Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DBL Partners TIAB 2018, L.P. See All Filings	D	2018-12-10 17:23:58 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001761065 Filed Document 0001761065-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 17:23:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Private Funds LLC: PIMCO Large Cap StocksPLUS Absolute Return Fund See All Filings	D/A	2018-12-10 17:21:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001460669 Filed Document 0001460669-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 17:21:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flibe Energy, Inc. See All Filings	D	2018-12-10 17:16:47 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001684211 Filed Document 0001684211-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-10 17:16:47 UTC Type of Offering D Industry Other Energy Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Park Canyon, LLC See All Filings	D	2018-12-10 17:16:24 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001761239 Filed Document 0001445866-18-001343 Exclusions or Exemptions 506b Accepted Date 2018-12-10 17:16:24 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
VS Long Beach Solar One, LLC See All Filings	D	2018-12-10 17:16:18 UTC
Amount To Be Raised $4,204,867 Associated Brokers / Dealers N/A CIK Number 0001761209 Filed Document 0001761209-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 17:16:18 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Municipal Funds LLC: PIMCO Municipal Focus Strategy Fund See All Filings	D/A	2018-12-10 17:12:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001348864 Filed Document 0001348864-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 17:12:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Healthcare Portfolio V DST See All Filings	D/A	2018-12-10 17:12:10 UTC
Amount To Be Raised $59,879,155 Associated Brokers / Dealers RCX CAPITAL GROUP, LLC, 1st Global Capital Corporation, WEALTHFORGE SECURITIES, LLC, MCDERMOTT INVESTMENT SERVICES, LLC, David Eurton, David Levinson, CONCORDE INVESTMENT SERVICES, LLC, Kurt Hill, CAMBRIDGE INVESTMENT RESEARCH, INC., Matthew Myers, Norma Nisbet, Ronald York, Richard Berger, Steven Tellar, GARY EARL CONLEY, DAVID ALEXANDER VILENO, SAMUEL A JULIAN, Jeffrey Bangerter, RYAN DAVID FINCH, KERRI M SULLIVAN-KREISS, ADAM DANIEL GALLEGOS, HIRO ROBERT KAGIYAMA, DFPG INVESTMENTS, INC., HD VEST INVESTMENT SERVICES, Jennifer Goralski, INDEPENDENT FINANCIAL GROUP, LLC, INVESTACORP, INC., LIGHTHOUSE CAPITAL GROUP, LLC, PAUL M GETTY, DAVID CLARK GOSSLING, WILLIAM HUGH BLACK, HUGO GRIMALDI, ERIC ARTHUR BICKNESE, CHRISTINA SUZANNE NIELSON, SPENCER LUND WESTON, JOHN TARKINGTON CHRISTY, ANDREA JEAN WILT, CONNIE LYNN HEIER, TIMOTHY JOHN SHERER, RYAN JONATHAN SHERER, TOMAS JUHAN VELKEN, JEFFREY JOHN MCKAY, BRUCE TOWNSEND FORMES, Curtis Sathre, Robert Fagan, David Mire, Maxwell Phillips, John Kwasny, Stanley Lewandoski, CHRISTOPHER LOUIS HASBROUCK, S PAUL LORUSSO SR., FRANK B HANNA JR, BRYAN R COGLIANO, JAMES MICHAEL RAINE, SAMUEL RYAN EDWARDS, KAREN A FLEMING, JULIENNE ELIZABETH RIDDELL, AMERICAN FIDELITY SECURITIES, INC., MYRON DALE ERSTAD, RANDALL LEE BREHMER, and BRICE MICHAEL TERBEEST CIK Number 0001754156 Filed Document 0001758222-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-10 17:12:10 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
First Community Bancorp, Inc. See All Filings	D	2018-12-10 17:07:56 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001515807 Filed Document 0001515807-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 17:07:56 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
PIMCO Multi-Asset Alternative Risk Premia Strategy Onshore Fund L.P. See All Filings	D/A	2018-12-10 17:02:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001720593 Filed Document 0001720593-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 17:02:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CV Crypto Active Fund, LP See All Filings	D	2018-12-10 16:54:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761135 Filed Document 0001761135-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 16:54:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IPWE, INC. See All Filings	D/A	2018-12-10 16:54:03 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers SI SECURITIES, LLC CIK Number 0001739275 Filed Document 0001744969-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-10 16:54:03 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SCOPE Miami, LLC See All Filings	D	2018-12-10 16:53:57 UTC
Amount To Be Raised $23,574,361 Associated Brokers / Dealers Scope Advisors LLC CIK Number 0001760193 Filed Document 0001144204-18-063855 Exclusions or Exemptions 506b Accepted Date 2018-12-10 16:53:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Multi-Asset Alternative Risk Premia Strategy Offshore Fund L.P. See All Filings	D/A	2018-12-10 16:53:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001702456 Filed Document 0001702456-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 16:53:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oak Hill Capital Partners V (Offshore 892), L.P. See All Filings	D	2018-12-10 16:50:59 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers None, None, None, and None CIK Number 0001759501 Filed Document 0000950142-18-002390 Exclusions or Exemptions 506b Accepted Date 2018-12-10 16:50:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Oak Hill Capital Partners V (Offshore Feeder), L.P. See All Filings	D	2018-12-10 16:50:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, None, and None CIK Number 0001759498 Filed Document 0000950142-18-002389 Exclusions or Exemptions 506b Accepted Date 2018-12-10 16:50:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Oak Hill Capital Partners V (Offshore), L.P. See All Filings	D	2018-12-10 16:49:58 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers None, None, None, and None CIK Number 0001759499 Filed Document 0000950142-18-002388 Exclusions or Exemptions 506b Accepted Date 2018-12-10 16:49:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Opportunistic CLO Offshore Fund II, L.P. See All Filings	D	2018-12-10 16:49:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citi Private Advisory LLC (or its affiliates) CIK Number 0001761046 Filed Document 0000950142-18-002387 Exclusions or Exemptions 506b Accepted Date 2018-12-10 16:49:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Oak Hill Capital Partners V (Onshore Tax Exempt), L.P. See All Filings	D	2018-12-10 16:49:14 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers None, None, None, and None CIK Number 0001759500 Filed Document 0000950142-18-002386 Exclusions or Exemptions 506b Accepted Date 2018-12-10 16:49:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Oak Hill Capital Partners V (Onshore Feeder), L.P. See All Filings	D	2018-12-10 16:48:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, None, and None CIK Number 0001759502 Filed Document 0000950142-18-002385 Exclusions or Exemptions 506b Accepted Date 2018-12-10 16:48:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Oak Hill Capital Partners V (Onshore), L.P. See All Filings	D	2018-12-10 16:48:20 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers None, None, None, and None CIK Number 0001759503 Filed Document 0000950142-18-002384 Exclusions or Exemptions 506b Accepted Date 2018-12-10 16:48:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Oak Hill Capital Partners V (Management), L.P. See All Filings	D	2018-12-10 16:47:45 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001759201 Filed Document 0000950142-18-002383 Exclusions or Exemptions 506b Accepted Date 2018-12-10 16:47:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Opportunistic CLO Fund II, L.P. See All Filings	D	2018-12-10 16:47:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citi Private Advisory LLC (or its affiliates) CIK Number 0001761045 Filed Document 0000950142-18-002382 Exclusions or Exemptions 506b Accepted Date 2018-12-10 16:47:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Banyan Water, Inc. See All Filings	D	2018-12-10 16:45:07 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001586095 Filed Document 0001586095-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-10 16:45:07 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
VIKING ENERGY GROUP, INC. See All Filings	D/A	2018-12-10 16:41:10 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Fusion Analytics Securities LLC, PAULSON INVESTMENT COMPANY LLC, THE BENCHMARK COMPANY, LLC, and JOSEPH GUNNAR & CO. LLC CIK Number 0001102432 Filed Document 0001477932-18-005913 Exclusions or Exemptions 506b Accepted Date 2018-12-10 16:41:10 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
FOX RUN ALPHA FUND LP See All Filings	D/A	2018-12-10 16:39:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455434 Filed Document 0001455434-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-10 16:39:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Valuable Technologies, Inc. See All Filings	D	2018-12-10 16:39:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001760897 Filed Document 0001567619-18-007627 Exclusions or Exemptions 506b Accepted Date 2018-12-10 16:39:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
RELMADA THERAPEUTICS, INC. See All Filings	D/A	2018-12-10 16:39:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Alexander Capital, LP CIK Number 0001553643 Filed Document 0001213900-18-017157 Exclusions or Exemptions 506b Accepted Date 2018-12-10 16:39:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
PIMCO Money Market Fund Ltd. See All Filings	D/A	2018-12-10 16:37:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001689296 Filed Document 0001689296-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 16:37:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO LOAN INTERESTS & CREDIT ONSHORE FUND LLC See All Filings	D/A	2018-12-10 16:29:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001559671 Filed Document 0001559671-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 16:29:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Terlingua Fund 1, LP See All Filings	D/A	2018-12-10 16:29:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563658 Filed Document 0001563658-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-10 16:29:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCM CES Fund LLC See All Filings	D	2018-12-10 16:20:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759165 Filed Document 0001759165-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 16:20:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Loan Interests & Credit Offshore Fund Ltd. See All Filings	D/A	2018-12-10 16:16:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001555573 Filed Document 0001555573-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 16:16:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flint Hills Bark Box Opportunity L.P. See All Filings	D	2018-12-10 16:15:09 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001760960 Filed Document 0001760960-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 16:15:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Larouche Venture Group LLC See All Filings	D	2018-12-10 16:09:04 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers WealthForge Securities LLC CIK Number 0001760642 Filed Document 0001760642-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 16:09:04 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Veterinary Radiation Oncology of the Chesapeake, LLC See All Filings	D	2018-12-10 16:08:46 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001761043 Filed Document 0001761043-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-10 16:08:46 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Global Inflation Linked Bond Fund Ltd. See All Filings	D/A	2018-12-10 16:08:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001628775 Filed Document 0001628775-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 16:08:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FinPay Holdings, LLC See All Filings	D	2018-12-10 16:06:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001721115 Filed Document 0001209191-18-061729 Exclusions or Exemptions 506b Accepted Date 2018-12-10 16:06:56 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
DCM DOF Fund IV LLC See All Filings	D	2018-12-10 16:03:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758715 Filed Document 0001758715-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 16:03:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PMB Olivewood LLC See All Filings	D	2018-12-10 15:59:04 UTC
Amount To Be Raised $2,171,000 Associated Brokers / Dealers N/A CIK Number 0001760957 Filed Document 0001760957-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 15:59:04 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bardin Hill European Credit Opportunities Fund Ltd. See All Filings	D/A	2018-12-10 15:58:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643151 Filed Document 0001315863-18-000941 Exclusions or Exemptions 506b Accepted Date 2018-12-10 15:58:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Global Credit Opportunity Onshore Fund LLC See All Filings	D/A	2018-12-10 15:57:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001459533 Filed Document 0001459533-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 15:57:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bardin Hill Event-Driven Fund Ltd. See All Filings	D/A	2018-12-10 15:57:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001679896 Filed Document 0001315863-18-000940 Exclusions or Exemptions 506b Accepted Date 2018-12-10 15:57:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
400 Capital Special Situations Fund I LLC See All Filings	D/A	2018-12-10 15:55:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565952 Filed Document 0001565952-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 15:55:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HS Real Estate GPC, LLC See All Filings	D	2018-12-10 15:48:25 UTC
Amount To Be Raised $5,834,000 Associated Brokers / Dealers N/A CIK Number 0001761154 Filed Document 0001761154-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 15:48:25 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO GLOBAL CREDIT OPPORTUNITY OFFSHORE FUND LTD See All Filings	D/A	2018-12-10 15:48:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001370509 Filed Document 0001370509-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 15:48:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arizona Healthcare II DST See All Filings	D/A	2018-12-10 15:39:56 UTC
Amount To Be Raised $84,327,253 Associated Brokers / Dealers GARY THOMAS HUGHES, ROBERT SCOTT SMITH, CURTIS JEROME SATHRE III, STEPHEN ROBERT NORTON, HUGO GRIMALDI, RYAN DAVID FINCH, MICHAEL DONOVAN PULS, AHMAD BASHIR HUSAMI, BYRON JUN ISHIWATA, DENNIS I WEISS, NANCY LYNN CONGDON, JAMES DANIEL GUARE JR, TIMOTHY LEE STAUFFER, MARCO DAVID FONTANI, GEORGE EUGENE PITRA, Robert Alan Horning, CHRISTINA SUZANNE NIELSON, NORMAN WILLIAM VERTREES, MONROE M DIEFENDORF JR, CHAY THOMAS LAPIN, David P Dahill, and MICHAEL PATRICK CROSS CIK Number 0001758222 Filed Document 0001758222-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-10 15:39:56 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
PIMCO Global Credit Opportunity Employee Onshore Fund LLC See All Filings	D/A	2018-12-10 15:39:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001571718 Filed Document 0001571718-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 15:39:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Emerging Markets StocksPLUS AR Fund LLC See All Filings	D/A	2018-12-10 15:32:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001637307 Filed Document 0001637307-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 15:32:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aeolus Property Catastrophe Spire PF Fund LP See All Filings	D	2018-12-10 15:24:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608327 Filed Document 0000899140-18-000620 Exclusions or Exemptions 506b Accepted Date 2018-12-10 15:24:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Aeolus Property Catastrophe Keystone PF Fund LP See All Filings	D	2018-12-10 15:23:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608326 Filed Document 0000899140-18-000619 Exclusions or Exemptions 506b Accepted Date 2018-12-10 15:23:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity