Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TVV Capital Partners IV-A, L.P. See All Filings	D	2018-12-03 16:28:42 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Wiley Bros.-Aintree Capital, LLC, Harpeth Securities, LLC, Avondale Partners, LLC, and Harken Capital Securities, LLC CIK Number 0001757631 Filed Document 0001757631-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 16:28:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BlackRock Private Opportunities Fund IV (Cayman), L.P. See All Filings	D/A	2018-12-03 16:25:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IBK SECURITIES CO. LTD CIK Number 0001726276 Filed Document 0001726276-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-03 16:25:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Medical REIT L.P. See All Filings	D	2018-12-03 16:15:48 UTC
Amount To Be Raised $2,738,698 Associated Brokers / Dealers N/A CIK Number 0001718214 Filed Document 0001144204-18-062872 Exclusions or Exemptions 506b Accepted Date 2018-12-03 16:15:48 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Other
POCKETNEST INC. See All Filings	D/A	2018-12-03 16:14:53 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001760539 Filed Document 0001760539-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-03 16:14:53 UTC Type of Offering D/A Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Other
Activ Technologies, Inc. See All Filings	D	2018-12-03 16:12:57 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001558854 Filed Document 0001558854-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-03 16:12:57 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Greenbriar Coinvestment BDP-A, L.P. See All Filings	D	2018-12-03 16:06:30 UTC
Amount To Be Raised $138,600,000 Associated Brokers / Dealers N/A CIK Number 0001760281 Filed Document 0001760281-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 16:06:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ORTHOSENSOR, INC See All Filings	D	2018-12-03 16:04:26 UTC
Amount To Be Raised $3,323,332 Associated Brokers / Dealers N/A CIK Number 0001436914 Filed Document 0000897069-18-000625 Exclusions or Exemptions 506b Accepted Date 2018-12-03 16:04:26 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
usell.com, Inc. See All Filings	D	2018-12-03 16:02:53 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001271075 Filed Document 0001615774-18-013740 Exclusions or Exemptions 506b Accepted Date 2018-12-03 16:02:53 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Debt
Fort Worth Tollway Retail, LLC See All Filings	D	2018-12-03 16:00:09 UTC
Amount To Be Raised $5,340,000 Associated Brokers / Dealers N/A CIK Number 0001760328 Filed Document 0001760328-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 16:00:09 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Weston & Co. XI LLC See All Filings	D	2018-12-03 15:58:00 UTC
Amount To Be Raised $28,880,000 Associated Brokers / Dealers N/A CIK Number 0001759804 Filed Document 0001759804-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 15:58:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Watermark Lodging Investors, LLC See All Filings	D/A	2018-12-03 15:46:47 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers n/a, n/a, n/a, n/a, n/a, n/a, n/a, n/a, n/a, n/a, and n/a CIK Number 0001744194 Filed Document 0001744194-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-12-03 15:46:47 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
3250 Lakeshore LP See All Filings	D	2018-12-03 15:41:04 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001760553 Filed Document 0001760553-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 15:41:04 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PLANALYTICS INC See All Filings	D	2018-12-03 15:34:28 UTC
Amount To Be Raised $13,158,000 Associated Brokers / Dealers N/A CIK Number 0001137476 Filed Document 0001137476-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-12-03 15:34:28 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SLP Holdings Ltd. See All Filings	D	2018-12-03 15:03:22 UTC
Amount To Be Raised $1,766,186 Associated Brokers / Dealers N/A CIK Number 0001760489 Filed Document 0001760489-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 15:03:22 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Membrion, Inc. See All Filings	D/A	2018-12-03 14:59:04 UTC
Amount To Be Raised $1,484,998 Associated Brokers / Dealers N/A CIK Number 0001750214 Filed Document 0001750214-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-03 14:59:04 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Thingy Thing Inc. See All Filings	D	2018-12-03 14:50:56 UTC
Amount To Be Raised $5,907,982 Associated Brokers / Dealers N/A CIK Number 0001760516 Filed Document 0001760516-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 14:50:56 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
J3 BIOSCIENCE, INC. See All Filings	D/A	2018-12-03 14:49:18 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001408012 Filed Document 0001408012-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-03 14:49:18 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Silverstein Capital Partners JV I REIT LLC See All Filings	D	2018-12-03 14:37:16 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001759680 Filed Document 0000950172-18-000117 Exclusions or Exemptions 506b Accepted Date 2018-12-03 14:37:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BP SLL Trust See All Filings	D	2018-12-03 14:23:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622351 Filed Document 0001622351-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-03 14:23:45 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
Trilogy Master Fund Ltd See All Filings	D/A	2018-12-03 14:16:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619443 Filed Document 0001630207-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-12-03 14:16:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ChargePoint, Inc. See All Filings	D	2018-12-03 14:16:03 UTC
Amount To Be Raised $240,000,000 Associated Brokers / Dealers Morgan Stanley & Co LLC CIK Number 0001458075 Filed Document 0001458075-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-03 14:16:03 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Trilogy Cayman Feeder Ltd See All Filings	D/A	2018-12-03 14:12:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619442 Filed Document 0001630207-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-03 14:12:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
High Court Holdings, LLC See All Filings	D	2018-12-03 14:12:15 UTC
Amount To Be Raised $8,191,240 Associated Brokers / Dealers N/A CIK Number 0001716952 Filed Document 0001716952-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-03 14:12:15 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
NorthPage Inc. See All Filings	D	2018-12-03 14:11:28 UTC
Amount To Be Raised $2,470,201 Associated Brokers / Dealers N/A CIK Number 0001571540 Filed Document 0001571540-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 14:11:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Townsend Real Estate Fund, L.P. See All Filings	D/A	2018-12-03 14:06:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001630207 Filed Document 0001630207-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-03 14:06:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALTBOX PARTNERS FUND LP See All Filings	D/A	2018-12-03 14:04:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001384289 Filed Document 0001748316-18-000011 Exclusions or Exemptions 506b Accepted Date 2018-12-03 14:04:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GenoPalate, Inc. See All Filings	D	2018-12-03 14:03:43 UTC
Amount To Be Raised $1,514,104 Associated Brokers / Dealers N/A CIK Number 0001736000 Filed Document 0001736000-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-03 14:03:43 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Saltbox CRA Fund, L.P. See All Filings	D/A	2018-12-03 14:01:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724851 Filed Document 0001748316-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-12-03 14:01:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fin VC Onfido SPV, LP See All Filings	D	2018-12-03 13:59:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760471 Filed Document 0001760471-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 13:59:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EpiEP, Inc. See All Filings	D	2018-12-03 13:38:09 UTC
Amount To Be Raised $372,000 Associated Brokers / Dealers N/A CIK Number 0001466638 Filed Document 0001466638-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 13:38:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Blueprint Leasing & Consulting See All Filings	D	2018-12-03 13:37:11 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001729611 Filed Document 0001729611-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-03 13:37:11 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Shell Congruent Co-Investment Fund I, LP See All Filings	D	2018-12-03 13:35:01 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001760006 Filed Document 0001760006-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-03 13:35:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Connor Opportunity Debt Fund XI LLC See All Filings	D	2018-12-03 13:34:06 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Various CIK Number 0001760528 Filed Document 0000906318-18-000051 Exclusions or Exemptions 506b Accepted Date 2018-12-03 13:34:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Funding Bancorp, Inc. See All Filings	D	2018-12-03 13:22:47 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Sandler, O'Neill & Partners, L.P. and CFG Capital Markets, LLC CIK Number 0001699468 Filed Document 0001699468-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 13:22:47 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
OCA Lechworth Fund LP See All Filings	D/A	2018-12-03 13:19:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551874 Filed Document 0001551874-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-03 13:19:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CANNEX CAPITAL HOLDINGS INC. See All Filings	D	2018-12-03 12:59:09 UTC
Amount To Be Raised $49,000,000 Associated Brokers / Dealers N/A CIK Number 0001488453 Filed Document 0001183740-18-000189 Exclusions or Exemptions 506b Accepted Date 2018-12-03 12:59:09 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Cavalry Homes, LP See All Filings	D	2018-12-03 12:40:54 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001760533 Filed Document 0001760533-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 12:40:54 UTC Type of Offering D Industry Residential Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
White Pine Minerals, LLC See All Filings	D	2018-12-03 12:38:54 UTC
Amount To Be Raised $23,450,000 Associated Brokers / Dealers Crescent Securities Group, Inc., Whitehall-Parker Securities, Inc., and Lewis Financial Group, L.C. CIK Number 0001748151 Filed Document 0001596771-18-000107 Exclusions or Exemptions 506b Accepted Date 2018-12-03 12:38:54 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Howl's, LLC See All Filings	D	2018-12-03 12:27:38 UTC
Amount To Be Raised $206,500 Associated Brokers / Dealers N/A CIK Number 0001759434 Filed Document 0001693574-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-03 12:27:38 UTC Type of Offering D Industry Other Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
BERKELEY RUBY WIP DEVELOPMENT, LLC See All Filings	D	2018-12-03 12:22:58 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001756714 Filed Document 0001756714-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 12:22:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Howl's, LLC See All Filings	D	2018-12-03 12:22:14 UTC
Amount To Be Raised $113,500 Associated Brokers / Dealers N/A CIK Number 0001759434 Filed Document 0001693574-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-03 12:22:14 UTC Type of Offering D Industry Other Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
CH/LCV Fund VII, L.P. See All Filings	D	2018-12-03 12:22:13 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001760531 Filed Document 0001760531-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 12:22:13 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
NHIC Holdings, LLC See All Filings	D	2018-12-03 12:20:24 UTC
Amount To Be Raised $2,809,364 Associated Brokers / Dealers N/A CIK Number 0001676211 Filed Document 0001676211-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-03 12:20:24 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Metalmark Capital Partners III, L.P. See All Filings	D	2018-12-03 12:20:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760501 Filed Document 0000950103-18-014119 Exclusions or Exemptions 506b Accepted Date 2018-12-03 12:20:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
POCKETNEST INC. See All Filings	D	2018-12-03 12:14:39 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001760539 Filed Document 0001760539-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 12:14:39 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Other
Azulite, Inc. See All Filings	D/A	2018-12-03 12:07:19 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001693574 Filed Document 0001693574-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 12:07:19 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ISAM Systematic Trend SPV LLC - Series Levitas See All Filings	D	2018-12-03 12:05:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760434 Filed Document 0001760434-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 12:05:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Arrowrock Income & Growth Fund III, LP See All Filings	D	2018-12-03 11:46:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752568 Filed Document 0001752568-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 11:46:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Helia Care, Inc. See All Filings	D	2018-12-03 11:44:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001714963 Filed Document 0001714963-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-03 11:44:51 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Panera Holdings Corp. See All Filings	D/A	2018-12-03 11:42:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724199 Filed Document 0001724199-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-03 11:42:16 UTC Type of Offering D/A Industry Restaurants Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity