Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
OCP SENIOR FLOATING INCOME PARTNERS, LP See All Filings	D/A	2018-11-26 16:45:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481834 Filed Document 0000919574-18-007743 Exclusions or Exemptions 506b Accepted Date 2018-11-26 16:45:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
EQT Real Estate II (No.1) SCSp See All Filings	D	2018-11-26 16:43:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759929 Filed Document 0001759929-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 16:43:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Owl Rock Technology Finance Corp. See All Filings	D/A	2018-11-26 16:32:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated, Owl Rock Capital Securities LLC, and Ameriprise Financial Services, Inc. CIK Number 0001747777 Filed Document 0001567619-18-006926 Exclusions or Exemptions 506b Accepted Date 2018-11-26 16:32:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cogito Corp See All Filings	D/A	2018-11-26 16:25:46 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001629045 Filed Document 0001629045-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-26 16:25:46 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
XpresSpa Group, Inc. See All Filings	D	2018-11-26 16:19:32 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Palladium Capital Advisors, LLC CIK Number 0001410428 Filed Document 0001410428-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-11-26 16:19:32 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rennova Health, Inc. See All Filings	D	2018-11-26 16:16:29 UTC
Amount To Be Raised $1,240,000 Associated Brokers / Dealers N/A CIK Number 0000931059 Filed Document 0001493152-18-016714 Exclusions or Exemptions 506b Accepted Date 2018-11-26 16:16:29 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Middle Valley Partners LLC See All Filings	D	2018-11-26 16:11:20 UTC
Amount To Be Raised $2,940,000 Associated Brokers / Dealers N/A CIK Number 0001758968 Filed Document 0001758968-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 16:11:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Asia Alternatives Ivory Partners III, L.P. See All Filings	D	2018-11-26 16:11:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638410 Filed Document 0001638410-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 16:11:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NextGen Ventures Fund II (QP), L.P. See All Filings	D	2018-11-26 16:06:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759899 Filed Document 0001567619-18-006923 Exclusions or Exemptions 506b Accepted Date 2018-11-26 16:06:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
PGP Goldsboro Commerce, LLC See All Filings	D	2018-11-26 16:06:16 UTC
Amount To Be Raised $1,430,000 Associated Brokers / Dealers N/A CIK Number 0001759734 Filed Document 0001759734-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 16:06:16 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Setauket Partners LLC See All Filings	D	2018-11-26 16:02:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001708669 Filed Document 0000930413-18-003419 Exclusions or Exemptions 506b Accepted Date 2018-11-26 16:02:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Green Truck X Limited Partnership See All Filings	D	2018-11-26 15:58:38 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001758925 Filed Document 0001758925-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 15:58:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Wine.com Inc See All Filings	D	2018-11-26 15:57:16 UTC
Amount To Be Raised $9,474,490 Associated Brokers / Dealers N/A CIK Number 0001088182 Filed Document 0001088182-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-26 15:57:16 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NextGen Ventures Fund II (AI), L.P. See All Filings	D	2018-11-26 15:51:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759892 Filed Document 0001567619-18-006918 Exclusions or Exemptions 506b Accepted Date 2018-11-26 15:51:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Waveguide Corp See All Filings	D	2018-11-26 15:45:13 UTC
Amount To Be Raised $3,431,500 Associated Brokers / Dealers N/A CIK Number 0001640481 Filed Document 0001640481-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-26 15:45:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RL SW 124 LLC See All Filings	D	2018-11-26 15:44:38 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001759965 Filed Document 0001759965-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 15:44:38 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
PGP Fuquay Retail, LLC See All Filings	D	2018-11-26 15:44:25 UTC
Amount To Be Raised $1,046,500 Associated Brokers / Dealers N/A CIK Number 0001759741 Filed Document 0001759741-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 15:44:25 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
BVM Acquisitions, Inc. See All Filings	D	2018-11-26 15:33:25 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001753685 Filed Document 0001753685-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-26 15:33:25 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SLS Investing, LLC See All Filings	D	2018-11-26 15:29:30 UTC
Amount To Be Raised $460,000 Associated Brokers / Dealers N/A CIK Number 0001757179 Filed Document 0001757179-18-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2018-11-26 15:29:30 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Debt
FLUIDION US, Inc. See All Filings	D	2018-11-26 15:10:53 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Dan Angelescu CIK Number 0001756855 Filed Document 0001756855-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 15:10:53 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
eNeura, INC. See All Filings	D/A	2018-11-26 15:06:47 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001561799 Filed Document 0001561799-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-26 15:06:47 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Resilience II, LLC See All Filings	D	2018-11-26 15:00:07 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001758787 Filed Document 0001758787-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 15:00:07 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NANOMETRICS INC See All Filings	D	2018-11-26 14:57:28 UTC
Amount To Be Raised $3,981,223 Associated Brokers / Dealers N/A CIK Number 0000704532 Filed Document 0001243233-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-11-26 14:57:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MFr Technologies, INC. See All Filings	D	2018-11-26 14:55:54 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001758381 Filed Document 0001362118-18-000019 Exclusions or Exemptions 506b Accepted Date 2018-11-26 14:55:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Harpoon Therapeutics, Inc. See All Filings	D	2018-11-26 14:55:11 UTC
Amount To Be Raised $69,999,993 Associated Brokers / Dealers N/A CIK Number 0001708493 Filed Document 0001288649-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-11-26 14:55:11 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BetterTime Co. See All Filings	D	2018-11-26 14:48:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760064 Filed Document 0001760064-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 14:48:13 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Klearly Analytics, Inc. See All Filings	D/A	2018-11-26 14:47:50 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001737254 Filed Document 0001737254-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-26 14:47:50 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Neighborhood Goods, Inc. See All Filings	D	2018-11-26 14:45:39 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001741357 Filed Document 0000897069-18-000620 Exclusions or Exemptions 506b Accepted Date 2018-11-26 14:45:39 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Monticello Capital Partners, Ltd. See All Filings	D	2018-11-26 14:43:28 UTC
Amount To Be Raised $3,217,500 Associated Brokers / Dealers N/A CIK Number 0001759738 Filed Document 0001759738-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 14:43:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Northlight European Fundamental Credit Fund See All Filings	D/A	2018-11-26 14:38:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers - CIK Number 0001619878 Filed Document 0001619878-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 14:38:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
IMOB, LLC. See All Filings	D	2018-11-26 14:36:55 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001759736 Filed Document 0001759736-18-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2018-11-26 14:36:55 UTC Type of Offering D Industry Commercial Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity
Ping4 Inc. See All Filings	D	2018-11-26 14:35:06 UTC
Amount To Be Raised $3,999,999 Associated Brokers / Dealers N/A CIK Number 0001538529 Filed Document 0001538529-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-26 14:35:06 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
FRP Student Housing B, LP See All Filings	D	2018-11-26 14:29:35 UTC
Amount To Be Raised $24,470,000 Associated Brokers / Dealers Landolt Securities, Inc. CIK Number 0001754945 Filed Document 0001754945-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 14:29:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GT MEDICAL TECHNOLOGIES, INC. See All Filings	D	2018-11-26 14:26:50 UTC
Amount To Be Raised $10,019,822 Associated Brokers / Dealers N/A CIK Number 0001723008 Filed Document 0001723008-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-26 14:26:50 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
DeepHive Ltd See All Filings	D	2018-11-26 14:09:49 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001760051 Filed Document 0001760051-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 14:09:49 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
Wurkforce, Inc. See All Filings	D	2018-11-26 14:08:37 UTC
Amount To Be Raised $11,150,044 Associated Brokers / Dealers N/A CIK Number 0001695646 Filed Document 0001288649-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-11-26 14:08:37 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Advantagene, Inc. See All Filings	D	2018-11-26 14:01:55 UTC
Amount To Be Raised $28,703,591 Associated Brokers / Dealers N/A CIK Number 0001660549 Filed Document 0001660549-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 14:01:55 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Clover Cannastrip Thin Film Technologies Corp. See All Filings	D	2018-11-26 14:00:02 UTC
Amount To Be Raised $229,080 Associated Brokers / Dealers N/A CIK Number 0001759706 Filed Document 0001062993-18-004805 Exclusions or Exemptions 506b Accepted Date 2018-11-26 14:00:02 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Group Holdings LLC See All Filings	D	2018-11-26 13:59:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660716 Filed Document 0001759933-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-26 13:59:37 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Springs CO Investors I LP See All Filings	D	2018-11-26 13:33:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RealCadre LLC CIK Number 0001759933 Filed Document 0001759933-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 13:33:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Whisper Apt Venture, LLC See All Filings	D	2018-11-26 13:26:33 UTC
Amount To Be Raised $3,185,000 Associated Brokers / Dealers N/A CIK Number 0001759277 Filed Document 0001759277-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 13:26:33 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
MerchantWise Solutions, LLC See All Filings	D	2018-11-26 13:23:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759466 Filed Document 0001759466-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 13:23:37 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Argos Fund, LLC See All Filings	D/A	2018-11-26 13:22:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759801 Filed Document 0001759801-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-11-26 13:22:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Liv Up Ltd See All Filings	D	2018-11-26 13:17:37 UTC
Amount To Be Raised $5,799,754 Associated Brokers / Dealers N/A CIK Number 0001759962 Filed Document 0001759962-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 13:17:37 UTC Type of Offering D Industry Other Technology Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
Vintage Healthcare Opportunity Fund II Offshore SICAV-RAIF S.C.Sp. See All Filings	D/A	2018-11-26 13:13:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757877 Filed Document 0001757877-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-26 13:13:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boardwalk Crossing II, LLC See All Filings	D	2018-11-26 13:13:28 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001759800 Filed Document 0001759800-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-26 13:13:28 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Argos Opportunity Fund 19, LLC See All Filings	D	2018-11-26 13:10:02 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers n/a CIK Number 0001760002 Filed Document 0001759801-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-11-26 13:10:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fresenius Medical Care El Paso Transmountain, LLC See All Filings	D	2018-11-26 13:01:37 UTC
Amount To Be Raised $2,650,000 Associated Brokers / Dealers N/A CIK Number 0001758593 Filed Document 0001461373-18-000054 Exclusions or Exemptions 506b Accepted Date 2018-11-26 13:01:37 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SurveySparrow Inc. See All Filings	D	2018-11-26 13:01:04 UTC
Amount To Be Raised $1,425,000 Associated Brokers / Dealers N/A CIK Number 0001759787 Filed Document 0001759787-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 13:01:04 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SPV I - Amitree, LLC See All Filings	D	2018-11-26 12:48:43 UTC
Amount To Be Raised $415,000 Associated Brokers / Dealers N/A CIK Number 0001759664 Filed Document 0001759664-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 12:48:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund