Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Baker Street Scientific, Inc. See All Filings	D	2018-10-03 11:08:56 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001754872 Filed Document 0001754872-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-03 11:08:56 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Gulfstream Opportunity Fund LP See All Filings	D/A	2018-10-03 11:06:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Andrew Charles Fialko and Dewitt L. Alexandre Jr. CIK Number 0001340970 Filed Document 0000919574-18-006435 Exclusions or Exemptions 506b Accepted Date 2018-10-03 11:06:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-OMK-11-Fund, a series of AX-BiGe-Funds, LLC See All Filings	D	2018-10-03 11:03:30 UTC
Amount To Be Raised $212,000 Associated Brokers / Dealers N/A CIK Number 0001751835 Filed Document 0001751228-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-03 11:03:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-TSL-14-Fund, a series of Hack-ER-VC, LLC See All Filings	D	2018-10-03 11:02:07 UTC
Amount To Be Raised $281,751 Associated Brokers / Dealers N/A CIK Number 0001753966 Filed Document 0001751228-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-03 11:02:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Noble Hospitality Fund IV - VA REIT, LLC See All Filings	D	2018-10-03 11:01:52 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001754670 Filed Document 0001754670-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-03 11:01:52 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Noble Hospitality Fund IV - I REIT, LLC See All Filings	D	2018-10-03 10:59:47 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001754661 Filed Document 0001754661-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-03 10:59:47 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
WestonOx Fund, LLC See All Filings	D/A	2018-10-03 10:59:07 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001731032 Filed Document 0001731032-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-03 10:59:07 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SAX GMG 014, a series of SAX Capital Series Fund, LP See All Filings	D	2018-10-03 10:59:00 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001748521 Filed Document 0001751228-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-03 10:59:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-LSI-16-Fund, a series of Abstract Ventures Special Opportunities, LLC See All Filings	D	2018-10-03 10:57:11 UTC
Amount To Be Raised $148,000 Associated Brokers / Dealers N/A CIK Number 0001751228 Filed Document 0001751228-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-03 10:57:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jacobs Levy 130-30 Large 1 Fund, LLC See All Filings	D/A	2018-10-03 10:53:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532403 Filed Document 0000919574-18-006433 Exclusions or Exemptions 506b Accepted Date 2018-10-03 10:53:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Ionic Volatility Arbitrage Fund II LLC See All Filings	D/A	2018-10-03 10:51:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606566 Filed Document 0001588213-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-03 10:51:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Winebrenner Real Estate Fund, LP See All Filings	D	2018-10-03 10:45:33 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001754922 Filed Document 0001754922-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-03 10:45:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
SPI MLP & ENERGY FUND, L.P. See All Filings	D/A	2018-10-03 10:44:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620830 Filed Document 0000919574-18-006431 Exclusions or Exemptions 506b Accepted Date 2018-10-03 10:44:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Verity Ventures Capital Fund, L.P. See All Filings	D	2018-10-03 10:43:39 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001754332 Filed Document 0001754332-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-03 10:43:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Knack Inc. See All Filings	D	2018-10-03 10:39:13 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001753286 Filed Document 0001753286-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-03 10:39:13 UTC Type of Offering D Industry Retailing Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Ionic Volatility Arbitrage Fund LLC See All Filings	D/A	2018-10-03 10:28:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588213 Filed Document 0001588213-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-03 10:28:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vital Metrix Inc. See All Filings	D/A	2018-10-03 10:27:24 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Weild & Co., Inc. and Weild & Co., Inc. CIK Number 0001673208 Filed Document 0001673208-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-03 10:27:24 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
SUMMIT PRIVATE INVESTMENTS II, LP See All Filings	D/A	2018-10-03 10:23:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Straus Capital, LLC and Mid-Continent Securities Advisors, Ltd. CIK Number 0001200373 Filed Document 0000919574-18-006429 Exclusions or Exemptions 506b Accepted Date 2018-10-03 10:23:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
nanoView Diagnostics Inc. See All Filings	D	2018-10-03 09:59:14 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001754605 Filed Document 0001754605-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-03 09:59:14 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AIR INDUSTRIES GROUP See All Filings	D/A	2018-10-03 09:56:08 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001009891 Filed Document 0001213900-18-013410 Exclusions or Exemptions 506b Accepted Date 2018-10-03 09:56:08 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Rubric Capital Offshore Fund Ltd. See All Filings	D/A	2018-10-03 09:55:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685909 Filed Document 0000902664-18-003605 Exclusions or Exemptions 506b Accepted Date 2018-10-03 09:55:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rubric Capital Partners LP See All Filings	D/A	2018-10-03 09:53:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685924 Filed Document 0000902664-18-003604 Exclusions or Exemptions 506b Accepted Date 2018-10-03 09:53:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hudson Bay International Fund Ltd. See All Filings	D/A	2018-10-03 09:49:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497679 Filed Document 0000902664-18-003603 Exclusions or Exemptions 506b Accepted Date 2018-10-03 09:49:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hudson Bay Fund LP See All Filings	D/A	2018-10-03 09:47:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001354129 Filed Document 0000902664-18-003602 Exclusions or Exemptions 506b Accepted Date 2018-10-03 09:47:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SBS Weanling Pinhook II LLC See All Filings	D	2018-10-03 09:40:39 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001755016 Filed Document 0001755016-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-03 09:40:39 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Align Capital Partners Fund I-A, LP See All Filings	D/A	2018-10-03 09:38:09 UTC
Amount To Be Raised $326,565,000 Associated Brokers / Dealers CSP Securities CIK Number 0001682671 Filed Document 0001682671-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-03 09:38:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
kWh New Energy Corp See All Filings	D	2018-10-03 09:32:35 UTC
Amount To Be Raised $170,000 Associated Brokers / Dealers N/A CIK Number 0001754838 Filed Document 0001754838-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-03 09:32:35 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Align Capital Partners Fund I, LP See All Filings	D/A	2018-10-03 09:32:31 UTC
Amount To Be Raised $326,565,000 Associated Brokers / Dealers CSP Securities CIK Number 0001682669 Filed Document 0001682669-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-03 09:32:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
SkyKnight Income III, LLC See All Filings	D	2018-10-03 09:24:47 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001753774 Filed Document 0001753774-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-03 09:24:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SkyKnight Income II, LLC See All Filings	D	2018-10-03 09:14:12 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001753784 Filed Document 0001753784-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-03 09:14:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Transverse Medical Inc. See All Filings	D	2018-10-03 09:07:54 UTC
Amount To Be Raised $9,700,000 Associated Brokers / Dealers N/A CIK Number 0001706334 Filed Document 0001706334-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-03 09:07:54 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NHIT: Core Disciplined Alpha Trust See All Filings	D/A	2018-10-03 08:56:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685026 Filed Document 0001685026-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-03 08:56:56 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
X-Vax Technology, Inc. See All Filings	D	2018-10-03 07:28:50 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001682900 Filed Document 0001213900-18-013406 Exclusions or Exemptions 506b Accepted Date 2018-10-03 07:28:50 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Telligent Greater China Value Fund, LP See All Filings	D	2018-10-03 06:32:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603068 Filed Document 0001603068-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-03 06:32:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Telligent Greater China Fund, LP See All Filings	D	2018-10-03 06:22:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470723 Filed Document 0001470723-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-03 06:22:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ONEHOPE, Inc See All Filings	D	2018-10-02 21:47:59 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001635020 Filed Document 0001635020-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 21:47:59 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Sourcely Holdings, Inc. See All Filings	D/A	2018-10-02 20:56:28 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Aeon Capital CIK Number 0001737702 Filed Document 0001737702-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-02 20:56:28 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Latticework Investors, LP See All Filings	D/A	2018-10-02 20:25:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621804 Filed Document 0001621804-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 20:25:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fixed Income Fund of the Carolinas LLC See All Filings	D	2018-10-02 20:23:15 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001754962 Filed Document 0001754962-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 20:23:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Trinity Hunt Partners V, L.P. See All Filings	D/A	2018-10-02 19:17:47 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001708018 Filed Document 0001708018-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-02 19:17:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quest Venture Partners Fund II Annex Fund, L.P. See All Filings	D	2018-10-02 19:15:05 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001751461 Filed Document 0001751461-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 19:15:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ikigai Media Properties, LLC See All Filings	D	2018-10-02 19:11:03 UTC
Amount To Be Raised $90,000 Associated Brokers / Dealers N/A CIK Number 0001686293 Filed Document 0001686293-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-10-02 19:11:03 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
East Valley Surgical Services LLC See All Filings	D	2018-10-02 19:04:04 UTC
Amount To Be Raised $153,000 Associated Brokers / Dealers N/A CIK Number 0001662884 Filed Document 0001662884-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 19:04:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Infinite Acquisitions, Inc. See All Filings	D	2018-10-02 19:00:02 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001754996 Filed Document 0001754850-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-02 19:00:02 UTC Type of Offering D Industry Computers Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
FARMERS & MERCHANTS BANCORP See All Filings	D	2018-10-02 18:55:14 UTC
Amount To Be Raised $4,934,190 Associated Brokers / Dealers N/A CIK Number 0001085913 Filed Document 0001085913-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 18:55:14 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
KEN GARFF AUTOMOTIVE, LLC See All Filings	D/A	2018-10-02 18:40:58 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001750283 Filed Document 0001750283-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-10-02 18:40:58 UTC Type of Offering D/A Industry Other Principal Place of Business UTAH Revenue or Assets $Over $100,000,000 Type of Security Equity
Campus Protein, Inc. See All Filings	D	2018-10-02 18:13:22 UTC
Amount To Be Raised $1,075,000 Associated Brokers / Dealers N/A CIK Number 0001754850 Filed Document 0001754850-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 18:13:22 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MARK PARTNERS See All Filings	D/A	2018-10-02 18:00:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John J. Hock CIK Number 0000849919 Filed Document 0000849919-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-02 18:00:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bancar Technologies Ltd See All Filings	D	2018-10-02 17:59:56 UTC
Amount To Be Raised $34,000,000 Associated Brokers / Dealers N/A CIK Number 0001754481 Filed Document 0001567619-18-003573 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:59:56 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Mark Equity Opportunities Fund L.P. See All Filings	D/A	2018-10-02 17:54:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John J. Hock CIK Number 0001588911 Filed Document 0001588911-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-02 17:54:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity