 506b Accepted Date 2018-08-06 14:57:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ATALAN PARTNERS, LP See All Filings	D/A	2018-08-06 14:54:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649537 Filed Document 0000919574-18-005149 Exclusions or Exemptions 506b Accepted Date 2018-08-06 14:54:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ATALAN MASTER FUND, LP See All Filings	D/A	2018-08-06 14:51:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649188 Filed Document 0000919574-18-005146 Exclusions or Exemptions 506b Accepted Date 2018-08-06 14:51:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SE STERLING HEIGHTS MM, LLC See All Filings	D	2018-08-06 14:50:12 UTC
Amount To Be Raised $3,765,000 Associated Brokers / Dealers N/A CIK Number 0001748782 Filed Document 0001748782-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 14:50:12 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AQR STYLE PREMIA PM OFFSHORE FUND, L.P. See All Filings	D/A	2018-08-06 14:44:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682053 Filed Document 0001682053-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-06 14:44:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Easy Spray LLC See All Filings	D	2018-08-06 14:43:52 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001611769 Filed Document 0000950138-18-000500 Exclusions or Exemptions 504 and 506b Accepted Date 2018-08-06 14:43:52 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Growers Holdings, Inc. See All Filings	D	2018-08-06 14:40:06 UTC
Amount To Be Raised $4,999,997 Associated Brokers / Dealers N/A CIK Number 0001649992 Filed Document 0001649992-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-06 14:40:06 UTC Type of Offering D Industry Agriculture Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CubeWorks, Inc. See All Filings	D	2018-08-06 14:38:02 UTC
Amount To Be Raised $3,474,345 Associated Brokers / Dealers N/A CIK Number 0001689341 Filed Document 0001689341-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 14:38:02 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Ikigai Media Properties, LLC See All Filings	D	2018-08-06 14:31:52 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001686293 Filed Document 0001686293-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-08-06 14:31:52 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BIC TEI Investors LLC See All Filings	D	2018-08-06 14:29:06 UTC
Amount To Be Raised $9,440,000 Associated Brokers / Dealers Time Equities Securities, Arete Wealth Management, and Accretive Wealth Management CIK Number 0001748959 Filed Document 0001748959-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 14:29:06 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
First Capital Bancorp, Inc./KY See All Filings	D	2018-08-06 14:17:44 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001749199 Filed Document 0001749199-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 14:17:44 UTC Type of Offering D Industry Commercial Banking Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Lumina Gold Corp. See All Filings	D	2018-08-06 14:17:30 UTC
Amount To Be Raised $819,530 Associated Brokers / Dealers Haywood Securities (USA) Inc. CIK Number 0001693232 Filed Document 0001693232-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 14:17:30 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
EP Acquisition Fund L.P. See All Filings	D/A	2018-08-06 14:15:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622593 Filed Document 0000899140-18-000468 Exclusions or Exemptions 506b Accepted Date 2018-08-06 14:15:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GIST Technology Inc. See All Filings	D	2018-08-06 14:13:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001747783 Filed Document 0001747783-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 14:13:46 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
LG RT Portfolio I, LLC See All Filings	D	2018-08-06 14:12:41 UTC
Amount To Be Raised $18,850,000 Associated Brokers / Dealers N/A CIK Number 0001748340 Filed Document 0001748340-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 14:12:41 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Baron Emerging Markets Fund Ltd. See All Filings	D/A	2018-08-06 14:12:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682136 Filed Document 0000950103-18-009434 Exclusions or Exemptions 506b Accepted Date 2018-08-06 14:12:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ClubUp, LLC See All Filings	D	2018-08-06 14:08:28 UTC
Amount To Be Raised $1,500,750 Associated Brokers / Dealers N/A CIK Number 0001681666 Filed Document 0001681666-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 14:08:28 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
FI Navigator Corp See All Filings	D	2018-08-06 13:56:05 UTC
Amount To Be Raised $2,499,994 Associated Brokers / Dealers N/A CIK Number 0001656754 Filed Document 0001656754-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-06 13:56:05 UTC Type of Offering D Industry Computers Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Vesper Technologies Inc. See All Filings	D/A	2018-08-06 13:46:30 UTC
Amount To Be Raised $25,905,974 Associated Brokers / Dealers N/A CIK Number 0001690361 Filed Document 0001690361-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-06 13:46:30 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Employee Fund, LLC See All Filings	D/A	2018-08-06 13:32:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585183 Filed Document 0001585183-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 13:32:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
California Extraction Ventures Inc. See All Filings	D	2018-08-06 13:24:24 UTC
Amount To Be Raised $2,560,998 Associated Brokers / Dealers none CIK Number 0001704378 Filed Document 0001704378-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-08-06 13:24:24 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Surterra Holdings, Inc./DE See All Filings	D	2018-08-06 13:08:22 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers N/A CIK Number 0001749034 Filed Document 0001445866-18-000790 Exclusions or Exemptions 506b Accepted Date 2018-08-06 13:08:22 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Phoenix MAG, Ltd. See All Filings	D/A	2018-08-06 13:06:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681590 Filed Document 0001681590-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 13:06:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KawiSafi Ventures Ltd See All Filings	D/A	2018-08-06 13:05:53 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001669377 Filed Document 0001669377-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 13:05:53 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Factal, Inc. See All Filings	D	2018-08-06 12:59:11 UTC
Amount To Be Raised $1,200,001 Associated Brokers / Dealers N/A CIK Number 0001749065 Filed Document 0001749065-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 12:59:11 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Ennelin Ltd See All Filings	D	2018-08-06 12:54:05 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001749115 Filed Document 0001749115-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-06 12:54:05 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Tax Enhanced Neutral Fund, LP See All Filings	D	2018-08-06 12:52:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001746690 Filed Document 0001746690-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 12:52:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRG Sandrock Holdings LP See All Filings	D/A	2018-08-06 12:44:23 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers None CIK Number 0001747729 Filed Document 0001747729-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-06 12:44:23 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kimpact Evergreen Real Estate Investment Fund, LP See All Filings	D/A	2018-08-06 12:32:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681958 Filed Document 0001681958-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 12:32:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Citrus Center TEI Investors LLC See All Filings	D	2018-08-06 12:28:38 UTC
Amount To Be Raised $4,825,000 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001748963 Filed Document 0001748963-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 12:28:38 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Gotham Tax Enhanced Long Fund, LP See All Filings	D	2018-08-06 12:19:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001746681 Filed Document 0001746681-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 12:19:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABAKKUS GROWTH FUND See All Filings	D	2018-08-06 12:13:06 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers IIFL Capital Inc. CIK Number 0001745840 Filed Document 0001745840-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-08-06 12:13:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HACKENSACK APARTMENTS, LLC See All Filings	D	2018-08-06 12:08:26 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001747956 Filed Document 0001747956-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 12:08:26 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CITIC Capital China Partners IV, L.P. See All Filings	D	2018-08-06 12:03:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Freres & Co. LLC CIK Number 0001747950 Filed Document 0001747950-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 12:03:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Intelligent Fingerprinting Ltd See All Filings	D	2018-08-06 12:02:17 UTC
Amount To Be Raised $1,454,209 Associated Brokers / Dealers N/A CIK Number 0001540191 Filed Document 0001540191-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-06 12:02:17 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
InfraVia European Fund IV SCSp See All Filings	D	2018-08-06 11:54:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAP USA, L.P. CIK Number 0001746287 Filed Document 0000919574-18-005141 Exclusions or Exemptions 506b Accepted Date 2018-08-06 11:54:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Equity Lending Fund I, LLC See All Filings	D/A	2018-08-06 11:50:06 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001701241 Filed Document 0001701241-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 11:50:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity