Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Barak Structured Trade Finance Segregated Portfolio of Barak Fund SPC Ltd. See All Filings	D/A	2018-09-04 13:56:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581270 Filed Document 0001581270-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-04 13:56:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ - RTA, a series of Equidate Investments LLC See All Filings	D/A	2018-09-04 13:54:48 UTC
Amount To Be Raised $1,956,050 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001683546 Filed Document 0001749150-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-09-04 13:54:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BOM DIA IMPORTS LLC See All Filings	D/A	2018-09-04 13:40:08 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001556303 Filed Document 0001556303-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-04 13:40:08 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
India Insight Value Fund See All Filings	D/A	2018-09-04 13:37:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553591 Filed Document 0001553591-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-04 13:37:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelMD Syndicate, LLC - Chlorine Series I See All Filings	D	2018-09-04 13:33:01 UTC
Amount To Be Raised $573,500 Associated Brokers / Dealers N/A CIK Number 0001751857 Filed Document 0001749150-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-09-04 13:33:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelMD Syndicate, LLC - Carbon Series I See All Filings	D	2018-09-04 13:31:04 UTC
Amount To Be Raised $306,500 Associated Brokers / Dealers N/A CIK Number 0001751861 Filed Document 0001749150-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-09-04 13:31:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelMD Syndicate, LLC - Bohrium Series II See All Filings	D	2018-09-04 13:29:41 UTC
Amount To Be Raised $639,000 Associated Brokers / Dealers N/A CIK Number 0001751858 Filed Document 0001749150-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-09-04 13:29:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peerfit, Inc. See All Filings	D	2018-09-04 13:28:28 UTC
Amount To Be Raised $8,200,000 Associated Brokers / Dealers N/A CIK Number 0001587461 Filed Document 0001587461-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-09-04 13:28:28 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
AngelMD Syndicate, LLC - Cerium Series I See All Filings	D	2018-09-04 13:28:19 UTC
Amount To Be Raised $370,000 Associated Brokers / Dealers N/A CIK Number 0001751862 Filed Document 0001749150-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-09-04 13:28:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anahata Partners LP See All Filings	D	2018-09-04 13:27:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751346 Filed Document 0001751346-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-04 13:27:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AngelMD Syndicate, LLC - Californium Series I See All Filings	D	2018-09-04 13:26:36 UTC
Amount To Be Raised $524,999 Associated Brokers / Dealers N/A CIK Number 0001751859 Filed Document 0001749150-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-09-04 13:26:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelMD Syndicate, LLC - Aluminum Series V See All Filings	D	2018-09-04 13:25:01 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001751860 Filed Document 0001749150-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-04 13:25:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-KQK-14-Fund, a series of AX-RivRes-Funds, LLC See All Filings	D	2018-09-04 13:20:50 UTC
Amount To Be Raised $83,000 Associated Brokers / Dealers N/A CIK Number 0001746994 Filed Document 0001749150-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-04 13:20:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-IRZ-13-Fund, a series of AX-RivRes-Funds, LLC See All Filings	D	2018-09-04 13:14:34 UTC
Amount To Be Raised $197,779 Associated Brokers / Dealers N/A CIK Number 0001749150 Filed Document 0001749150-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-04 13:14:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flow Commerce Inc. See All Filings	D/A	2018-09-04 13:12:13 UTC
Amount To Be Raised $18,763,487 Associated Brokers / Dealers N/A CIK Number 0001697781 Filed Document 0001697781-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-04 13:12:13 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Water Street Fund I, LLC See All Filings	D	2018-09-04 13:03:54 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001736088 Filed Document 0001736088-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-04 13:03:54 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
WILDMAN EAST PARTNERSHIP See All Filings	D/A	2018-09-04 12:36:34 UTC
Amount To Be Raised $918,720 Associated Brokers / Dealers ALL FINRA REGISERED REPS CIK Number 0001743789 Filed Document 0001743789-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-09-04 12:36:34 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Castle Information Systems, Inc. See All Filings	D	2018-09-04 12:31:10 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001525842 Filed Document 0001525842-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-04 12:31:10 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
NIS Intermediate Fixed Income QP Fund, LLC See All Filings	D	2018-09-04 12:22:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730183 Filed Document 0000939791-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-09-04 12:22:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Fischer Block, Inc. See All Filings	D	2018-09-04 12:19:41 UTC
Amount To Be Raised $4,011,090 Associated Brokers / Dealers Emerging Growth Equities, Ltd. and Odeon Capital Group LLC CIK Number 0001666331 Filed Document 0001666331-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-04 12:19:41 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
FILTHY, LLC See All Filings	D	2018-09-04 12:16:18 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001751920 Filed Document 0001751920-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-04 12:16:18 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
GREEN MATTERS TECHNOLOGIES INC. See All Filings	D	2018-09-04 12:15:32 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001701572 Filed Document 0001085037-18-000091 Exclusions or Exemptions 506b Accepted Date 2018-09-04 12:15:32 UTC Type of Offering D Industry Manufacturing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $Not Applicable Type of Security Equity
Litorina V AB See All Filings	D/A	2018-09-04 12:15:21 UTC
Amount To Be Raised $319,460,085 Associated Brokers / Dealers Quest Fund Placement LLP CIK Number 0001711987 Filed Document 0001711987-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-04 12:15:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SWEDEN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
G Squared Opportunities Fund IV LLC, Series J-1 See All Filings	D	2018-09-04 12:01:53 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001741159 Filed Document 0001741159-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-04 12:01:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREEN RELIEF INC. See All Filings	D	2018-09-04 11:58:40 UTC
Amount To Be Raised $2,113,082 Associated Brokers / Dealers N/A CIK Number 0001725241 Filed Document 0001725241-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-04 11:58:40 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LM Fairview Park Drive, LLC See All Filings	D	2018-09-04 11:55:08 UTC
Amount To Be Raised $3,350,000 Associated Brokers / Dealers N/A CIK Number 0001751355 Filed Document 0001751355-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-04 11:55:08 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
China Alpha Fund LP See All Filings	D/A	2018-09-04 11:55:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P.Morgan Securities LLC and Access Securities LLC CIK Number 0001650237 Filed Document 0001650237-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-04 11:55:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Visly Inc. See All Filings	D	2018-09-04 11:53:55 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001751893 Filed Document 0001751893-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-04 11:53:55 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
PRTI, Inc. See All Filings	D	2018-09-04 11:30:58 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Carolina Financial Securities, LLC CIK Number 0001599423 Filed Document 0001599423-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-04 11:30:58 UTC Type of Offering D Industry Other Energy Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Focus Inde Growth Fund Ltd See All Filings	D/A	2018-09-04 11:19:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740590 Filed Document 0001740590-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-04 11:19:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENGAGEMENT LABS INC. See All Filings	D	2018-09-04 11:15:39 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001600139 Filed Document 0001600139-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-04 11:15:39 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Indus Way Emerging Market Fund Series Alpha See All Filings	D/A	2018-09-04 11:08:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732186 Filed Document 0001732186-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-04 11:08:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grenova, Inc. See All Filings	D	2018-09-04 11:06:03 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001751870 Filed Document 0001751870-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-04 11:06:03 UTC Type of Offering D Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Generation Capital Partners PayActiv LP See All Filings	D	2018-09-04 10:59:17 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001751894 Filed Document 0001751894-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-04 10:59:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Portman Square Real Estate II, a sub-fund of Portman Square Private Funds SICAV-SIF See All Filings	D	2018-09-04 10:52:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750066 Filed Document 0000943663-18-000178 Exclusions or Exemptions 506b Accepted Date 2018-09-04 10:52:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PBVMF 20 LLC See All Filings	D	2018-09-04 10:48:10 UTC
Amount To Be Raised $975,000 Associated Brokers / Dealers N/A CIK Number 0001751803 Filed Document 0001751803-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-04 10:48:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Granite Alphen Capital Fund US LP See All Filings	D/A	2018-09-04 10:35:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Old City Securities LLC CIK Number 0001680602 Filed Document 0001013594-18-000517 Exclusions or Exemptions 506b Accepted Date 2018-09-04 10:35:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
APPLIED DNA SCIENCES INC See All Filings	D	2018-09-04 10:35:21 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0000744452 Filed Document 0001192482-18-000432 Exclusions or Exemptions 506b Accepted Date 2018-09-04 10:35:21 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
ATLAS INSTITUTIONAL FUND, LLC See All Filings	D/A	2018-09-04 10:31:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465560 Filed Document 0001465560-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-04 10:31:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BC European Capital X - Navigator Co-Investment (2) LP See All Filings	D	2018-09-04 10:25:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751274 Filed Document 0001751274-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-04 10:25:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dasoma Partners LP See All Filings	D/A	2018-09-04 10:21:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682282 Filed Document 0000919574-18-005991 Exclusions or Exemptions 506b Accepted Date 2018-09-04 10:21:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BC European Capital X - Navigator Co-Investment (1) LP See All Filings	D	2018-09-04 10:17:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751272 Filed Document 0001751272-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-04 10:17:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inspirit Venue Funding I, LLC See All Filings	D	2018-09-04 10:05:16 UTC
Amount To Be Raised $7,250,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001750776 Filed Document 0001750776-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-04 10:05:16 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
SUPPLYKICK LLC See All Filings	D	2018-09-04 09:48:22 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001751881 Filed Document 0001751881-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-04 09:48:22 UTC Type of Offering D Industry Business Services Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Keywise Penguin Development Fund See All Filings	D	2018-09-04 09:31:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751104 Filed Document 0001751104-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-04 09:31:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Panacea AG Inc. See All Filings	D/A	2018-09-04 09:26:56 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers N/A CIK Number 0001746193 Filed Document 0000898432-18-000991 Exclusions or Exemptions 506b Accepted Date 2018-09-04 09:26:56 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
HBM Panorama Healthcare Delaware L.P. See All Filings	D/A	2018-08-31 22:08:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618193 Filed Document 0001618193-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-31 22:08:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clerkenwell Onshore Fund LP See All Filings	D	2018-08-31 20:33:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750880 Filed Document 0001315863-18-000700 Exclusions or Exemptions 506b Accepted Date 2018-08-31 20:33:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Clerkenwell Offshore Fund, Ltd. See All Filings	D	2018-08-31 20:32:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750805 Filed Document 0001315863-18-000699 Exclusions or Exemptions 506b Accepted Date 2018-08-31 20:32:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Athlete Foundry, Inc. See All Filings	D	2018-08-31 19:19:43 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001751801 Filed Document 0001751801-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-31 19:19:43 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt