Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Boyd Watterson GSA Fund, LP See All Filings	D/A	2018-08-07 13:44:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Grace Holdings, Inc. and AXA Advisors, LLC CIK Number 0001588315 Filed Document 0001588315-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-07 13:44:31 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Sustainable Forest Futures, Inc. See All Filings	D/A	2018-08-07 13:42:43 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001715694 Filed Document 0001715694-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-07 13:42:43 UTC Type of Offering D/A Industry Other Principal Place of Business NEW HAMPSHIRE Revenue or Assets $Not Applicable Type of Security Debt
Hampshire Fort Worth LLC See All Filings	D	2018-08-07 13:41:46 UTC
Amount To Be Raised $4,445,000 Associated Brokers / Dealers N/A CIK Number 0001748179 Filed Document 0001748179-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-07 13:41:46 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
pH Beauty Holdings I, Inc. See All Filings	D/A	2018-08-07 13:37:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713392 Filed Document 0000895345-18-000231 Exclusions or Exemptions 506b Accepted Date 2018-08-07 13:37:07 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
pH Beauty Holdings I, Inc. See All Filings	D/A	2018-08-07 13:36:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713392 Filed Document 0000895345-18-000230 Exclusions or Exemptions 506b Accepted Date 2018-08-07 13:36:33 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 352, LLC See All Filings	D	2018-08-07 13:35:14 UTC
Amount To Be Raised $1,995,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001747585 Filed Document 0001747585-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-07 13:35:14 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Elliott Apt Venture, LLC See All Filings	D	2018-08-07 13:27:20 UTC
Amount To Be Raised $6,015,000 Associated Brokers / Dealers N/A CIK Number 0001749443 Filed Document 0001749443-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-07 13:27:20 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Plaza Ventures Special Opportunity Fund I LP See All Filings	D	2018-08-07 13:26:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001749091 Filed Document 0001013594-18-000487 Exclusions or Exemptions 506b Accepted Date 2018-08-07 13:26:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CMA Energy Fund II LP See All Filings	D	2018-08-07 13:24:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748203 Filed Document 0001748203-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-07 13:24:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caxton Global Investments USA LLC See All Filings	D/A	2018-08-07 13:21:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315115 Filed Document 0000895345-18-000229 Exclusions or Exemptions 506b Accepted Date 2018-08-07 13:21:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vista Fund, LLC See All Filings	D/A	2018-08-07 13:15:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715351 Filed Document 0001715351-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-07 13:15:13 UTC Type of Offering D/A Industry Residential Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
AB Capital Holdings I, LLC See All Filings	D	2018-08-07 13:07:40 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001749470 Filed Document 0001749470-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-07 13:07:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Walkthrough, Inc. See All Filings	D	2018-08-07 12:56:15 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001695210 Filed Document 0001695210-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-07 12:56:15 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Relay Holdings, LLC See All Filings	D	2018-08-07 12:52:15 UTC
Amount To Be Raised $6,810,963 Associated Brokers / Dealers Yoram Mehr and Pioneer Financial Planning (92) Ltd CIK Number 0001748767 Filed Document 0001748767-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-07 12:52:15 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Triolith Energy Fund, LP See All Filings	D	2018-08-07 12:42:44 UTC
Amount To Be Raised $71,275 Associated Brokers / Dealers N/A CIK Number 0001643904 Filed Document 0001477932-18-003851 Exclusions or Exemptions 506b Accepted Date 2018-08-07 12:42:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
NREA Meritage, DST See All Filings	D/A	2018-08-07 12:40:47 UTC
Amount To Be Raised $21,213,382 Associated Brokers / Dealers Highland Capital Funds Distributor, Inc, Edward Fernandez, Corbin S. Thomas, Patrick T Shea, Eric S. Scaff, Delmar V Mckinney, Kent A. Fitzpatrick, Mark E Urban, Mitchell A Foote, Tomas J Velken, Mathew T. Rubis, John T Hess, Roger W. Bowlin, Debra J. Schleining, Robin Tom Naylor, Mark J. Allen, Troy Thomas, Bryan C Hakola, Michael B Hansen, Blayne Allen Andersen, Kent A. Fitzpatrick, and William D Mahony CIK Number 0001738976 Filed Document 0001738976-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-08-07 12:40:47 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MCM Ancor I, LLC See All Filings	D	2018-08-07 12:36:55 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001748084 Filed Document 0001493152-18-011061 Exclusions or Exemptions 506b Accepted Date 2018-08-07 12:36:55 UTC Type of Offering D Industry Health Insurance Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Artrendex, Inc. See All Filings	D	2018-08-07 12:27:09 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001749072 Filed Document 0001749072-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-07 12:27:09 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
VERSANT HOLDINGS INC See All Filings	D/A	2018-08-07 12:24:35 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001126213 Filed Document 0001126213-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-07 12:24:35 UTC Type of Offering D/A Industry Insurance Principal Place of Business LOUISIANA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
North Peak Capital Partners, LP See All Filings	D/A	2018-08-07 12:13:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649083 Filed Document 0001649083-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-07 12:13:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
California Ethanol & Power, LLC See All Filings	D	2018-08-07 12:08:24 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers N/A CIK Number 0001491441 Filed Document 0001491441-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-08-07 12:08:24 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BEDFORD LOT VENTURE, LLC See All Filings	D	2018-08-07 12:06:30 UTC
Amount To Be Raised $6,700,000 Associated Brokers / Dealers N/A CIK Number 0001749347 Filed Document 0001749347-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-07 12:06:30 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MANDAE TECHNOLOGIES INC. See All Filings	D	2018-08-07 11:55:15 UTC
Amount To Be Raised $6,029,695 Associated Brokers / Dealers N/A CIK Number 0001604884 Filed Document 0001604884-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-07 11:55:15 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
APERIMUS PARTNERS LP See All Filings	D/A	2018-08-07 11:51:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456310 Filed Document 0001085146-18-001881 Exclusions or Exemptions 506b Accepted Date 2018-08-07 11:51:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TS ASSET ENCORE LLC See All Filings	D	2018-08-07 11:51:01 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001749076 Filed Document 0001749076-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-07 11:51:01 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Wyndy, LLC See All Filings	D	2018-08-07 11:49:14 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001749427 Filed Document 0001749427-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-07 11:49:14 UTC Type of Offering D Industry Other Technology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
ClickSWITCH Holdings Inc. See All Filings	D	2018-08-07 11:46:35 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Northland Securities, Inc. CIK Number 0001692955 Filed Document 0001692955-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-07 11:46:35 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
CLEARFUND I, L.P. See All Filings	D	2018-08-07 11:35:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748681 Filed Document 0001748681-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-07 11:35:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alder Boutique LLC See All Filings	D	2018-08-07 11:33:54 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001749395 Filed Document 0001749395-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-07 11:33:54 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Goettl Investments, LLC See All Filings	D	2018-08-07 11:25:46 UTC
Amount To Be Raised $17,540,000 Associated Brokers / Dealers N/A CIK Number 0001748697 Filed Document 0001748697-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-07 11:25:46 UTC Type of Offering D Industry Investing Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Thetis Pharmaceuticals LLC See All Filings	D	2018-08-07 11:16:22 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001528491 Filed Document 0001528491-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-07 11:16:22 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Van Leeuwen Ice Cream LLC See All Filings	D	2018-08-07 11:08:29 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers N/A CIK Number 0001730008 Filed Document 0001730008-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-07 11:08:29 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lacerta Therapeutics, Inc. See All Filings	D	2018-08-07 11:08:09 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001748465 Filed Document 0000897069-18-000496 Exclusions or Exemptions 506b Accepted Date 2018-08-07 11:08:09 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Namely, Inc. See All Filings	D	2018-08-07 11:08:01 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001539122 Filed Document 0001539122-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-07 11:08:01 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sandbar Fund Ltd See All Filings	D	2018-08-07 11:06:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001747587 Filed Document 0000902664-18-003029 Exclusions or Exemptions 506b Accepted Date 2018-08-07 11:06:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lacerta Therapeutics, Inc. See All Filings	D	2018-08-07 11:05:21 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001748465 Filed Document 0000897069-18-000495 Exclusions or Exemptions 506b Accepted Date 2018-08-07 11:05:21 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Fresenius Medical Care Germantown, LLC See All Filings	D	2018-08-07 11:00:18 UTC
Amount To Be Raised $4,714,357 Associated Brokers / Dealers N/A CIK Number 0001746434 Filed Document 0001461373-18-000038 Exclusions or Exemptions 506b Accepted Date 2018-08-07 11:00:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Valara Partners, LP See All Filings	D/A	2018-08-07 10:51:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001377658 Filed Document 0001377658-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-07 10:51:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rx.Health, Inc. See All Filings	D	2018-08-07 10:51:12 UTC
Amount To Be Raised $1,880,000 Associated Brokers / Dealers N/A CIK Number 0001749325 Filed Document 0001144204-18-042287 Exclusions or Exemptions 506b Accepted Date 2018-08-07 10:51:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
EDGBASTON ASIAN EQUITY TRUST See All Filings	D/A	2018-08-07 10:35:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443541 Filed Document 0001443541-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-07 10:35:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Image Relay, Inc. See All Filings	D	2018-08-07 10:25:22 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001748928 Filed Document 0001748928-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-07 10:25:22 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Esoteric Strategies LP See All Filings	D/A	2018-08-07 10:13:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681382 Filed Document 0000919574-18-005165 Exclusions or Exemptions 506b Accepted Date 2018-08-07 10:13:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SPARK NEURO INC. See All Filings	D/A	2018-08-07 10:10:54 UTC
Amount To Be Raised $13,289,955 Associated Brokers / Dealers ABG, LLC CIK Number 0001743876 Filed Document 0000913849-18-000342 Exclusions or Exemptions 506b Accepted Date 2018-08-07 10:10:54 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Libra Services, Inc. See All Filings	D	2018-08-07 10:03:48 UTC
Amount To Be Raised $15,127,000 Associated Brokers / Dealers N/A CIK Number 0001721779 Filed Document 0001721779-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-08-07 10:03:48 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tosca Proton LP See All Filings	D/A	2018-08-07 09:56:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649973 Filed Document 0000902664-18-003028 Exclusions or Exemptions 506b Accepted Date 2018-08-07 09:56:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Constellation Fund,SPC - Equities Segregated Portfolio See All Filings	D/A	2018-08-07 09:37:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CDK Financial Services LLC CIK Number 0001490086 Filed Document 0001490086-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-07 09:37:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Outlier BioPharma Inc. See All Filings	D/A	2018-08-07 09:14:52 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001690961 Filed Document 0001553350-18-000911 Exclusions or Exemptions 506b Accepted Date 2018-08-07 09:14:52 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Debt
Lazard Emerging Markets Core Equity Trust See All Filings	D/A	2018-08-07 09:07:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001597552 Filed Document 0001597552-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-07 09:07:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kria Botanicals, LLC See All Filings	D	2018-08-07 08:51:23 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001749050 Filed Document 0001749050-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-07 08:51:23 UTC Type of Offering D Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt
Georgetown Oaks, LP See All Filings	D	2018-08-07 08:38:49 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001748942 Filed Document 0001748942-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-07 08:38:49 UTC Type of Offering D Industry Residential Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity