Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CENTER CREEK GP RICHMOND II, LLC See All Filings	D	2018-11-14 17:02:19 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001757995 Filed Document 0001757995-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-14 17:02:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
BEVCANNA ENTERPRISES INC. See All Filings	D	2018-11-14 17:00:06 UTC
Amount To Be Raised $23,766 Associated Brokers / Dealers N/A CIK Number 0001754180 Filed Document 0001085037-18-000124 Exclusions or Exemptions 506b Accepted Date 2018-11-14 17:00:06 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Folio Photonics Inc. See All Filings	D/A	2018-11-14 16:57:30 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001699248 Filed Document 0001699248-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-14 16:57:30 UTC Type of Offering D/A Industry Computers Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
GP 2019 Private Equity Strategies, a series of Gresham Private Equities Strategies, L.P. See All Filings	D	2018-11-14 16:52:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758046 Filed Document 0001758046-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-14 16:52:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-NPZ-14-Fund, a series of AX-IdCx-Funds, LLC See All Filings	D	2018-11-14 16:52:06 UTC
Amount To Be Raised $57,750 Associated Brokers / Dealers N/A CIK Number 0001687309 Filed Document 0001758763-18-000034 Exclusions or Exemptions 506b Accepted Date 2018-11-14 16:52:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Data Gumbo Corp See All Filings	D	2018-11-14 16:51:52 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers n/a CIK Number 0001752624 Filed Document 0001752624-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-14 16:51:52 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Sessa Capital (International), Ltd. See All Filings	D/A	2018-11-14 16:44:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561286 Filed Document 0001561286-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-14 16:44:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SELIGMAN TECH SPECTRUM OFFSHORE FUND See All Filings	D/A	2018-11-14 16:42:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722509 Filed Document 0001567619-18-006348 Exclusions or Exemptions 506b Accepted Date 2018-11-14 16:42:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAGELLAN GOLD Corp See All Filings	D	2018-11-14 16:41:20 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001515317 Filed Document 0001011034-18-000097 Exclusions or Exemptions 506b Accepted Date 2018-11-14 16:41:20 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
GRACIE ALPHA CORE FUND, L.P. See All Filings	D	2018-11-14 16:39:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758915 Filed Document 0001567619-18-006343 Exclusions or Exemptions 506b Accepted Date 2018-11-14 16:39:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spaceflight Industries, Inc. See All Filings	D	2018-11-14 16:38:49 UTC
Amount To Be Raised $29,900,000 Associated Brokers / Dealers N/A CIK Number 0001635594 Filed Document 0001635594-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-14 16:38:49 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
AngelList-Grok2-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D/A	2018-11-14 16:37:05 UTC
Amount To Be Raised $79,250 Associated Brokers / Dealers N/A CIK Number 0001606001 Filed Document 0001758763-18-000033 Exclusions or Exemptions 506b Accepted Date 2018-11-14 16:37:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boston Materials, Inc. See All Filings	D	2018-11-14 16:35:22 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001759052 Filed Document 0001759052-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-14 16:35:22 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
VALOR M33 III L.P. See All Filings	D	2018-11-14 16:34:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MERCURY CAPITAL ADVISORS, LLC and MORGAN STANLEY CIK Number 0001758729 Filed Document 0001758729-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-14 16:34:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
VALOR M33 III-A L.P. See All Filings	D	2018-11-14 16:33:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MERCURY CAPITAL ADVISORS, LLC and MORGAN STANLEY CIK Number 0001758728 Filed Document 0001758728-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-14 16:33:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Marshall Wace Long Strategies ICAV - MW TOPS China A Share Fund See All Filings	D	2018-11-14 16:33:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759017 Filed Document 0000902664-18-004117 Exclusions or Exemptions 506b Accepted Date 2018-11-14 16:33:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Centre Lane Partners V, L.P. See All Filings	D	2018-11-14 16:33:22 UTC
Amount To Be Raised $700,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001757913 Filed Document 0001382963-18-000147 Exclusions or Exemptions 506b Accepted Date 2018-11-14 16:33:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sessa Capital, L.P. See All Filings	D/A	2018-11-14 16:31:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561285 Filed Document 0001561285-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-14 16:31:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BKCM Digital Asset Fund LLC See All Filings	D	2018-11-14 16:22:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758965 Filed Document 0001758965-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-14 16:22:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ChrysCapital VIII, LLC See All Filings	D	2018-11-14 16:22:33 UTC
Amount To Be Raised $850,000,000 Associated Brokers / Dealers N/A CIK Number 0001758888 Filed Document 0001758888-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-14 16:22:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shared Performance, LLC See All Filings	D	2018-11-14 16:19:13 UTC
Amount To Be Raised $495,000 Associated Brokers / Dealers N/A CIK Number 0001475561 Filed Document 0001475561-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-14 16:19:13 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Florida Multifamily Portfolio II DST See All Filings	D/A	2018-11-14 16:16:26 UTC
Amount To Be Raised $98,479,389 Associated Brokers / Dealers Debra Schleining, Jason McMurtry, Edward Fernandez, Curt Smiley, Joseph Nugent, David Levinson, Troy Thomas, John Uyeki, Kirk Dobson, Andrew Pesha, Daniel Raupp, Gali Horev, Jennifer Jost, Paul Getty, John Powell, Coleman Goldsmith, Brian Herking, Jeff Vollmer, Matt Rubis, Donald Meredith, Kerri Sullivan-Kreiss, Jesus Quezada, Daniel Charron, James Walesa, Carmen Morrone, Gene Alvin Brehm, Brian Horn, Richard Grace, Daniel Moskowitz, Christina Nielson, James Parry, Kraig Mickelsen, Trawnegan Gall, Stacey Morimoto, Lisa Lyons, Mark Cosenza, Steven Smith, William Hensley, Ann Stewart, David Eurton, Robert Coleman, Stephen Quiner, Byron Ishiwata, Inland Securities Corporation, Robert Smith, Ronald York, Patrick Conway, Matthew Myers, Brian Kern, Jordan Murray, George Martin, Josephine Buck, Dawn Campbell, Annette Gamino, Timothy Tracy, Jon Paul Cirelli, Nathan Kuhn, Peter Mc Neil, David Kramer, Samuel Julian, Benjamin Disalle, Marla Ringling, Diana Fletcher, Kenneth Barroga, Louis Leskosky, Grahame Richards, Chris Brereton, Kenneth Kay, Thomas Karsten, David Wurster, Wayne Bernardo, Troy Wada, Jason Salmon, Eric Scaff, Ronald Wicklace, Dean Burchett, Frank Kuiper, Darin Glanzer, William Cunningham, Lynette Atchley, Roy Pfleger, Nicholas Popolo, Douglas T Charney, Frederic Cassivi, David Mowatt, Davin Carey, Mark Joseph Rychel, Elizabeth Friant, Shawn Valentine, William Toft, Aaron Broz, Jeffrey McKay, Anthony Brown, Stephen Swarbrick, Jeffrey Baker, Duane Swanson, Jordon Wold, Ryan Cook, James Peters, and Michael Ludwin CIK Number 0001747750 Filed Document 0001757500-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-14 16:16:26 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Western Wealth Capital XXXVII US Investor, LP See All Filings	D/A	2018-11-14 16:16:08 UTC
Amount To Be Raised $14,150,000 Associated Brokers / Dealers N/A CIK Number 0001748633 Filed Document 0001642247-18-000045 Exclusions or Exemptions 506b Accepted Date 2018-11-14 16:16:08 UTC Type of Offering D/A Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Cygnus Property Fund V, LLC See All Filings	D	2018-11-14 16:14:30 UTC
Amount To Be Raised $220,000,000 Associated Brokers / Dealers N/A CIK Number 0001758918 Filed Document 0001758918-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-14 16:14:30 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Pencro Investors, LLC See All Filings	D/A	2018-11-14 16:11:38 UTC
Amount To Be Raised $4,570,000 Associated Brokers / Dealers N/A CIK Number 0001723463 Filed Document 0001723463-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-14 16:11:38 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
National Multifamily Portfolio IV DST See All Filings	D/A	2018-11-14 16:07:03 UTC
Amount To Be Raised $138,158,359 Associated Brokers / Dealers Daniel Raupp, Christina Nielson, David Dahill, Hugo Grimaldi, Scott Sheehan, Gene Williams, Gena Mickschl, Edward Fernandez, Justin Bachman, David Launder, Michael Markey, Spencer Weston, Matt Rubis, Stephen Norton, Michael Curley, Maxwell Phillips, Michael Feldman, John Kwee, David Ebner, Joseph Hagler, Michael Puls, David Rodriguez, Troy Wada, Benjamin Disalle, Lucas Dipietro, Ahmad Husami, and Mike Bendix CIK Number 0001757500 Filed Document 0001757500-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-14 16:07:03 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ASPEN GROUP, INC. See All Filings	D	2018-11-14 16:05:45 UTC
Amount To Be Raised $538,487 Associated Brokers / Dealers N/A CIK Number 0001487198 Filed Document 0001553350-18-001237 Exclusions or Exemptions 506b Accepted Date 2018-11-14 16:05:45 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Option To Acquire
WESTERN WEALTH CAPITAL XXXVIII US INVESTOR, LP See All Filings	D	2018-11-14 16:00:19 UTC
Amount To Be Raised $8,700,000 Associated Brokers / Dealers N/A CIK Number 0001755458 Filed Document 0001642247-18-000044 Exclusions or Exemptions 506b Accepted Date 2018-11-14 16:00:19 UTC Type of Offering D Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Jemez-ReignRock, LLC See All Filings	D	2018-11-14 15:59:48 UTC
Amount To Be Raised $7,250,000 Associated Brokers / Dealers N/A CIK Number 0001757259 Filed Document 0001757259-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-14 15:59:48 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PRIMA MORTGAGE INVESTMENT TRUST LLC See All Filings	D	2018-11-14 15:58:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001618020 Filed Document 0001618020-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-14 15:58:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Rachio-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D/A	2018-11-14 15:55:10 UTC
Amount To Be Raised $69,250 Associated Brokers / Dealers N/A CIK Number 0001603981 Filed Document 0001758763-18-000031 Exclusions or Exemptions 506b Accepted Date 2018-11-14 15:55:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Rabbl-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D/A	2018-11-14 15:51:08 UTC
Amount To Be Raised $142,500 Associated Brokers / Dealers N/A CIK Number 0001602669 Filed Document 0001758763-18-000030 Exclusions or Exemptions 506b Accepted Date 2018-11-14 15:51:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRXADE GROUP, INC. See All Filings	D	2018-11-14 15:50:30 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001382574 Filed Document 0001445866-18-001245 Exclusions or Exemptions 506b Accepted Date 2018-11-14 15:50:30 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Participant Capital Fund I Feeder, LP See All Filings	D	2018-11-14 15:45:02 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001758898 Filed Document 0001758898-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-14 15:45:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList QP Syndicates Fund I, a series of AngelList Master Syndicates Fund I, LLC See All Filings	D/A	2018-11-14 15:44:01 UTC
Amount To Be Raised $2,829,000 Associated Brokers / Dealers N/A CIK Number 0001614266 Filed Document 0001758763-18-000029 Exclusions or Exemptions 506b Accepted Date 2018-11-14 15:44:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cellular Logistics, Inc. See All Filings	D	2018-11-14 15:39:31 UTC
Amount To Be Raised $617,664 Associated Brokers / Dealers N/A CIK Number 0001688621 Filed Document 0001688621-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-14 15:39:31 UTC Type of Offering D Industry Biotechnology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
TheXchange Ltd. Pte. See All Filings	D	2018-11-14 15:30:15 UTC
Amount To Be Raised $49,000,000 Associated Brokers / Dealers TheXchange, Ltd. Pte CIK Number 0001758795 Filed Document 0001758795-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-11-14 15:30:15 UTC Type of Offering D Industry Other Technology Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Other
2018 Permian Basin JV See All Filings	D/A	2018-11-14 15:28:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740314 Filed Document 0001740314-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-14 15:28:55 UTC Type of Offering D/A Industry Business Services Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Hammersmith Landing Holdings, LLC See All Filings	D/A	2018-11-14 15:24:40 UTC
Amount To Be Raised $10,665,048 Associated Brokers / Dealers Triloma Securities, LLC, David G. Curry, Robin L. Edgar, DFPG Investments, Inc., Jay S. Salamone, Mark S. Vanmourick, Jason H. Freeman, Kalos Capital, Inc., Joseph G. Michaletz, Guy A. Harrigan, James B. Teegarden, Diane M. Weyrick, Kyle J. Gardner, Walter B. Crist, and The Strategic Financial Alliance, Inc. CIK Number 0001756423 Filed Document 0001756423-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-14 15:24:40 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Dacey Holden, LLC See All Filings	D/A	2018-11-14 15:20:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535151 Filed Document 0001535151-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-14 15:20:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Prom.QP-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D/A	2018-11-14 15:12:01 UTC
Amount To Be Raised $86,500 Associated Brokers / Dealers N/A CIK Number 0001599250 Filed Document 0001758763-18-000028 Exclusions or Exemptions 506b Accepted Date 2018-11-14 15:12:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW JERSEY KIDNEY STONE CENTER LLC See All Filings	D	2018-11-14 15:09:29 UTC
Amount To Be Raised $53,150 Associated Brokers / Dealers N/A CIK Number 0001118200 Filed Document 0001118200-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-14 15:09:29 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Total Bradley Partners See All Filings	D	2018-11-14 15:08:47 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001758986 Filed Document 0001758986-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-14 15:08:47 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Solus Opportunities Fund 4 LP See All Filings	D/A	2018-11-14 15:03:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624859 Filed Document 0000902664-18-004104 Exclusions or Exemptions 506b Accepted Date 2018-11-14 15:03:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-OTG-Fund, LLC See All Filings	D/A	2018-11-14 15:03:24 UTC
Amount To Be Raised $119,983 Associated Brokers / Dealers N/A CIK Number 0001597310 Filed Document 0001758763-18-000027 Exclusions or Exemptions 506b Accepted Date 2018-11-14 15:03:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GoAhead Ventures II, L.P. See All Filings	D	2018-11-14 15:01:23 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001757807 Filed Document 0001757807-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-14 15:01:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Calumet City MOB, LP See All Filings	D	2018-11-14 14:58:22 UTC
Amount To Be Raised $1,875,000 Associated Brokers / Dealers N/A CIK Number 0001759014 Filed Document 0001759014-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-14 14:58:22 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Neuse Harbor Holdings, LLC See All Filings	D/A	2018-11-14 14:54:48 UTC
Amount To Be Raised $8,206,184 Associated Brokers / Dealers Triloma Securities, LLC, Michael J. Siviert, Eugene C. Thompson, IV, George G. Hicks, Richard W. Gardner, DFPG Investments, Inc., Jay S. Salamone, Linden E. Gould, Curtis J. Sathre, III, Leslie R. Rosenblatt, Kalos Capital, Inc., and The Strategic Financial Alliance, Inc. CIK Number 0001750905 Filed Document 0001750905-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-14 14:54:48 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
BR Holdings, LLC See All Filings	D	2018-11-14 14:48:02 UTC
Amount To Be Raised $21,953,407 Associated Brokers / Dealers N/A CIK Number 0001758950 Filed Document 0001405086-18-000273 Exclusions or Exemptions 506b Accepted Date 2018-11-14 14:48:02 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ROCK ISLAND CAPITAL FUND III-A, L.P. See All Filings	D	2018-11-14 14:47:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Shannon Advisors LLC CIK Number 0001758496 Filed Document 0001758489-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-14 14:47:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity