Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Putnam Seligo Fund, LP See All Filings	D/A	2018-10-10 10:10:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001580486 Filed Document 0001727743-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-10-10 10:10:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Putnam Healthcare Long/Short Fund, LP See All Filings	D/A	2018-10-10 10:07:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554189 Filed Document 0001727743-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-10-10 10:07:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atalaya Alamosa REIT Inc. See All Filings	D	2018-10-10 09:57:56 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001754916 Filed Document 0001754916-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-10 09:57:56 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Forestline Partners, L.P. See All Filings	D/A	2018-10-10 09:56:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687120 Filed Document 0000919574-18-006561 Exclusions or Exemptions 506b Accepted Date 2018-10-10 09:56:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ALTERNATIVE RE HOLDINGS LTD See All Filings	D/A	2018-10-10 09:54:10 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001070324 Filed Document 0001567619-18-003902 Exclusions or Exemptions 506b Accepted Date 2018-10-10 09:54:10 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
SW Property, LLC See All Filings	D	2018-10-10 09:53:38 UTC
Amount To Be Raised $4,962,000 Associated Brokers / Dealers N/A CIK Number 0001752293 Filed Document 0001752293-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-10 09:53:38 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Brevan Howard AS Macro Fund Ltd. See All Filings	D/A	2018-10-10 09:53:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001718766 Filed Document 0001718766-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-10 09:53:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP Opportunity Fund V LLC See All Filings	D/A	2018-10-10 09:44:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers VNTR Securities LLC CIK Number 0001750053 Filed Document 0001213900-18-013728 Exclusions or Exemptions 506b Accepted Date 2018-10-10 09:44:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP Opportunity Fund IV LLC See All Filings	D/A	2018-10-10 09:41:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers VNTR Securities LLC CIK Number 0001746340 Filed Document 0001213900-18-013726 Exclusions or Exemptions 506b Accepted Date 2018-10-10 09:41:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
David Capital Partners Fund, LP See All Filings	D/A	2018-10-10 09:40:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532695 Filed Document 0001532695-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-10 09:40:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CytoVeris Inc See All Filings	D	2018-10-10 09:35:49 UTC
Amount To Be Raised $3,500,007 Associated Brokers / Dealers N/A CIK Number 0001755494 Filed Document 0001755494-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-10 09:35:49 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Lines Up, Inc. See All Filings	D	2018-10-10 09:23:46 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001755403 Filed Document 0001755403-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-10 09:23:46 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
CF Special Situation Fund II, LP See All Filings	D/A	2018-10-10 09:19:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates and Raymond James Financial Services CIK Number 0001510505 Filed Document 0001315863-18-000772 Exclusions or Exemptions 506b Accepted Date 2018-10-10 09:19:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CF SPECIAL SITUATION FUND I, LP See All Filings	D/A	2018-10-10 09:18:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates and Raymond James Financial Services CIK Number 0001380480 Filed Document 0001315863-18-000771 Exclusions or Exemptions 506b Accepted Date 2018-10-10 09:18:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Black Dog Fund I, LLC See All Filings	D	2018-10-10 09:14:42 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001753605 Filed Document 0001753605-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-10 09:14:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meadowlark Financial Technologies LP See All Filings	D	2018-10-10 09:14:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755513 Filed Document 0001755513-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-10 09:14:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Osteonovus, Inc. See All Filings	D	2018-10-10 09:09:19 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001595323 Filed Document 0001595323-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-10 09:09:19 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LIP BAR, INC. See All Filings	D	2018-10-10 08:53:07 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001755194 Filed Document 0001755194-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-10 08:53:07 UTC Type of Offering D Industry Retailing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Putnam Multi-Asset Absolute Return Fund, LP See All Filings	D/A	2018-10-10 08:32:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737952 Filed Document 0001733735-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-10 08:32:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Putnam Emerging Markets Equity Fund, LP See All Filings	D/A	2018-10-10 08:27:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001733735 Filed Document 0001733735-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-10 08:27:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PSAM Investment Holdings LP - Series A See All Filings	D/A	2018-10-10 06:16:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648950 Filed Document 0000902664-18-003663 Exclusions or Exemptions 506b Accepted Date 2018-10-10 06:16:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PSAM Investment Holdings LP - Series B See All Filings	D/A	2018-10-10 06:11:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718340 Filed Document 0000902664-18-003662 Exclusions or Exemptions 506b Accepted Date 2018-10-10 06:11:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Egis Capital Fund III LP See All Filings	D/A	2018-10-09 21:18:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SSG Capital Advisors LLC CIK Number 0001717318 Filed Document 0001717318-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 21:18:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Egis Capital Fund III NI LP See All Filings	D/A	2018-10-09 21:13:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SSG Capital Advisors LLC CIK Number 0001717321 Filed Document 0001717321-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 21:13:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
CrowdOut Credit Opportunities Fund LLC See All Filings	D	2018-10-09 20:45:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755295 Filed Document 0001567619-18-003900 Exclusions or Exemptions 506b Accepted Date 2018-10-09 20:45:29 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Copia Global Inc. See All Filings	D/A	2018-10-09 20:23:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655699 Filed Document 0000947871-18-000807 Exclusions or Exemptions 506b Accepted Date 2018-10-09 20:23:18 UTC Type of Offering D/A Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Understory, Inc. See All Filings	D	2018-10-09 19:54:14 UTC
Amount To Be Raised $8,193,218 Associated Brokers / Dealers N/A CIK Number 0001604508 Filed Document 0001604508-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 19:54:14 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
BawldGuy Investing Note Group, FOJ, LLC See All Filings	D	2018-10-09 19:38:50 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001753180 Filed Document 0001753180-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 19:38:50 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VelosBio Inc. See All Filings	D	2018-10-09 19:38:12 UTC
Amount To Be Raised $58,055,204 Associated Brokers / Dealers N/A CIK Number 0001732599 Filed Document 0001732599-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-09 19:38:12 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bertram Capital Finance Inc See All Filings	D	2018-10-09 19:09:32 UTC
Amount To Be Raised $1,339,708 Associated Brokers / Dealers N/A CIK Number 0001673433 Filed Document 0001673433-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 19:09:32 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Family Style, Inc. See All Filings	D	2018-10-09 19:02:39 UTC
Amount To Be Raised $1,340,000 Associated Brokers / Dealers N/A CIK Number 0001755176 Filed Document 0001755176-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 19:02:39 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Enhanced Long Fund, Ltd. See All Filings	D/A	2018-10-09 18:39:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589260 Filed Document 0001589260-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 18:39:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cinch Technologies, Inc. See All Filings	D/A	2018-10-09 18:36:47 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001722368 Filed Document 0001722368-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 18:36:47 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Austin Cocktails Investments, LLC See All Filings	D	2018-10-09 18:28:47 UTC
Amount To Be Raised $4,263,517 Associated Brokers / Dealers N/A CIK Number 0001744832 Filed Document 0001744832-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-09 18:28:47 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Ridez, a Series of ONEVC Single Deals, LLC See All Filings	D	2018-10-09 18:21:45 UTC
Amount To Be Raised $1,322,725 Associated Brokers / Dealers N/A CIK Number 0001750606 Filed Document 0001667177-18-000021 Exclusions or Exemptions 506b Accepted Date 2018-10-09 18:21:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 393, LLC See All Filings	D	2018-10-09 18:19:11 UTC
Amount To Be Raised $370,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001752980 Filed Document 0001752628-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-09 18:19:11 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
OT BioAg Fund III, LLC See All Filings	D/A	2018-10-09 18:14:01 UTC
Amount To Be Raised $14,508,650 Associated Brokers / Dealers N/A CIK Number 0001746913 Filed Document 0001667177-18-000020 Exclusions or Exemptions 506b Accepted Date 2018-10-09 18:14:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lighthouse Investments LLC, Series II See All Filings	D/A	2018-10-09 18:07:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622374 Filed Document 0001622374-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 18:07:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 391, LLC See All Filings	D	2018-10-09 18:06:13 UTC
Amount To Be Raised $2,591,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001752628 Filed Document 0001752628-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 18:06:13 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Lighthouse Investments LLC, Series I See All Filings	D/A	2018-10-09 18:03:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622382 Filed Document 0001622382-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 18:03:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Matrix Banff LP See All Filings	D	2018-10-09 18:01:18 UTC
Amount To Be Raised $5,365,000 Associated Brokers / Dealers Matrix Banff GP LLC CIK Number 0001755241 Filed Document 0001755241-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 18:01:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
TCCF Feeder Fund, L.P. See All Filings	D/A	2018-10-09 17:56:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714413 Filed Document 0001144204-18-053050 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:56:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orange Key, a series of ONEVC Single Deals, LLC See All Filings	D	2018-10-09 17:53:53 UTC
Amount To Be Raised $719,350 Associated Brokers / Dealers N/A CIK Number 0001753472 Filed Document 0001667177-18-000019 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:53:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Centre Lane Credit Partners II-A, L.P. See All Filings	D	2018-10-09 17:50:51 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers PTP Securities, LLC CIK Number 0001754298 Filed Document 0001754298-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:50:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fly with Breeze Inc. See All Filings	D	2018-10-09 17:50:06 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001755462 Filed Document 0001755462-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:50:06 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
LeadIQ, a Series of Jason's Syndicate, LLC See All Filings	D	2018-10-09 17:45:04 UTC
Amount To Be Raised $109,066 Associated Brokers / Dealers N/A CIK Number 0001749133 Filed Document 0001667177-18-000018 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:45:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RS Lending, Inc. See All Filings	D/A	2018-10-09 17:44:57 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001654094 Filed Document 0001654094-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:44:57 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Circle 9 Non-Operated Working Interest Fund I LP See All Filings	D	2018-10-09 17:43:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620960 Filed Document 0001620960-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:43:21 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Plantible Foods Inc. See All Filings	D	2018-10-09 17:42:54 UTC
Amount To Be Raised $500,008 Associated Brokers / Dealers N/A CIK Number 0001755486 Filed Document 0001755486-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:42:54 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Conflux, a Series of Hack VC Investments II LLC See All Filings	D	2018-10-09 17:38:57 UTC
Amount To Be Raised $174,500 Associated Brokers / Dealers N/A CIK Number 0001751216 Filed Document 0001667177-18-000017 Exclusions or Exemptions 506b Accepted Date 2018-10-09 17:38:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund