Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Alternative Financing Options Inc. See All Filings	D/A	2018-10-05 10:20:54 UTC
Amount To Be Raised $1,900,800 Associated Brokers / Dealers N/A CIK Number 0001719619 Filed Document 0001719619-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-05 10:20:54 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Radcliffe Domestic BDC Fund, L.P. See All Filings	D/A	2018-10-05 10:15:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617390 Filed Document 0000919574-18-006499 Exclusions or Exemptions 506b Accepted Date 2018-10-05 10:15:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Radcliffe International BDC Fund, Ltd. See All Filings	D/A	2018-10-05 10:12:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617397 Filed Document 0000919574-18-006497 Exclusions or Exemptions 506b Accepted Date 2018-10-05 10:12:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RHEOS MEDICINES, INC. See All Filings	D/A	2018-10-05 10:10:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735905 Filed Document 0001735905-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-05 10:10:06 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SHANNON RIVER PARTNERS LP See All Filings	D/A	2018-10-05 10:09:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC CIK Number 0001214044 Filed Document 0001013594-18-000566 Exclusions or Exemptions 506b Accepted Date 2018-10-05 10:09:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS FUND LXXIX LLC See All Filings	D	2018-10-05 10:09:08 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE, INC CIK Number 0001754593 Filed Document 0001754593-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-05 10:09:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
WALDMAN CAPITAL MANAGEMENT, LLC See All Filings	D/A	2018-10-05 10:03:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489720 Filed Document 0001013594-18-000565 Exclusions or Exemptions 506b Accepted Date 2018-10-05 10:03:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Shannon River Partners II, LP See All Filings	D/A	2018-10-05 10:02:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC, Barclays Capital Inc and Barclays Bank PLC, Far Hills Group, LLC, and Stifel Nicolaus & Company, Incorporated CIK Number 0001301840 Filed Document 0001013594-18-000564 Exclusions or Exemptions 506b Accepted Date 2018-10-05 10:02:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
QMS Diversified Global Macro U.S. Fund LP See All Filings	D/A	2018-10-05 10:00:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538807 Filed Document 0000919574-18-006495 Exclusions or Exemptions 506b Accepted Date 2018-10-05 10:00:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
GS BW UNITS CLASS A LLC See All Filings	D	2018-10-05 10:00:24 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001754959 Filed Document 0001754959-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-05 10:00:24 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Dymon Asia Macro Fund See All Filings	D/A	2018-10-05 09:58:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471120 Filed Document 0001539743-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-05 09:58:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nullable, Inc. See All Filings	D/A	2018-10-05 09:57:37 UTC
Amount To Be Raised $12,106,186 Associated Brokers / Dealers N/A CIK Number 0001702264 Filed Document 0001702264-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-05 09:57:37 UTC Type of Offering D/A Industry Business Services Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
DOONBEG FUND LP See All Filings	D/A	2018-10-05 09:57:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC, Far Hills Group, LLC, Alternative Strategies Group, Inc., ICapital Securities, LLC, and Morgan Stanley Smith Barney LLC CIK Number 0001416009 Filed Document 0001013594-18-000563 Exclusions or Exemptions 506b Accepted Date 2018-10-05 09:57:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MV OPPORTUNITY QP FUND III LLC See All Filings	D	2018-10-05 09:42:17 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE, INC CIK Number 0001755274 Filed Document 0001755274-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-05 09:42:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Hail Merry, LLC See All Filings	D/A	2018-10-05 09:28:34 UTC
Amount To Be Raised $1,264,337 Associated Brokers / Dealers N/A CIK Number 0001642504 Filed Document 0001642504-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-05 09:28:34 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Dymon Asia Currency Value Fund See All Filings	D/A	2018-10-05 09:26:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539743 Filed Document 0001539743-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-05 09:26:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KB 701 Market REIT LLC See All Filings	D	2018-10-05 09:25:26 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001754860 Filed Document 0001754860-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-05 09:25:26 UTC Type of Offering D Industry REITS and Finance Principal Place of Business KOREA, REPUBLIC OF Revenue or Assets Decline to Disclose Type of Security Equity
Blue Rock Plus Fund, L.P. - Partnership Segregated Portfolio A See All Filings	D/A	2018-10-05 08:52:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718912 Filed Document 0001718912-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-05 08:52:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
AllianceBernstein Delaware Business Trust - AB Global Research Insights Series II See All Filings	D/A	2018-10-05 06:07:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716193 Filed Document 0000902664-18-003628 Exclusions or Exemptions 506b Accepted Date 2018-10-05 06:07:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BLOF II LP See All Filings	D/A	2018-10-05 06:06:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719099 Filed Document 0000902664-18-003627 Exclusions or Exemptions 506b Accepted Date 2018-10-05 06:06:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bybrook Salzburg Metric Fund LP See All Filings	D/A	2018-10-05 06:03:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654890 Filed Document 0000902664-18-003626 Exclusions or Exemptions 506b Accepted Date 2018-10-05 06:03:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PFD MANAGEMENT FUND 1001, LLC See All Filings	D	2018-10-04 22:01:59 UTC
Amount To Be Raised $1,060,000 Associated Brokers / Dealers N/A CIK Number 0001710793 Filed Document 0001710793-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-04 22:01:59 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TerraCotta Credit Fund, LP See All Filings	D/A	2018-10-04 21:45:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651744 Filed Document 0001144204-18-052596 Exclusions or Exemptions 506b Accepted Date 2018-10-04 21:45:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
STAY ALFRED, INC. See All Filings	D	2018-10-04 20:12:38 UTC
Amount To Be Raised $40,367,951 Associated Brokers / Dealers N/A CIK Number 0001694486 Filed Document 0001694486-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 20:12:38 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Casa Verde Capital SPV VII, L.P. See All Filings	D	2018-10-04 20:00:23 UTC
Amount To Be Raised $7,751,000 Associated Brokers / Dealers N/A CIK Number 0001751202 Filed Document 0001751202-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 20:00:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MIMG CXXXIV Arbor Pointe, LLC See All Filings	D	2018-10-04 19:25:47 UTC
Amount To Be Raised $5,150,000 Associated Brokers / Dealers N/A CIK Number 0001755236 Filed Document 0001755236-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 19:25:47 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Global Access Fund I, LP See All Filings	D	2018-10-04 19:19:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754401 Filed Document 0001144204-18-052580 Exclusions or Exemptions 506b Accepted Date 2018-10-04 19:19:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legal Learning Inc See All Filings	D	2018-10-04 19:15:32 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001755186 Filed Document 0001755186-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 19:15:32 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Stallion Pride Fund, LP See All Filings	D	2018-10-04 18:56:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751705 Filed Document 0001751705-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 18:56:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
TSC Contrarian Fund, LP See All Filings	D	2018-10-04 18:49:35 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001749359 Filed Document 0001749359-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 18:49:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
144 Dunsmere, LLC See All Filings	D	2018-10-04 18:47:03 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001755254 Filed Document 0001755254-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 18:47:03 UTC Type of Offering D Industry Investing Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
RPS Ventures I, L.P. See All Filings	D	2018-10-04 18:19:29 UTC
Amount To Be Raised $208,000,000 Associated Brokers / Dealers N/A CIK Number 0001754296 Filed Document 0001754296-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 18:19:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMX Royalty Corp See All Filings	D	2018-10-04 18:12:25 UTC
Amount To Be Raised $37,351 Associated Brokers / Dealers N/A CIK Number 0001285786 Filed Document 0001534122-18-000026 Exclusions or Exemptions 506b Accepted Date 2018-10-04 18:12:25 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PERFECT Co See All Filings	D	2018-10-04 18:03:52 UTC
Amount To Be Raised $5,782,549 Associated Brokers / Dealers N/A CIK Number 0001648775 Filed Document 0001461859-18-000020 Exclusions or Exemptions 506b Accepted Date 2018-10-04 18:03:52 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BLUESTEM INVESTMENT FUND 2018 QP, LLC See All Filings	D	2018-10-04 17:51:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754949 Filed Document 0001755075-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-04 17:51:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
COATUE LONG ONLY OFFSHORE FUND, LTD. See All Filings	D/A	2018-10-04 17:47:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588830 Filed Document 0000919574-18-006489 Exclusions or Exemptions 506b Accepted Date 2018-10-04 17:47:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Equity
BLUESTEM INVESTMENT FUND 2018, LLC See All Filings	D	2018-10-04 17:47:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755075 Filed Document 0001755075-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 17:47:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Global NV Corp. See All Filings	D	2018-10-04 17:40:36 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers GVC Capital LLC CIK Number 0001755019 Filed Document 0001755019-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 17:40:36 UTC Type of Offering D Industry Agriculture Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Ogborne Offshore Fund, Ltd. See All Filings	D/A	2018-10-04 17:40:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC CIK Number 0001754912 Filed Document 0001754912-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-04 17:40:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Patria Infrastructure Fund IV Feeder-A, L.P. See All Filings	D	2018-10-04 17:38:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754877 Filed Document 0001754877-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 17:38:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIO-PATH HOLDINGS INC See All Filings	D	2018-10-04 17:34:27 UTC
Amount To Be Raised $2,301,340 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001133818 Filed Document 0001599765-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-10-04 17:34:27 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
EM Park Village Fund LLC See All Filings	D	2018-10-04 17:30:33 UTC
Amount To Be Raised $2,450,000 Associated Brokers / Dealers N/A CIK Number 0001755261 Filed Document 0001755204-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-04 17:30:33 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WYOMING Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Patria Infrastructure Fund IV-B, L.P. See All Filings	D	2018-10-04 17:28:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754869 Filed Document 0001754869-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 17:28:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PWI SHOREHAM, LP See All Filings	D	2018-10-04 17:28:37 UTC
Amount To Be Raised $3,744,000 Associated Brokers / Dealers PERFORMANCE WEALTH INVESTMENTS II, LLC CIK Number 0001755187 Filed Document 0001755187-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 17:28:37 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Clarify Health Holdings LLC See All Filings	D	2018-10-04 17:26:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753669 Filed Document 0001753669-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 17:26:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPEG Hub 121 Investors LLC See All Filings	D	2018-10-04 17:24:20 UTC
Amount To Be Raised $11,290,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001755246 Filed Document 0001755246-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 17:24:20 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Taurus CD 200 Orlando Residential I LP See All Filings	D	2018-10-04 17:24:11 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers T Capital Funding LLC, Robert Clifford, and Alexander Jeffers CIK Number 0001755238 Filed Document 0001755238-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 17:24:11 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Patria Infrastructure Fund IV-A, L.P. See All Filings	D	2018-10-04 17:23:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754815 Filed Document 0001754815-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 17:23:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyMogul 121, LLC See All Filings	D	2018-10-04 17:22:52 UTC
Amount To Be Raised $935,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001747092 Filed Document 0001747092-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-04 17:22:52 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Kauffman Fellows Fund-A, L.P. See All Filings	D	2018-10-04 17:21:56 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001748783 Filed Document 0001748785-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-04 17:21:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund