Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
White Oaks Low Volatility Fund, LLC See All Filings	D/A	2018-09-17 12:15:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299872 Filed Document 0001299872-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 12:15:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Granite Mill Investments, LLC See All Filings	D/A	2018-09-17 12:12:31 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001714856 Filed Document 0001714856-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 12:12:31 UTC Type of Offering D/A Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
White Oaks Alternative Strategies Fund, LLC See All Filings	D/A	2018-09-17 12:08:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299868 Filed Document 0001299868-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 12:08:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ArcLine Alternatives Emso Long/Short Credit Fund LLC See All Filings	D	2018-09-17 12:07:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752871 Filed Document 0001752871-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 12:07:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Oaks Moderate Growth Fund, LLC See All Filings	D/A	2018-09-17 11:59:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299871 Filed Document 0001299871-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 11:59:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Balance Point Capital Partners III, L.P. See All Filings	D/A	2018-09-17 11:54:56 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Lazard Freres & Co. LLC CIK Number 0001710629 Filed Document 0001710629-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 11:54:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TRC Riverview, LLC See All Filings	D	2018-09-17 11:54:37 UTC
Amount To Be Raised $2,329,937 Associated Brokers / Dealers N/A CIK Number 0001753063 Filed Document 0001753063-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 11:54:37 UTC Type of Offering D Industry Other Real Estate Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 384, LLC See All Filings	D	2018-09-17 11:46:47 UTC
Amount To Be Raised $1,125,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001746357 Filed Document 0001746357-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 11:46:47 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
White Oaks Aggressive Growth Fund, LLC See All Filings	D/A	2018-09-17 11:44:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299869 Filed Document 0001299869-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 11:44:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Zumper, Inc. See All Filings	D	2018-09-17 11:37:41 UTC
Amount To Be Raised $45,649,117 Associated Brokers / Dealers N/A CIK Number 0001600984 Filed Document 0001600984-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 11:37:41 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
White Oaks Flexible Strategies Fund, LLC See All Filings	D/A	2018-09-17 11:36:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507760 Filed Document 0001507760-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 11:36:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
OrderMark, Inc. See All Filings	D	2018-09-17 11:31:03 UTC
Amount To Be Raised $9,499,992 Associated Brokers / Dealers N/A CIK Number 0001709480 Filed Document 0001709480-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 11:31:03 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Beta Bionics, Inc See All Filings	D/A	2018-09-17 11:25:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Piper Jaffray & Co. CIK Number 0001674632 Filed Document 0001674632-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 11:25:42 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Elemental Co., LLC See All Filings	D	2018-09-17 11:20:43 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001753211 Filed Document 0001753211-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 11:20:43 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Indiggo Associates, LLC See All Filings	D	2018-09-17 11:16:16 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001578644 Filed Document 0001578644-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 11:16:16 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
White Oaks Freedom Fund, LLC See All Filings	D/A	2018-09-17 11:15:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672274 Filed Document 0001672274-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 11:15:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Plum Seed Partners, LP See All Filings	D/A	2018-09-17 11:12:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684155 Filed Document 0001684155-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 11:12:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Draper Frontier OppTech Fund II, L.P. See All Filings	D/A	2018-09-17 10:38:55 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001709562 Filed Document 0001567619-18-002693 Exclusions or Exemptions 506b Accepted Date 2018-09-17 10:38:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIBILLA CAPITAL LTD. See All Filings	D/A	2018-09-17 10:37:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Carl Berg, Matthew Luciano, and John Daniel JR Sampietro CIK Number 0001480216 Filed Document 0001013594-18-000532 Exclusions or Exemptions 506b Accepted Date 2018-09-17 10:37:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sibilla Capital Onshore LLC See All Filings	D/A	2018-09-17 10:37:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Matthew Luciano, Scarsdale Equities LLC, Carl Berg, and John Daniel JR Sampietro CIK Number 0001557666 Filed Document 0001013594-18-000531 Exclusions or Exemptions 506b Accepted Date 2018-09-17 10:37:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
YORK ASIAN STRATEGIC METRIC FEEDER Ltd See All Filings	D/A	2018-09-17 10:04:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716331 Filed Document 0001144204-18-049600 Exclusions or Exemptions 506b Accepted Date 2018-09-17 10:04:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
York Asian Strategic Metric Master, L.P. See All Filings	D/A	2018-09-17 10:03:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716329 Filed Document 0001144204-18-049598 Exclusions or Exemptions 506b Accepted Date 2018-09-17 10:03:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JCM Quantitative Value Fund LLC See All Filings	D	2018-09-17 10:02:26 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers N/A CIK Number 0001753155 Filed Document 0001753155-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 10:02:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Volteo LLC See All Filings	D	2018-09-17 09:51:10 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001753190 Filed Document 0001753190-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 09:51:10 UTC Type of Offering D Industry Computers Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
deeproot 575 Fund, LLC See All Filings	D	2018-09-17 09:50:15 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001652459 Filed Document 0001606191-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-09-17 09:50:15 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
deeproot 575 Fund, LLC See All Filings	D/A	2018-09-17 09:45:51 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers PGH Advisors, Financial Horizon Concepts, INF Solutions, RD & J Inc., Metropolitan CMG, John Hart, McNamara Capital Group, Dennis Wirth, Zaheer Razack, George Villa, Michael Cales, Crissman Crombie, Great Lakes Wealth Mgt, Valhalla Group, and John Vizy CIK Number 0001652459 Filed Document 0001606191-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-09-17 09:45:51 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
deeproot Growth Runs Deep Fund, LLC See All Filings	D	2018-09-17 09:29:53 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001606191 Filed Document 0001606191-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-17 09:29:53 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Quadrant Finance Partners, LP See All Filings	D	2018-09-17 09:26:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751640 Filed Document 0000908662-18-000200 Exclusions or Exemptions 506b Accepted Date 2018-09-17 09:26:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GMRC Holdings, Ltd See All Filings	D/A	2018-09-17 09:25:50 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001451856 Filed Document 0001567619-18-002688 Exclusions or Exemptions 506b Accepted Date 2018-09-17 09:25:50 UTC Type of Offering D/A Industry Insurance Principal Place of Business BARBADOS Revenue or Assets Decline to Disclose Type of Security Equity
deeproot Growth Runs Deep Fund, LLC See All Filings	D/A	2018-09-17 09:21:23 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers INF Solutions, Financial Horizon Concepts, Michael Cales, PGH Advisors, John Hart, Bob Patrick, McNamara Capital Inc Group, Roger Jones, Wiley Carter, Dennis Wirth, Zar Razack, Safe Money Solutions Group, Gregory Talbot, George Villa, Valhalla Group, and JMB Financial CIK Number 0001606191 Filed Document 0001606191-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 09:21:23 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Oasis Japan Strategic Fund Offshore Feeder Ltd. See All Filings	D	2018-09-17 08:55:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750347 Filed Document 0000902664-18-003436 Exclusions or Exemptions 506b Accepted Date 2018-09-17 08:55:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
alpha4 ventures Fund 1, L.P. See All Filings	D	2018-09-17 08:47:43 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001753130 Filed Document 0001753130-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 08:47:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STANLEY HOWARD ENFRANCHISE INC See All Filings	D	2018-09-17 07:44:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CHARLES SCHWAB & CO., INC. CIK Number 0001646793 Filed Document 0001750772-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 07:44:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Kimberley Mining Ltd See All Filings	D	2018-09-14 19:58:19 UTC
Amount To Be Raised $99,840 Associated Brokers / Dealers Haywood Securities Inc. CIK Number 0001753127 Filed Document 0001567619-18-002686 Exclusions or Exemptions 506b Accepted Date 2018-09-14 19:58:19 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Whistler Medical Marijuana Corp See All Filings	D	2018-09-14 19:34:41 UTC
Amount To Be Raised $135,017 Associated Brokers / Dealers N/A CIK Number 0001621206 Filed Document 0001621206-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-14 19:34:41 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SELLHOUND INC. See All Filings	D	2018-09-14 19:32:37 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001751872 Filed Document 0001461859-18-000019 Exclusions or Exemptions 506b Accepted Date 2018-09-14 19:32:37 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Redwood-Kairos Real Estate Value Fund VI-B LP See All Filings	D/A	2018-09-14 19:19:43 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001720466 Filed Document 0001720466-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-14 19:19:43 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Redwood-Kairos Real Estate Value Fund VI LP See All Filings	D/A	2018-09-14 19:05:49 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001720465 Filed Document 0001720465-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-14 19:05:49 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lightyear Corp See All Filings	D	2018-09-14 18:44:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753025 Filed Document 0001753025-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-14 18:44:55 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
CR3 Fresh, LLC See All Filings	D/A	2018-09-14 18:28:10 UTC
Amount To Be Raised $3,225,000 Associated Brokers / Dealers N/A CIK Number 0001715262 Filed Document 0001715262-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-14 18:28:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
BaseMap, Inc. See All Filings	D	2018-09-14 18:19:42 UTC
Amount To Be Raised $1,999,999 Associated Brokers / Dealers N/A CIK Number 0001753153 Filed Document 0001753153-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-14 18:19:42 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Galera Therapeutics, Inc. See All Filings	D	2018-09-14 18:18:02 UTC
Amount To Be Raised $70,185,418 Associated Brokers / Dealers N/A CIK Number 0001563577 Filed Document 0000950138-18-000520 Exclusions or Exemptions 506b Accepted Date 2018-09-14 18:18:02 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Golden Metropolis International Ltd See All Filings	D	2018-09-14 18:08:32 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers Boustead Securities, LLC CIK Number 0001724569 Filed Document 0001213900-18-012599 Exclusions or Exemptions 506b Accepted Date 2018-09-14 18:08:32 UTC Type of Offering D Industry Manufacturing Principal Place of Business CHINA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
3500 Decker Holdings, LLC See All Filings	D	2018-09-14 17:42:33 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001753146 Filed Document 0001753146-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-14 17:42:33 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CalBioGas LLC See All Filings	D	2018-09-14 17:28:04 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001751027 Filed Document 0001751027-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-14 17:28:04 UTC Type of Offering D Industry Agriculture Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Scopia PX LLC See All Filings	D/A	2018-09-14 17:25:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001301882 Filed Document 0000919574-18-006155 Exclusions or Exemptions 506b Accepted Date 2018-09-14 17:25:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vedantra Pharmaceuticals, Inc. See All Filings	D	2018-09-14 17:23:53 UTC
Amount To Be Raised $36,235,347 Associated Brokers / Dealers None CIK Number 0001555192 Filed Document 0001567619-18-002672 Exclusions or Exemptions 506b Accepted Date 2018-09-14 17:23:53 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LiveSafe, Inc. See All Filings	D	2018-09-14 17:22:56 UTC
Amount To Be Raised $11,149,985 Associated Brokers / Dealers N/A CIK Number 0001578125 Filed Document 0001578125-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-14 17:22:56 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
WATERFRONT CP ENHANCED OFFSHORE FUND LTD See All Filings	D/A	2018-09-14 17:22:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694901 Filed Document 0001694901-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-14 17:22:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OSS Capital, L.P. See All Filings	D	2018-09-14 17:22:07 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001752396 Filed Document 0001752396-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-14 17:22:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund