Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ScaleFactor, Inc. See All Filings	D	2018-10-09 16:35:05 UTC
Amount To Be Raised $13,273,249 Associated Brokers / Dealers N/A CIK Number 0001737045 Filed Document 0001737045-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:35:05 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Archer II ZYP, LLC See All Filings	D	2018-10-09 16:34:56 UTC
Amount To Be Raised $3,176,017 Associated Brokers / Dealers N/A CIK Number 0001750475 Filed Document 0001755242-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:34:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rothschild GQ Systematic International Fund, Ltd. See All Filings	D/A	2018-10-09 16:34:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719054 Filed Document 0001719055-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:34:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tensility Venture Fund II LP See All Filings	D/A	2018-10-09 16:32:07 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Frontier Solutions, LLC, Northland Securities, Inc., and BHA Select Network, LLC CIK Number 0001721755 Filed Document 0001015325-18-000033 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:32:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AS Borodin Fund, LLC See All Filings	D	2018-10-09 16:32:06 UTC
Amount To Be Raised $995,000 Associated Brokers / Dealers N/A CIK Number 0001753327 Filed Document 0001667177-18-000012 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:32:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rothschild GQ Systematic Fund, LP See All Filings	D/A	2018-10-09 16:29:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719055 Filed Document 0001719055-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:29:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Golub Capital BDC 3, Inc. See All Filings	D/A	2018-10-09 16:27:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715268 Filed Document 0001715268-18-000093 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:27:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Yoknapatawpha Productions, LLC See All Filings	D	2018-10-09 16:27:44 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001753435 Filed Document 0001753435-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:27:44 UTC Type of Offering D Industry Other Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub UQH LLC See All Filings	D	2018-10-09 16:25:20 UTC
Amount To Be Raised $184,000 Associated Brokers / Dealers N/A CIK Number 0001755242 Filed Document 0001755242-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:25:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ-DGO, a series of Equidate Investments LLC See All Filings	D/A	2018-10-09 16:19:13 UTC
Amount To Be Raised $1,532,668 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001683542 Filed Document 0001667177-18-000011 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:19:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alitair Pharmaceuticals, Inc. See All Filings	D	2018-10-09 16:16:11 UTC
Amount To Be Raised $32,000,000 Associated Brokers / Dealers N/A CIK Number 0001654448 Filed Document 0001144204-18-052993 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:16:11 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
OncBioMune Pharmaceuticals, Inc See All Filings	D	2018-10-09 16:13:47 UTC
Amount To Be Raised $1,225,000 Associated Brokers / Dealers N/A CIK Number 0001362703 Filed Document 0001493152-18-014262 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:13:47 UTC Type of Offering D Industry Biotechnology Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Debt
Golub Capital Partners International 12, L.P. See All Filings	D	2018-10-09 16:12:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743619 Filed Document 0001743619-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:12:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Janki Corp See All Filings	D	2018-10-09 16:12:11 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers N/A CIK Number 0001755291 Filed Document 0001755291-18-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2018-10-09 16:12:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Debt
Goally, Inc. See All Filings	D	2018-10-09 16:11:48 UTC
Amount To Be Raised $884,205 Associated Brokers / Dealers N/A CIK Number 0001728503 Filed Document 0001728503-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:11:48 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
FLAG THERAPEUTICS, INC. See All Filings	D/A	2018-10-09 16:10:20 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001669160 Filed Document 0001669160-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:10:20 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Central Logic, Inc. See All Filings	D	2018-10-09 16:07:09 UTC
Amount To Be Raised $4,296,198 Associated Brokers / Dealers N/A CIK Number 0001558280 Filed Document 0001558280-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:07:09 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
RiverVest Venture Fund IV, L.P. See All Filings	D/A	2018-10-09 16:00:44 UTC
Amount To Be Raised $167,525,000 Associated Brokers / Dealers N/A CIK Number 0001725443 Filed Document 0001725443-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 16:00:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SRC MME CREDIT, LP See All Filings	D	2018-10-09 15:58:45 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001755141 Filed Document 0001755141-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 15:58:45 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
East Grove Capital Partners, L.P. See All Filings	D/A	2018-10-09 15:53:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710191 Filed Document 0001710191-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-09 15:53:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altmore Capital CRE Fund, LP See All Filings	D	2018-10-09 15:53:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754998 Filed Document 0001754998-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 15:53:17 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Ashton Gray Hospitality, LLC See All Filings	D	2018-10-09 15:49:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001755413 Filed Document 0001755413-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 15:49:23 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CHITOGEN INC See All Filings	D	2018-10-09 15:47:36 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001470264 Filed Document 0001470264-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-09 15:47:36 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PUTNAM INTERMEDIATE U.S. INVESTMENT GRADE FUND LLC See All Filings	D/A	2018-10-09 15:42:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379678 Filed Document 0001379678-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-09 15:42:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverview Investment Partners, Inc. See All Filings	D	2018-10-09 15:41:00 UTC
Amount To Be Raised $16,303,777 Associated Brokers / Dealers N/A CIK Number 0001754626 Filed Document 0001754626-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 15:41:00 UTC Type of Offering D Industry Construction Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Spot Hype INC. See All Filings	D	2018-10-09 15:39:55 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001755021 Filed Document 0001755021-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 15:39:55 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Equity
PUTNAM TOTAL RETURN U.S. INVESTMENT GRADE FIXED INCOME, LLC See All Filings	D/A	2018-10-09 15:37:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459792 Filed Document 0001483244-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-09 15:37:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HMI Capital Partners, L.P. See All Filings	D/A	2018-10-09 15:35:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458994 Filed Document 0000935836-18-000561 Exclusions or Exemptions 506b Accepted Date 2018-10-09 15:35:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Octagon High Income Fund LLC See All Filings	D/A	2018-10-09 15:34:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001513944 Filed Document 0001513944-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 15:34:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-AOB-11-Fund, a series of Abstract Ventures Special Opportunities, LLC See All Filings	D	2018-10-09 15:33:56 UTC
Amount To Be Raised $208,000 Associated Brokers / Dealers N/A CIK Number 0001753490 Filed Document 0001667177-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-10-09 15:33:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Merckx Capital Partners, L.P. See All Filings	D/A	2018-10-09 15:31:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541284 Filed Document 0000935836-18-000560 Exclusions or Exemptions 506b Accepted Date 2018-10-09 15:31:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cape Ann Global Developing Markets Fund See All Filings	D/A	2018-10-09 15:30:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655270 Filed Document 0001655270-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 15:30:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-SFZ-31-Fund, a series of AX-ND-Funds, LLC See All Filings	D	2018-10-09 15:25:39 UTC
Amount To Be Raised $270,000 Associated Brokers / Dealers N/A CIK Number 0001753910 Filed Document 0001667177-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-10-09 15:25:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-RDX-11-Fund, a series of AX-RivRes-Funds, LLC See All Filings	D	2018-10-09 15:24:30 UTC
Amount To Be Raised $88,000 Associated Brokers / Dealers N/A CIK Number 0001753494 Filed Document 0001667177-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-10-09 15:24:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HMI Capital Offshore Partners, L.P. See All Filings	D/A	2018-10-09 15:23:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648093 Filed Document 0000935836-18-000559 Exclusions or Exemptions 506b Accepted Date 2018-10-09 15:23:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-SUI-16-Fund, a series of Hack-ER-VC, LLC See All Filings	D	2018-10-09 15:22:31 UTC
Amount To Be Raised $381,300 Associated Brokers / Dealers N/A CIK Number 0001753907 Filed Document 0001667177-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-10-09 15:22:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
I Reconcars LLC See All Filings	D/A	2018-10-09 15:22:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607029 Filed Document 0001607029-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-09 15:22:01 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
A-OHB-17-Fund, a series of AX-BaPe-Funds, LP See All Filings	D	2018-10-09 15:21:10 UTC
Amount To Be Raised $21,400 Associated Brokers / Dealers N/A CIK Number 0001747129 Filed Document 0001667177-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-10-09 15:21:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Datalogue, Inc. See All Filings	D	2018-10-09 15:20:49 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001694338 Filed Document 0001231919-18-000044 Exclusions or Exemptions 506b Accepted Date 2018-10-09 15:20:49 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Crescent Development Zamin, LLC See All Filings	D	2018-10-09 15:19:09 UTC
Amount To Be Raised $185,000 Associated Brokers / Dealers N/A CIK Number 0001754890 Filed Document 0001754890-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-10-09 15:19:09 UTC Type of Offering D Industry Residential Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
A-OAN-12-Fund, a series of AX-RivRes-Funds, LLC See All Filings	D	2018-10-09 15:18:45 UTC
Amount To Be Raised $82,999 Associated Brokers / Dealers N/A CIK Number 0001753499 Filed Document 0001667177-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-10-09 15:18:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ochoco Partners, LP See All Filings	D/A	2018-10-09 15:17:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686748 Filed Document 0001686748-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 15:17:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-LLH-11-Fund, a series of AngelList-SDA-Funds, LLC See All Filings	D	2018-10-09 15:17:28 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001753473 Filed Document 0001667177-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-09 15:17:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-BAX-18-Fund, a series of AX-JoKr-Funds, LLC See All Filings	D	2018-10-09 15:15:44 UTC
Amount To Be Raised $112,999 Associated Brokers / Dealers N/A CIK Number 0001752346 Filed Document 0001667177-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-09 15:15:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Octagon High Income Cayman Fund Ltd. See All Filings	D/A	2018-10-09 15:14:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001513945 Filed Document 0001513945-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 15:14:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crescent Development 010, LLC See All Filings	D	2018-10-09 15:09:37 UTC
Amount To Be Raised $70,000 Associated Brokers / Dealers N/A CIK Number 0001755009 Filed Document 0001755009-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 15:09:37 UTC Type of Offering D Industry Residential Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Putnam High Yield Fixed Income Fund, LLC See All Filings	D/A	2018-10-09 15:03:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483244 Filed Document 0001483244-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 15:03:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Access 48, LP See All Filings	D/A	2018-10-09 15:00:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649414 Filed Document 0001649414-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-09 15:00:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EasyVote Solutions, Inc. See All Filings	D	2018-10-09 14:59:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755157 Filed Document 0001755157-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-09 14:59:36 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Content Watch Holdings, Inc. See All Filings	D	2018-10-09 14:57:25 UTC
Amount To Be Raised $3,375,000 Associated Brokers / Dealers N/A CIK Number 0001663119 Filed Document 0001663119-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-09 14:57:25 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity