Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ACERA SURGICAL, INC. See All Filings	D	2018-10-18 12:03:56 UTC
Amount To Be Raised $10,095,000 Associated Brokers / Dealers N/A CIK Number 0001578522 Filed Document 0001578522-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-18 12:03:56 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hamilton Lane Co-Investment Fund IV LP See All Filings	D/A	2018-10-18 11:58:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Lane Securities LLC CIK Number 0001719766 Filed Document 0001719766-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-18 11:58:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FDG Epoque Castle Rock Holdings, LLC See All Filings	D	2018-10-18 11:49:07 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001755585 Filed Document 0001567619-18-004259 Exclusions or Exemptions 506b Accepted Date 2018-10-18 11:49:07 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
FDG Epoque Castle Rock Associates, LLC See All Filings	D	2018-10-18 11:44:31 UTC
Amount To Be Raised $32,325,000 Associated Brokers / Dealers N/A CIK Number 0001755584 Filed Document 0001567619-18-004257 Exclusions or Exemptions 506b Accepted Date 2018-10-18 11:44:31 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Avenir Development, LLC See All Filings	D	2018-10-18 11:43:17 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001708348 Filed Document 0001708348-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-18 11:43:17 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $Over $100,000,000 Type of Security Equity
GroupGifting.com, Inc. See All Filings	D	2018-10-18 11:37:55 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001568752 Filed Document 0001144204-18-054325 Exclusions or Exemptions 506b Accepted Date 2018-10-18 11:37:55 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
CEDARS BREWPUB LLC See All Filings	D	2018-10-18 11:25:28 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001756358 Filed Document 0001756358-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-18 11:25:28 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Blackstone Total Alternatives Solution V-A L.P. See All Filings	D	2018-10-18 11:09:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001754906 Filed Document 0001754906-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-18 11:09:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 311 See All Filings	D	2018-10-18 11:09:09 UTC
Amount To Be Raised $515,204 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001753996 Filed Document 0001754680-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-18 11:09:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BM2 P, LLC, a series of PROOF Master I, LLC See All Filings	D	2018-10-18 11:05:49 UTC
Amount To Be Raised $10,300,000 Associated Brokers / Dealers N/A CIK Number 0001754680 Filed Document 0001754680-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-18 11:05:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Total Alternatives Solution V L.P. See All Filings	D	2018-10-18 11:01:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney LLC, UBS Financial Services Inc., ICapital Securities, LLC, Cambridge Investment Research, Inc., and DFPG Investments, Inc. CIK Number 0001754918 Filed Document 0001754918-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-18 11:01:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Turning Point Retail Corp See All Filings	D	2018-10-18 10:52:21 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001621831 Filed Document 0001621831-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-18 10:52:21 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Atrevida Multi-Strategy Offshore Charter Fund, L.P. See All Filings	D/A	2018-10-18 10:33:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475496 Filed Document 0000919574-18-006730 Exclusions or Exemptions 506b Accepted Date 2018-10-18 10:33:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cedar Resources Group LLC See All Filings	D	2018-10-18 10:26:33 UTC
Amount To Be Raised $9,300,000 Associated Brokers / Dealers N/A CIK Number 0001750205 Filed Document 0001750205-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-18 10:26:33 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Finial Westmoreland LLC See All Filings	D	2018-10-18 10:23:25 UTC
Amount To Be Raised $3,636,000 Associated Brokers / Dealers N/A CIK Number 0001756282 Filed Document 0001756282-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-18 10:23:25 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ceres Tactical Macro L.P. See All Filings	D/A	2018-10-18 10:11:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC and Harbor Investment Advisory LLC CIK Number 0001504886 Filed Document 0001504886-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-18 10:11:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Italian Experience Corp. See All Filings	D	2018-10-18 10:06:13 UTC
Amount To Be Raised $199,899 Associated Brokers / Dealers N/A CIK Number 0001755640 Filed Document 0001755640-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-18 10:06:13 UTC Type of Offering D Industry Retailing Principal Place of Business DELAWARE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Lazard Emerging Markets Small Cap Equity Trust See All Filings	D/A	2018-10-18 09:54:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001533658 Filed Document 0001533658-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-18 09:54:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIRIOS FOCUS FUND LTD See All Filings	D/A	2018-10-18 09:49:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460150 Filed Document 0001460150-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-18 09:49:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pure Technologies, LLC See All Filings	D	2018-10-18 09:43:30 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001756350 Filed Document 0001567619-18-004254 Exclusions or Exemptions 506b Accepted Date 2018-10-18 09:43:30 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
MANAGED FUTURES PREMIER GRAHAM L.P. See All Filings	D/A	2018-10-18 09:35:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC and Harbor Investment Advisory LLC CIK Number 0001066656 Filed Document 0001066656-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-18 09:35:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Panther Properties, LP See All Filings	D	2018-10-18 09:23:41 UTC
Amount To Be Raised $235,000 Associated Brokers / Dealers N/A CIK Number 0001756214 Filed Document 0001756212-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-18 09:23:41 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
RIA Partners, LP See All Filings	D	2018-10-18 09:16:48 UTC
Amount To Be Raised $705,000 Associated Brokers / Dealers N/A CIK Number 0001756212 Filed Document 0001756212-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-18 09:16:48 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Hope Street Fund L.P. See All Filings	D/A	2018-10-18 08:56:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719708 Filed Document 0000902664-18-003773 Exclusions or Exemptions 506b Accepted Date 2018-10-18 08:56:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stone Oak Fund L.P. See All Filings	D	2018-10-18 08:53:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756078 Filed Document 0000902664-18-003772 Exclusions or Exemptions 506b Accepted Date 2018-10-18 08:53:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIFiber LLC See All Filings	D	2018-10-18 08:35:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756351 Filed Document 0001756351-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-18 08:35:25 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
BSOF Parallel Onshore Fund L.P. See All Filings	D/A	2018-10-18 06:33:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719696 Filed Document 0000902664-18-003771 Exclusions or Exemptions 506b Accepted Date 2018-10-18 06:33:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BSOF Parallel Offshore Fund Ltd. See All Filings	D/A	2018-10-18 06:28:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719702 Filed Document 0000902664-18-003770 Exclusions or Exemptions 506b Accepted Date 2018-10-18 06:28:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moraine Fund, Ltd See All Filings	D/A	2018-10-18 06:16:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719788 Filed Document 0000902664-18-003769 Exclusions or Exemptions 506b Accepted Date 2018-10-18 06:16:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Four Mine, Inc. See All Filings	D	2018-10-18 06:06:54 UTC
Amount To Be Raised $5,732,230 Associated Brokers / Dealers N/A CIK Number 0001664945 Filed Document 0001664945-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-18 06:06:54 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Innovasive, Inc. See All Filings	D	2018-10-17 21:45:12 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001756157 Filed Document 0001683168-18-003097 Exclusions or Exemptions 506b Accepted Date 2018-10-17 21:45:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
First Round Capital VII Partners Fund, L.P. See All Filings	D	2018-10-17 20:05:44 UTC
Amount To Be Raised $10,607,717 Associated Brokers / Dealers N/A CIK Number 0001755715 Filed Document 0001755715-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-17 20:05:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GROWLIFE, INC. See All Filings	D	2018-10-17 20:02:20 UTC
Amount To Be Raised $775,000 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-18-000502 Exclusions or Exemptions 506b Accepted Date 2018-10-17 20:02:20 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
First Round Capital VII, L.P. See All Filings	D	2018-10-17 19:59:49 UTC
Amount To Be Raised $209,392,283 Associated Brokers / Dealers N/A CIK Number 0001755714 Filed Document 0001755714-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-17 19:59:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GROWLIFE, INC. See All Filings	D	2018-10-17 19:59:31 UTC
Amount To Be Raised $576,000 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-18-000500 Exclusions or Exemptions 506b Accepted Date 2018-10-17 19:59:31 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
DATASIGHT CORP See All Filings	D	2018-10-17 19:54:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502659 Filed Document 0001078782-18-001185 Exclusions or Exemptions 506b Accepted Date 2018-10-17 19:54:18 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NeuroTechnology Investors, LLC See All Filings	D	2018-10-17 19:52:30 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001674457 Filed Document 0001674457-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-17 19:52:30 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Phynd Technologies, Inc. See All Filings	D	2018-10-17 19:38:51 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001648942 Filed Document 0001648942-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-17 19:38:51 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Billups-SOS Holdings, Inc. See All Filings	D	2018-10-17 19:25:46 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001756065 Filed Document 0001756065-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-17 19:25:46 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
DFA Cottage Village Associates LP See All Filings	D	2018-10-17 18:46:07 UTC
Amount To Be Raised $4,073,912 Associated Brokers / Dealers n/a CIK Number 0001756017 Filed Document 0001756017-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-17 18:46:07 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Infinity VDLC LLC See All Filings	D	2018-10-17 18:40:25 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001756077 Filed Document 0001756077-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-17 18:40:25 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-QRK, a series of Equidate Investments LLC See All Filings	D/A	2018-10-17 18:33:56 UTC
Amount To Be Raised $2,283,706 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001728388 Filed Document 0001728388-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-10-17 18:33:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EcoR1 Special Opportunity Fund III, L.P. See All Filings	D/A	2018-10-17 18:28:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718853 Filed Document 0000935836-18-000578 Exclusions or Exemptions 506b Accepted Date 2018-10-17 18:28:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OTHRAM, INC. See All Filings	D	2018-10-17 18:21:34 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001756249 Filed Document 0001756249-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-17 18:21:34 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
A-OUZ-11-Fund, a series of AX-YoEs-Funds, LLC See All Filings	D	2018-10-17 18:17:24 UTC
Amount To Be Raised $85,942 Associated Brokers / Dealers N/A CIK Number 0001745491 Filed Document 0001728388-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-17 18:17:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund 0, a series of Comeback Capital, LP See All Filings	D	2018-10-17 18:08:02 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001747242 Filed Document 0001728388-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-17 18:08:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAX WSH 011, a series of SAX Capital Series Fund II, LP See All Filings	D	2018-10-17 18:06:45 UTC
Amount To Be Raised $256,377 Associated Brokers / Dealers N/A CIK Number 0001747955 Filed Document 0001728388-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-17 18:06:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ-QRK, a series of Equidate Investments LLC See All Filings	D/A	2018-10-17 18:04:26 UTC
Amount To Be Raised $2,283,706 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001728388 Filed Document 0001728388-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-17 18:04:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHOENIX BIOTECHNOLOGY INC See All Filings	D	2018-10-17 18:01:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001278815 Filed Document 0001278815-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-17 18:01:12 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rosemark III, L.P. See All Filings	D	2018-10-17 17:46:22 UTC
Amount To Be Raised $721,701 Associated Brokers / Dealers N/A CIK Number 0001688414 Filed Document 0001688414-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-17 17:46:22 UTC Type of Offering D Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity