Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Brookfield Fairfield U.S. Multifamily Value Add Fund III L.P. See All Filings	D/A	2018-09-25 10:27:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC and Morgan Stanley Smith Barney LLC CIK Number 0001686469 Filed Document 0001686469-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-25 10:27:16 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dynamk Life Sciences Fund, L.P. See All Filings	D/A	2018-09-25 10:25:21 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001718277 Filed Document 0001718277-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-25 10:25:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Triton Fund V L.P. See All Filings	D	2018-09-25 10:24:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754016 Filed Document 0001754016-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-25 10:24:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
E14 2017 Fund, LP See All Filings	D/A	2018-09-25 10:24:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717523 Filed Document 0001717523-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-25 10:24:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InstarAGF Essential Infrastructure (C-AIE) LP See All Filings	D/A	2018-09-25 10:22:43 UTC
Amount To Be Raised $72,000,000 Associated Brokers / Dealers N/A CIK Number 0001717383 Filed Document 0000945621-18-000294 Exclusions or Exemptions 506b Accepted Date 2018-09-25 10:22:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CM Funding, LLC See All Filings	D/A	2018-09-25 10:19:42 UTC
Amount To Be Raised $6,100,000 Associated Brokers / Dealers Bruce V Roberts CIK Number 0001751702 Filed Document 0001751702-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-25 10:19:42 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Payment Saver, LLC See All Filings	D	2018-09-25 09:56:22 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001752857 Filed Document 0001752857-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-25 09:56:22 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
LeapFrog Emerging Consumer Fund III, LP See All Filings	D/A	2018-09-25 09:46:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and SAQIB RASHID CIK Number 0001715048 Filed Document 0001715048-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-25 09:46:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
PETFIVE BRANDS HOLDING LLC See All Filings	D	2018-09-25 09:43:52 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001729530 Filed Document 0001729530-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-25 09:43:52 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Ridgeview Brazil SPV LP See All Filings	D	2018-09-25 09:40:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753535 Filed Document 0001753535-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-25 09:40:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CC ARB International Fund, Ltd. See All Filings	D/A	2018-09-25 09:25:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496493 Filed Document 0001496493-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-25 09:25:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One Manhattan Square LLC See All Filings	D/A	2018-09-25 09:20:20 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers New City Capital LLC CIK Number 0001673931 Filed Document 0001673931-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-25 09:20:20 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NORTHSIGHT CAPITAL, INC. See All Filings	D	2018-09-25 08:57:12 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001439397 Filed Document 0001255733-18-000012 Exclusions or Exemptions 506b Accepted Date 2018-09-25 08:57:12 UTC Type of Offering D Industry Business Services Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
RIVERBEND MALT HOUSE, INC. See All Filings	D	2018-09-25 07:58:27 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001697318 Filed Document 0001697318-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-25 07:58:27 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Lot One LLC See All Filings	D	2018-09-24 21:37:17 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001753948 Filed Document 0001753948-18-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2018-09-24 21:37:17 UTC Type of Offering D Industry Restaurants Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Voice Research Labs, Inc. See All Filings	D	2018-09-24 20:26:34 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001719053 Filed Document 0001719053-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 20:26:34 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
GENOMEDX INC. See All Filings	D	2018-09-24 19:59:43 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001668069 Filed Document 0001668069-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-24 19:59:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CENTRAL PARK FINANCIAL LLC See All Filings	D	2018-09-24 19:46:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654972 Filed Document 0001096906-18-000539 Exclusions or Exemptions 506b Accepted Date 2018-09-24 19:46:07 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
PLH GROUP, INC. See All Filings	D/A	2018-09-24 19:38:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549468 Filed Document 0001567619-18-003074 Exclusions or Exemptions 506b Accepted Date 2018-09-24 19:38:24 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
BRITANNIA PREFERRED MEMBERS, LLC See All Filings	D	2018-09-24 19:19:07 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers N/A CIK Number 0001661285 Filed Document 0001661285-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 19:19:07 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
BelCosta Labs, Inc. See All Filings	D	2018-09-24 19:05:10 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001753663 Filed Document 0001753663-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 19:05:10 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Frequency Music Foundation See All Filings	D	2018-09-24 18:50:49 UTC
Amount To Be Raised $11,200 Associated Brokers / Dealers N/A CIK Number 0001748458 Filed Document 0001748458-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 18:50:49 UTC Type of Offering D Industry Other Technology Principal Place of Business PANAMA Revenue or Assets Decline to Disclose Type of Security Other
Health Recovery Solutions, Inc. See All Filings	D/A	2018-09-24 18:49:22 UTC
Amount To Be Raised $7,399,974 Associated Brokers / Dealers N/A CIK Number 0001562357 Filed Document 0001562357-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 18:49:22 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Topline Capital Partners, LP See All Filings	D	2018-09-24 18:35:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754074 Filed Document 0001754074-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 18:35:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Expedition Co-Investment Partners II LP See All Filings	D	2018-09-24 17:50:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750909 Filed Document 0001750909-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 17:50:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OSC, LP See All Filings	D	2018-09-24 17:49:25 UTC
Amount To Be Raised $100,800 Associated Brokers / Dealers N/A CIK Number 0001754047 Filed Document 0001754047-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 17:49:25 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SDVI Corp See All Filings	D	2018-09-24 17:33:27 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001753866 Filed Document 0001753866-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 17:33:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Armis Biopharma, Inc. See All Filings	D	2018-09-24 17:32:32 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001604801 Filed Document 0001686266-18-000012 Exclusions or Exemptions 506b Accepted Date 2018-09-24 17:32:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Pepper Body Inc. See All Filings	D	2018-09-24 17:30:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753872 Filed Document 0001753872-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 17:30:43 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Vertoe Inc. See All Filings	D	2018-09-24 17:22:09 UTC
Amount To Be Raised $1,940,636 Associated Brokers / Dealers N/A CIK Number 0001752662 Filed Document 0001752662-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 17:22:09 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OncologyCare Partners, LLC See All Filings	D	2018-09-24 17:19:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752450 Filed Document 0001752450-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-24 17:19:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Inspire More, LLC See All Filings	D	2018-09-24 17:14:28 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001754034 Filed Document 0001754034-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 17:14:28 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Third Coast Therapeutics, Inc. See All Filings	D	2018-09-24 17:10:01 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001706603 Filed Document 0001706603-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 17:10:01 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Other
ICG MXV Co-Investment II SCSp See All Filings	D	2018-09-24 17:08:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754031 Filed Document 0001754031-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 17:08:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Livestock Technology Services, LLC See All Filings	D	2018-09-24 16:56:26 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001754103 Filed Document 0001754103-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 16:56:26 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Montecito Apartments San Diego, LP See All Filings	D	2018-09-24 16:55:52 UTC
Amount To Be Raised $1,090,000 Associated Brokers / Dealers N/A CIK Number 0001753714 Filed Document 0001062993-18-003843 Exclusions or Exemptions 506b Accepted Date 2018-09-24 16:55:52 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Broadway Apartments San Diego, LP See All Filings	D	2018-09-24 16:53:30 UTC
Amount To Be Raised $2,050,250 Associated Brokers / Dealers N/A CIK Number 0001753715 Filed Document 0001062993-18-003841 Exclusions or Exemptions 506b Accepted Date 2018-09-24 16:53:30 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
GREAT BEAR RESOURCES LTD. See All Filings	D	2018-09-24 16:51:12 UTC
Amount To Be Raised $70,276 Associated Brokers / Dealers N/A CIK Number 0001576963 Filed Document 0001567619-18-003062 Exclusions or Exemptions 506b Accepted Date 2018-09-24 16:51:12 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Physician's Equity II, LLC See All Filings	D	2018-09-24 16:48:37 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001753869 Filed Document 0001753869-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 16:48:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Ancor Pledge Fund XIII, LLC See All Filings	D	2018-09-24 16:47:47 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001754099 Filed Document 0001754099-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-24 16:47:47 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Walleye Opportunities Fund Ltd See All Filings	D	2018-09-24 16:46:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754062 Filed Document 0001754083-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-24 16:46:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIKATAP PTY LTD See All Filings	D	2018-09-24 16:46:55 UTC
Amount To Be Raised $252,513 Associated Brokers / Dealers N/A CIK Number 0001753893 Filed Document 0001591408-18-000030 Exclusions or Exemptions 506b Accepted Date 2018-09-24 16:46:55 UTC Type of Offering D Industry Other Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Debt
Flint Hills Strategic Small Mid Cap L.P. See All Filings	D/A	2018-09-24 16:45:56 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001524474 Filed Document 0001524474-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 16:45:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Project 1972, Inc. See All Filings	D	2018-09-24 16:44:12 UTC
Amount To Be Raised $3,013,231 Associated Brokers / Dealers N/A CIK Number 0001753683 Filed Document 0001753683-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 16:44:12 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BosValen AI Vision Fund See All Filings	D	2018-09-24 16:38:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753323 Filed Document 0001753446-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-24 16:38:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walleye Opportunities Fund, LP See All Filings	D	2018-09-24 16:38:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754083 Filed Document 0001754083-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 16:38:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accredited Investor Group Fund I, LLC See All Filings	D	2018-09-24 16:29:23 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001753867 Filed Document 0001753867-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 16:29:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Kobiton, Inc. See All Filings	D	2018-09-24 16:28:30 UTC
Amount To Be Raised $3,050,000 Associated Brokers / Dealers N/A CIK Number 0001754078 Filed Document 0001754078-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 16:28:30 UTC Type of Offering D Industry Telecommunications Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Flint Hills SQ Opportunity L.P. See All Filings	D/A	2018-09-24 16:27:56 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001529988 Filed Document 0001529988-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-24 16:27:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mudroom Films, LLC See All Filings	D/A	2018-09-24 16:23:02 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers Mudroom Films,LLC CIK Number 0001753723 Filed Document 0001753723-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-24 16:23:02 UTC Type of Offering D/A Industry Other Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Equity