Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Riverstone Credit Partners II, L.P. See All Filings	D/A	2018-11-28 15:34:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, TransPacific Group LLC, TransPacific Group (Asia) Limited, Barak Capital Underwriting Ltd, and Altment Capital Partners S.L. CIK Number 0001719566 Filed Document 0001719566-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-28 15:34:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JFL Partners Fund LP See All Filings	D	2018-11-28 15:28:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626392 Filed Document 0001626392-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 15:28:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MINDERA Corp See All Filings	D	2018-11-28 15:23:27 UTC
Amount To Be Raised $5,426,785 Associated Brokers / Dealers N/A CIK Number 0001629564 Filed Document 0001629564-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-28 15:23:27 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Midwest Regional Bancorp, Inc. See All Filings	D	2018-11-28 15:20:25 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Sandler O'Neill + Partners, L.P. CIK Number 0001469139 Filed Document 0001469139-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-28 15:20:25 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
Bench Walk 18c, L.P. See All Filings	D	2018-11-28 15:18:40 UTC
Amount To Be Raised $3,175,000 Associated Brokers / Dealers Candlewood Securities, LLC CIK Number 0001750884 Filed Document 0000902664-18-004212 Exclusions or Exemptions 506b Accepted Date 2018-11-28 15:18:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BCSP REIT 8-B, L.P. See All Filings	D	2018-11-28 15:17:25 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001760146 Filed Document 0001760146-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 15:17:25 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Merchbar, Inc. See All Filings	D	2018-11-28 15:15:20 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001725308 Filed Document 0001725308-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 15:15:20 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
V&S KINGS POINT SQUARE, LLC See All Filings	D	2018-11-28 15:15:08 UTC
Amount To Be Raised $2,275,000 Associated Brokers / Dealers N/A CIK Number 0001759993 Filed Document 0001759993-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 15:15:08 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Orion Mt Prospect Investment Associates, LLC See All Filings	D	2018-11-28 15:13:58 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001760151 Filed Document 0001760151-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 15:13:58 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovasive, Inc. See All Filings	D/A	2018-11-28 15:08:09 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001756157 Filed Document 0001683168-18-003571 Exclusions or Exemptions 506b Accepted Date 2018-11-28 15:08:09 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Owl Ventures Partnership Holdings I, LLC See All Filings	D	2018-11-28 15:06:37 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001759602 Filed Document 0001759602-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 15:06:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Proactive Life Inc. See All Filings	D/A	2018-11-28 15:05:05 UTC
Amount To Be Raised $297,000 Associated Brokers / Dealers N/A CIK Number 0001744917 Filed Document 0001744917-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-28 15:05:05 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
T. P. Hamilton, Inc. See All Filings	D	2018-11-28 14:50:04 UTC
Amount To Be Raised $6,000,002 Associated Brokers / Dealers N/A CIK Number 0001760222 Filed Document 0001760222-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 14:50:04 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BCSP REIT 8, L.P. See All Filings	D	2018-11-28 14:49:39 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001760143 Filed Document 0001760143-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 14:49:39 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Offshore Sao Paulo Preferred Hotel Enterprises LP See All Filings	D	2018-11-28 14:48:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759647 Filed Document 0000947871-18-000936 Exclusions or Exemptions 506b Accepted Date 2018-11-28 14:48:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Triple S Fund LP See All Filings	D	2018-11-28 14:46:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760212 Filed Document 0001760212-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 14:46:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Botkeeper Inc. See All Filings	D	2018-11-28 14:43:07 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001758572 Filed Document 0001758572-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 14:43:07 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lupton Village One, LLC See All Filings	D	2018-11-28 14:42:06 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers Fred Croci CIK Number 0001756998 Filed Document 0001756998-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 14:42:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Elm Partners Portfolio LLC See All Filings	D/A	2018-11-28 14:29:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549638 Filed Document 0001549638-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 14:29:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Aquinas Capital III, LLC See All Filings	D	2018-11-28 14:28:52 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers McRay Money Management, LLC CIK Number 0001760156 Filed Document 0001760156-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 14:28:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Valiant India Opportunities Fund, L.P. See All Filings	D/A	2018-11-28 14:22:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655944 Filed Document 0000935836-18-000621 Exclusions or Exemptions 506b Accepted Date 2018-11-28 14:22:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WONE, Inc. See All Filings	D	2018-11-28 14:22:31 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001759066 Filed Document 0001759066-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 14:22:31 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Other
Valiant India Opportunities Offshore, L.P. See All Filings	D/A	2018-11-28 14:21:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666714 Filed Document 0000935836-18-000620 Exclusions or Exemptions 506b Accepted Date 2018-11-28 14:21:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alchera Inc See All Filings	D	2018-11-28 14:20:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559079 Filed Document 0001559079-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-28 14:20:35 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
BlockFi Inc. See All Filings	D	2018-11-28 14:17:51 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001726072 Filed Document 0001726072-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-28 14:17:51 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Ridgeline Utah LLC See All Filings	D/A	2018-11-28 14:11:58 UTC
Amount To Be Raised $1,101,810 Associated Brokers / Dealers N/A CIK Number 0001701019 Filed Document 0001701019-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-11-28 14:11:58 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Debt
K2 Mauna Kea LLC - K2 Starboard Value & Opportunity Fund Series See All Filings	D	2018-11-28 14:11:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760155 Filed Document 0001760155-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 14:11:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ridgeline Utah LLC See All Filings	D/A	2018-11-28 14:09:09 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001701019 Filed Document 0001701019-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-11-28 14:09:09 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Incumaker, Inc. See All Filings	D	2018-11-28 14:06:53 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001760233 Filed Document 0001144204-18-061931 Exclusions or Exemptions 506b Accepted Date 2018-11-28 14:06:53 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Ridgeline Utah LLC See All Filings	D/A	2018-11-28 14:06:42 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001701019 Filed Document 0001701019-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-11-28 14:06:42 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Debt
145 Main Street, LLC See All Filings	D	2018-11-28 13:57:36 UTC
Amount To Be Raised $355,000 Associated Brokers / Dealers N/A CIK Number 0001757401 Filed Document 0001757401-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:57:36 UTC Type of Offering D Industry Commercial Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Perceptive Xontogeny Venture SLP, LP See All Filings	D	2018-11-28 13:51:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757941 Filed Document 0001757941-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:51:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Midwest Growth Partners II, L.P. See All Filings	D	2018-11-28 13:48:58 UTC
Amount To Be Raised $110,000,000 Associated Brokers / Dealers N/A CIK Number 0001759957 Filed Document 0001015325-18-000042 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:48:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
TYP Special Investments, LP See All Filings	D/A	2018-11-28 13:47:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720909 Filed Document 0001315863-18-000920 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:47:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Perceptive Xontogeny Venture Fund, LP See All Filings	D	2018-11-28 13:47:40 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001757940 Filed Document 0001757940-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:47:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SAR, LLC See All Filings	D	2018-11-28 13:45:40 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001757280 Filed Document 0001757280-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:45:40 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Wickapogue Structured Credit Fund LP See All Filings	D	2018-11-28 13:35:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Odeon Capital Group LLC CIK Number 0001691937 Filed Document 0001656120-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:35:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Columbine Street Fund, LP See All Filings	D	2018-11-28 13:25:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656120 Filed Document 0001656120-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:25:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CULedger, LLC See All Filings	D/A	2018-11-28 13:20:48 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001730431 Filed Document 0001567619-18-007022 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:20:48 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Atlas Capital Fund, LP See All Filings	D/A	2018-11-28 13:19:33 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001757755 Filed Document 0001757755-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:19:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
K2 IBT Local 710 Pension Plan Defensive Equity Fund Ltd. See All Filings	D	2018-11-28 13:10:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759961 Filed Document 0001759961-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:10:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SP LIBERTY PORTFOLIO LLC See All Filings	D	2018-11-28 13:07:50 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001759871 Filed Document 0001759871-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:07:50 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Sappira Inc. See All Filings	D	2018-11-28 13:06:08 UTC
Amount To Be Raised $2,345,802 Associated Brokers / Dealers N/A CIK Number 0001756047 Filed Document 0001756047-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:06:08 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Mawson Resources Ltd See All Filings	D/A	2018-11-28 13:06:00 UTC
Amount To Be Raised $7,938,908 Associated Brokers / Dealers N/A CIK Number 0001622629 Filed Document 0001715994-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:06:00 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Marylebone Lane Fund LP See All Filings	D/A	2018-11-28 12:51:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612606 Filed Document 0001612606-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 12:51:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Burford Opportunity Employee Feeder Fund LP See All Filings	D	2018-11-28 12:49:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760024 Filed Document 0001760024-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-28 12:49:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Burford Opportunity Feeder Fund LP See All Filings	D	2018-11-28 12:46:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760025 Filed Document 0001760025-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-28 12:46:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Burford Opportunity Fund B LP See All Filings	D	2018-11-28 12:44:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760019 Filed Document 0001760019-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-28 12:44:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Burford Opportunity Fund LP See All Filings	D	2018-11-28 12:41:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760018 Filed Document 0001760018-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-28 12:41:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Marylebone Lane Fund See All Filings	D/A	2018-11-28 12:39:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592408 Filed Document 0001592408-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 12:39:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund