Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Kairos-Provivi SPV, L.P. See All Filings	D	2018-11-01 09:03:48 UTC
Amount To Be Raised $1,980,760 Associated Brokers / Dealers N/A CIK Number 0001706860 Filed Document 0001315863-18-000832 Exclusions or Exemptions 506b Accepted Date 2018-11-01 09:03:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Phoenix Life Sciences International Limited. See All Filings	D	2018-11-01 09:01:54 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001493212 Filed Document 0001387131-18-005795 Exclusions or Exemptions 506b Accepted Date 2018-11-01 09:01:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MaxQ AI Ltd. See All Filings	D	2018-11-01 08:58:22 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Palladium Capital Advisors LLC CIK Number 0001728416 Filed Document 0001213900-18-014762 Exclusions or Exemptions 506b Accepted Date 2018-11-01 08:58:22 UTC Type of Offering D Industry Other Technology Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Debt
Mati, LLC See All Filings	D	2018-11-01 08:55:27 UTC
Amount To Be Raised $2,015,075 Associated Brokers / Dealers N/A CIK Number 0001649456 Filed Document 0001649456-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 08:55:27 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Sierra Springs Diversified Income Fund, LP See All Filings	D/A	2018-11-01 08:47:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690291 Filed Document 0001690291-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 08:47:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RAI 4, LP See All Filings	D	2018-11-01 08:24:52 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001757780 Filed Document 0001757780-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 08:24:52 UTC Type of Offering D Industry Other Energy Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Copra Inc. See All Filings	D	2018-11-01 08:15:14 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001756244 Filed Document 0000905718-18-000898 Exclusions or Exemptions 506b Accepted Date 2018-11-01 08:15:14 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Worcester Development Project I LLC See All Filings	D/A	2018-11-01 08:09:10 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers Burpee Del Simone Capital Markets LLC CIK Number 0001757763 Filed Document 0001757763-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-01 08:09:10 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Worcester Development Project II LLC See All Filings	D	2018-11-01 08:04:35 UTC
Amount To Be Raised $390,000 Associated Brokers / Dealers Burpee Del Simone Capital Markets LLC CIK Number 0001757764 Filed Document 0001757764-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 08:04:35 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Abili Investments, LLC See All Filings	D	2018-11-01 07:59:36 UTC
Amount To Be Raised $5,524,000 Associated Brokers / Dealers N/A CIK Number 0001754040 Filed Document 0001754040-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 07:59:36 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Worcester Development Project I LLC See All Filings	D	2018-11-01 07:55:12 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers Burpee Del Simone Capital Markets LLC CIK Number 0001757763 Filed Document 0001757763-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-01 07:55:12 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
1798 Event Convexity Fund Ltd See All Filings	D/A	2018-11-01 06:03:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721140 Filed Document 0000902664-18-003908 Exclusions or Exemptions 506b Accepted Date 2018-11-01 06:03:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1798 Global Macro Fund LP See All Filings	D/A	2018-11-01 06:01:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688225 Filed Document 0000902664-18-003907 Exclusions or Exemptions 506b Accepted Date 2018-11-01 06:01:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solugen, Inc. See All Filings	D	2018-10-31 20:51:20 UTC
Amount To Be Raised $18,771,998 Associated Brokers / Dealers N/A CIK Number 0001756965 Filed Document 0001756965-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 20:51:20 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Assembly Media Networks, Inc. See All Filings	D	2018-10-31 20:28:34 UTC
Amount To Be Raised $7,000,002 Associated Brokers / Dealers Norman Jones CIK Number 0001639632 Filed Document 0001639632-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 20:28:34 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Montlake Bioscience Inc. See All Filings	D	2018-10-31 19:25:53 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001757681 Filed Document 0001757681-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 19:25:53 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
HashOff, LLC See All Filings	D	2018-10-31 19:11:56 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001626651 Filed Document 0001626651-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 19:11:56 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Anaheim Hotel Investment 1 LLC See All Filings	D	2018-10-31 18:30:17 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers N/A CIK Number 0001754251 Filed Document 0001754251-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 18:30:17 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
BRACKET AI, LP See All Filings	D	2018-10-31 18:14:32 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001757678 Filed Document 0001757678-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 18:14:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRE8 CAPITAL FUND I, LLC See All Filings	D/A	2018-10-31 18:07:17 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001660833 Filed Document 0001660833-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 18:07:17 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Dignitas eSports, LLC See All Filings	D	2018-10-31 18:01:17 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001714956 Filed Document 0001714956-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 18:01:17 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Plata Latina Minerals Corp See All Filings	D	2018-10-31 17:51:29 UTC
Amount To Be Raised $85,775 Associated Brokers / Dealers N/A CIK Number 0001570505 Filed Document 0001570505-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-31 17:51:29 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Vivvi, Inc. See All Filings	D	2018-10-31 17:44:24 UTC
Amount To Be Raised $2,249,996 Associated Brokers / Dealers N/A CIK Number 0001757781 Filed Document 0001757781-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 17:44:24 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RD Legal Finance, LLC, Series PMPI See All Filings	D/A	2018-10-31 17:31:25 UTC
Amount To Be Raised $11,100,000 Associated Brokers / Dealers N/A CIK Number 0001695600 Filed Document 0001695600-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-31 17:31:25 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Mainline West Tax Advantaged Opportunity Fund V LLC See All Filings	D/A	2018-10-31 17:24:37 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001732540 Filed Document 0001245105-18-000125 Exclusions or Exemptions 506b Accepted Date 2018-10-31 17:24:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Munger, LLC See All Filings	D	2018-10-31 17:17:27 UTC
Amount To Be Raised $1,770,000 Associated Brokers / Dealers N/A CIK Number 0001757123 Filed Document 0001757123-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 17:17:27 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Friends of the Club at Rolling Hills, LLC See All Filings	D	2018-10-31 17:07:41 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001757662 Filed Document 0001079973-18-000596 Exclusions or Exemptions 506b Accepted Date 2018-10-31 17:07:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Cerberus Partners II, L.P. See All Filings	D/A	2018-10-31 17:06:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477895 Filed Document 0000905718-18-000895 Exclusions or Exemptions 506b Accepted Date 2018-10-31 17:06:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAMBOO PIPELINE, INC See All Filings	D/A	2018-10-31 17:06:34 UTC
Amount To Be Raised $7,050,037 Associated Brokers / Dealers N/A CIK Number 0001118818 Filed Document 0001118818-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-31 17:06:34 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
USEIG Northeast Weld Joint Venture See All Filings	D/A	2018-10-31 17:01:56 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001753276 Filed Document 0001753276-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-31 17:01:56 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
BC Exchange Vasco DST See All Filings	D/A	2018-10-31 16:53:04 UTC
Amount To Be Raised $17,906,336 Associated Brokers / Dealers Daniel Mercer, Joseph Insalaco, Reed Haimson, Dwayne W. Powell, Robert J. Comeaux, Jr, Kurt C. Jackson, Brian Ragen, Hiro Kagiyama, Kent Fitzpatrick, Herb Alston, Andrew Friedman, David Roggenkamp, Clay H. Sorrick, Jr, Jay Newland, Bryan C. Hakola, Gary L. Chapman, Accursion Joseph Indelicato, Norma Nisbet, Brandon Masbrunch, Kerri Sullivan-Kreiss, Eric Peterson, Caleb Huftalin, Jason M. Nelson, and DARREN MICHAEL KUBIAK CIK Number 0001725273 Filed Document 0001725273-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:53:04 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Cerberus International II, Ltd. See All Filings	D/A	2018-10-31 16:48:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hunnicutt & Co. LLC and Fund Advisors Limited and Ultra Distressed Securities Fund, Ltd. CIK Number 0001477894 Filed Document 0000905718-18-000892 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:48:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INF-YGW Partners Fund LP See All Filings	D	2018-10-31 16:47:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756255 Filed Document 0001013594-18-000642 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:47:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dorsal Special Opportunities Fund, Ltd. See All Filings	D	2018-10-31 16:42:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757717 Filed Document 0000950142-18-002119 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:42:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dorsal Special Opportunities Fund, L.P. See All Filings	D	2018-10-31 16:41:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757698 Filed Document 0000950142-18-002118 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:41:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mercury Active Quant Master Fund, LP See All Filings	D	2018-10-31 16:38:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757595 Filed Document 0001757595-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:38:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black Stone Minerals, L.P. See All Filings	D	2018-10-31 16:38:10 UTC
Amount To Be Raised $130,000 Associated Brokers / Dealers N/A CIK Number 0001621434 Filed Document 0001209191-18-056658 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:38:10 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hot Creek Investors Limited Partnership See All Filings	D/A	2018-10-31 16:28:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534470 Filed Document 0001654954-18-011787 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:28:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
EZaccessMD, LLC See All Filings	D	2018-10-31 16:26:51 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001756156 Filed Document 0001756156-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:26:51 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lightspeed SPV II, LLC See All Filings	D	2018-10-31 16:20:52 UTC
Amount To Be Raised $85,050,000 Associated Brokers / Dealers N/A CIK Number 0001756164 Filed Document 0001756164-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:20:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Uprising Health LLC See All Filings	D	2018-10-31 16:18:57 UTC
Amount To Be Raised $30,539,924 Associated Brokers / Dealers N/A CIK Number 0001757652 Filed Document 0001757652-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:18:57 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
gener8tor Fund VII, LLC See All Filings	D	2018-10-31 16:14:21 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001757436 Filed Document 0001757436-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:14:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Hobbs Bonded Fibers, LLC See All Filings	D/A	2018-10-31 16:10:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001648111 Filed Document 0001648111-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:10:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RumbleON, Inc. See All Filings	D	2018-10-31 16:06:12 UTC
Amount To Be Raised $23,000,000 Associated Brokers / Dealers National Securities Corporation and Craig-Hallum Capital Group LLC CIK Number 0001596961 Filed Document 0001654954-18-011780 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:06:12 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
NC/SR Equity, LLC See All Filings	D	2018-10-31 16:02:04 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers N/A CIK Number 0001757575 Filed Document 0001757575-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:02:04 UTC Type of Offering D Industry Commercial Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Regent Street Power Fund O 2018-4, LLC See All Filings	D	2018-10-31 16:00:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757171 Filed Document 0001757171-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 16:00:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
RCP Fund II Co-Invest-DataLink 2, L.P. See All Filings	D	2018-10-31 15:58:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756316 Filed Document 0001756316-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:58:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Footprint International Holdco, Inc. See All Filings	D	2018-10-31 15:58:07 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001756730 Filed Document 0001756730-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:58:07 UTC Type of Offering D Industry Manufacturing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Vroom, Inc. See All Filings	D/A	2018-10-31 15:56:05 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers N/A CIK Number 0001580864 Filed Document 0001405086-18-000223 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:56:05 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Verano Holdings, LLC See All Filings	D	2018-10-31 15:56:03 UTC
Amount To Be Raised $88,000,003 Associated Brokers / Dealers N/A CIK Number 0001757626 Filed Document 0001062993-18-004285 Exclusions or Exemptions 506b Accepted Date 2018-10-31 15:56:03 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity