Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PH Hammetts Wharf Partners, LLC See All Filings	D	2018-09-11 17:51:33 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001752658 Filed Document 0001752658-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-11 17:51:33 UTC Type of Offering D Industry Other Real Estate Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Armistice Capital Offshore Fund Ltd. See All Filings	D/A	2018-09-11 17:35:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554378 Filed Document 0000919574-18-006099 Exclusions or Exemptions 506b Accepted Date 2018-09-11 17:35:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Scene2Order LLC See All Filings	D	2018-09-11 17:27:45 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001752730 Filed Document 0001752730-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-11 17:27:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Silverwest-I Clayton Holdings, LLC See All Filings	D	2018-09-11 17:23:56 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001751900 Filed Document 0001751900-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-11 17:23:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Armistice Capital Fund LP See All Filings	D/A	2018-09-11 17:23:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554349 Filed Document 0000919574-18-006096 Exclusions or Exemptions 506b Accepted Date 2018-09-11 17:23:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Liquid Science Holdings, LLC See All Filings	D	2018-09-11 17:22:38 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers NONE CIK Number 0001702565 Filed Document 0001702565-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-11 17:22:38 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Toast Spirits LLC See All Filings	D	2018-09-11 17:11:19 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001503882 Filed Document 0001503882-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-11 17:11:19 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Carmenta Growth Portfolio 2017, L.P. See All Filings	D/A	2018-09-11 17:08:14 UTC
Amount To Be Raised $34,359,999 Associated Brokers / Dealers N/A CIK Number 0001717856 Filed Document 0001717856-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-11 17:08:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caerus DT Fund, LLC See All Filings	D/A	2018-09-11 17:03:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618858 Filed Document 0001746111-18-000011 Exclusions or Exemptions 506b Accepted Date 2018-09-11 17:03:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HarborOne Bancorp, Inc. See All Filings	D	2018-09-11 17:00:05 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Sandler O'Neill & Partners, L.P. and FIG Partners, LLC CIK Number 0001668224 Filed Document 0001668224-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-11 17:00:05 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
CAIS WorldQuant Millennium WMQS GEAE LLC See All Filings	D	2018-09-11 16:54:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752708 Filed Document 0001752708-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-11 16:54:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Romaine Empire, Inc. See All Filings	D	2018-09-11 16:53:11 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001643355 Filed Document 0001643355-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-09-11 16:53:11 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Romaine Empire, Inc. See All Filings	D	2018-09-11 16:50:31 UTC
Amount To Be Raised $22,362,823 Associated Brokers / Dealers N/A CIK Number 0001643355 Filed Document 0001643355-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-11 16:50:31 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
READE STREET PARTNERS LP See All Filings	D/A	2018-09-11 16:49:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681853 Filed Document 0001405086-18-000180 Exclusions or Exemptions 506b Accepted Date 2018-09-11 16:49:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SONJ Fund Alignment & Incentive Reform, L.P. See All Filings	D/A	2018-09-11 16:46:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716172 Filed Document 0001746111-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-09-11 16:46:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Celilo Group Media, Inc. See All Filings	D	2018-09-11 16:43:47 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers n/a CIK Number 0001598805 Filed Document 0001598805-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-11 16:43:47 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Partners Capital Harrier Fund (C), Ltd. See All Filings	D/A	2018-09-11 16:43:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493435 Filed Document 0001493435-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-11 16:43:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIP JTS, L.P. See All Filings	D	2018-09-11 16:41:06 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001751905 Filed Document 0001751905-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-11 16:41:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
4D Molecular Therapeutics Inc See All Filings	D	2018-09-11 16:39:53 UTC
Amount To Be Raised $89,999,874 Associated Brokers / Dealers N/A CIK Number 0001650648 Filed Document 0001650648-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-11 16:39:53 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Paravel 210 Portfolio I, LP See All Filings	D	2018-09-11 16:36:20 UTC
Amount To Be Raised $7,600,000 Associated Brokers / Dealers N/A CIK Number 0001752699 Filed Document 0001752699-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-11 16:36:20 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mission Permian Minerals, LP See All Filings	D	2018-09-11 16:35:25 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001751566 Filed Document 0001315863-18-000715 Exclusions or Exemptions 506b Accepted Date 2018-09-11 16:35:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
McGinnis MLP & Energy Fund, LP See All Filings	D/A	2018-09-11 16:34:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brown Associates, Inc. and Perkins Fund Marketing, L.L.C. CIK Number 0001681456 Filed Document 0001315863-18-000714 Exclusions or Exemptions 506b Accepted Date 2018-09-11 16:34:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Global Merger Partners LLC See All Filings	D/A	2018-09-11 16:32:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684337 Filed Document 0001746111-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-09-11 16:32:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Efficient Alpha Portfolio (C), Ltd. See All Filings	D/A	2018-09-11 16:31:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717065 Filed Document 0001717065-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-11 16:31:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHM Helm LLC See All Filings	D	2018-09-11 16:30:24 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001752620 Filed Document 0001752620-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-11 16:30:24 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS FUND LXXV, LLC See All Filings	D	2018-09-11 16:27:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001752655 Filed Document 0001752655-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-11 16:27:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Market Advantage II, Ltd. See All Filings	D/A	2018-09-11 16:22:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585780 Filed Document 0001746111-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-09-11 16:22:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Paravest Salado, L.P. See All Filings	D	2018-09-11 16:13:24 UTC
Amount To Be Raised $5,924,932 Associated Brokers / Dealers N/A CIK Number 0001752453 Filed Document 0001752453-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-11 16:13:24 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
HYDROFARM HOLDINGS GROUP, INC. See All Filings	D	2018-09-11 16:00:59 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers A.G.P./Alliance Global Partners and SternAegis Ventures CIK Number 0001695295 Filed Document 0001695295-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-09-11 16:00:59 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Paravest McKinney National BP, L.P. See All Filings	D	2018-09-11 15:55:30 UTC
Amount To Be Raised $2,849,339 Associated Brokers / Dealers N/A CIK Number 0001752016 Filed Document 0001752016-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-11 15:55:30 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Home Star Storage Mableton GA, LLC See All Filings	D/A	2018-09-11 15:42:56 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001746686 Filed Document 0001746686-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-09-11 15:42:56 UTC Type of Offering D/A Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Armistice Capital Fund Offshore Ltd. See All Filings	D/A	2018-09-11 15:40:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554378 Filed Document 0000919574-18-006088 Exclusions or Exemptions 506b Accepted Date 2018-09-11 15:40:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ORTHOSENSOR, INC See All Filings	D/A	2018-09-11 15:28:24 UTC
Amount To Be Raised $4,725,000 Associated Brokers / Dealers N/A CIK Number 0001436914 Filed Document 0000897069-18-000532 Exclusions or Exemptions 506b Accepted Date 2018-09-11 15:28:24 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Dream City Music Inc. See All Filings	D	2018-09-11 15:25:41 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001748125 Filed Document 0001748125-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-11 15:25:41 UTC Type of Offering D Industry Other Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Other Fund, L.P. See All Filings	D/A	2018-09-11 15:21:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652750 Filed Document 0001652750-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-11 15:21:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fashioned Hospitality LLC See All Filings	D	2018-09-11 15:20:19 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers N/A CIK Number 0001749995 Filed Document 0001749995-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-11 15:20:19 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
SponsorUnited, Inc. See All Filings	D/A	2018-09-11 15:17:36 UTC
Amount To Be Raised $925,000 Associated Brokers / Dealers N/A CIK Number 0001694204 Filed Document 0001694204-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-11 15:17:36 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PCIP II 1701 CENTRAL SERIES See All Filings	D	2018-09-11 15:13:44 UTC
Amount To Be Raised $1,533,880 Associated Brokers / Dealers N/A CIK Number 0001752017 Filed Document 0001752017-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-11 15:13:44 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
First Mile Investments LLC See All Filings	D/A	2018-09-11 15:08:26 UTC
Amount To Be Raised $3,899,877 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001710028 Filed Document 0001750583-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-11 15:08:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Conscious Venture Fund I L.P. See All Filings	D	2018-09-11 15:00:58 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001752384 Filed Document 0001752384-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-11 15:00:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
infinite io, inc See All Filings	D	2018-09-11 14:55:03 UTC
Amount To Be Raised $11,729,200 Associated Brokers / Dealers N/A CIK Number 0001749761 Filed Document 0001749761-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-11 14:55:03 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
California BanCorp See All Filings	D	2018-09-11 14:52:35 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Keefe and Hovde CIK Number 0001752036 Filed Document 0001014108-18-000211 Exclusions or Exemptions 506b Accepted Date 2018-09-11 14:52:35 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Staffing 360 Solutions, Inc. See All Filings	D	2018-09-11 14:50:11 UTC
Amount To Be Raised $370,560 Associated Brokers / Dealers N/A CIK Number 0001499717 Filed Document 0001209191-18-050440 Exclusions or Exemptions 506b Accepted Date 2018-09-11 14:50:11 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Virtual Arts Inc. See All Filings	D	2018-09-11 14:49:51 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001744924 Filed Document 0001744924-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-11 14:49:51 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Westwood Technology Opportunities Fund I, LP See All Filings	D	2018-09-11 14:41:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752503 Filed Document 0001752503-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-11 14:41:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KU Whispering Trace LLC See All Filings	D	2018-09-11 14:39:31 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001752619 Filed Document 0001752619-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-11 14:39:31 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
TheoremDx Inc. See All Filings	D	2018-09-11 14:38:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751284 Filed Document 0001144204-18-049014 Exclusions or Exemptions 506b Accepted Date 2018-09-11 14:38:06 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Dweller Inc. See All Filings	D	2018-09-11 14:31:07 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001751984 Filed Document 0001751984-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-11 14:31:07 UTC Type of Offering D Industry Residential Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Bio2 Technologies, Inc. See All Filings	D	2018-09-11 14:22:44 UTC
Amount To Be Raised $4,499,744 Associated Brokers / Dealers Mirus Securities, Inc. CIK Number 0001492254 Filed Document 0001492254-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-11 14:22:44 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Veestro Inc. See All Filings	D	2018-09-11 14:20:15 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001668901 Filed Document 0001668901-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-11 14:20:15 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt