Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Diversified Factor Premia Fund, a series of The PanAgora Group Trust See All Filings	D/A	2018-12-12 16:52:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475781 Filed Document 0001748316-18-000022 Exclusions or Exemptions 506b Accepted Date 2018-12-12 16:52:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenfield Farms LLC See All Filings	D	2018-12-12 16:52:16 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers WESTPARK CAPITAL, INC. CIK Number 0001759377 Filed Document 0001096906-18-000691 Exclusions or Exemptions 506b Accepted Date 2018-12-12 16:52:16 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Diversified Risk Emerging Markets Equity Plus Fund, a series of The PanAgora Group Trust See All Filings	D/A	2018-12-12 16:50:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475791 Filed Document 0001748316-18-000021 Exclusions or Exemptions 506b Accepted Date 2018-12-12 16:50:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diversified Risk Non-U.S. Equity Fund, a series of The PanAgora Group Trust See All Filings	D/A	2018-12-12 16:48:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475788 Filed Document 0001748316-18-000020 Exclusions or Exemptions 506b Accepted Date 2018-12-12 16:48:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diversified Risk U.S. Large Cap Equity Fund, a series of The PanAgora Group Trust See All Filings	D/A	2018-12-12 16:45:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475778 Filed Document 0001748316-18-000019 Exclusions or Exemptions 506b Accepted Date 2018-12-12 16:45:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equity Index Fund, a series of The PanAgora Group Trust See All Filings	D/A	2018-12-12 16:43:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475787 Filed Document 0001748316-18-000018 Exclusions or Exemptions 506b Accepted Date 2018-12-12 16:43:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diversified Risk U.S. Small Cap Equity Fund, a series of The PanAgora Group Trust See All Filings	D/A	2018-12-12 16:42:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538380 Filed Document 0001748316-18-000017 Exclusions or Exemptions 506b Accepted Date 2018-12-12 16:42:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEMBA BIOSCIENCES INC See All Filings	D	2018-12-12 16:37:04 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001458718 Filed Document 0001458718-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-12 16:37:04 UTC Type of Offering D Industry Biotechnology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Weise Risk Advisors, LLC See All Filings	D	2018-12-12 16:35:29 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001761455 Filed Document 0001761455-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-12 16:35:29 UTC Type of Offering D Industry Investing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
Selective Wealth Management, Inc. See All Filings	D	2018-12-12 16:34:55 UTC
Amount To Be Raised $13,200,000 Associated Brokers / Dealers N/A CIK Number 0001755670 Filed Document 0001755670-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-12-12 16:34:55 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Iconoclast Studio Inc. See All Filings	D	2018-12-12 16:30:27 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001761464 Filed Document 0001761464-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-12 16:30:27 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Statera Investors (Cayman), Ltd. See All Filings	D	2018-12-12 16:29:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001760675 Filed Document 0000919574-18-007967 Exclusions or Exemptions 506b Accepted Date 2018-12-12 16:29:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Risk Parity Multi-Asset Fund, a series of The PanAgora Group Trust See All Filings	D/A	2018-12-12 16:28:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545842 Filed Document 0001748316-18-000016 Exclusions or Exemptions 506b Accepted Date 2018-12-12 16:28:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Risk Parity Multi-Asset Fund-HV, a series of The PanAgora Group Trust See All Filings	D/A	2018-12-12 16:27:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616167 Filed Document 0001748316-18-000015 Exclusions or Exemptions 506b Accepted Date 2018-12-12 16:27:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Regent Street Direct Lending Fund BT 2018-3, LLC See All Filings	D	2018-12-12 16:25:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761637 Filed Document 0001761637-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-12 16:25:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Risk Parity Multi-Asset Plus Fund, a series of The PanAgora Group Trust See All Filings	D/A	2018-12-12 16:24:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475779 Filed Document 0001748316-18-000014 Exclusions or Exemptions 506b Accepted Date 2018-12-12 16:24:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DeepGreen Metals Inc. See All Filings	D	2018-12-12 16:23:41 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001630641 Filed Document 0001630641-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-12-12 16:23:41 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Small Cap Core Fund, a series of The PanAgora Group Trust See All Filings	D/A	2018-12-12 16:23:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475777 Filed Document 0001748316-18-000013 Exclusions or Exemptions 506b Accepted Date 2018-12-12 16:23:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CPG Vintage Access Fund, LLC See All Filings	D/A	2018-12-12 16:21:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001707200 Filed Document 0000926877-18-000155 Exclusions or Exemptions 506b Accepted Date 2018-12-12 16:21:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alpine Media Technology, LLC See All Filings	D	2018-12-12 16:18:31 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001711348 Filed Document 0001711348-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-12 16:18:31 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Statera Partners, L.P. See All Filings	D	2018-12-12 16:15:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001760666 Filed Document 0000919574-18-007965 Exclusions or Exemptions 506b Accepted Date 2018-12-12 16:15:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Noble Villa LLC See All Filings	D	2018-12-12 16:14:39 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers None and none CIK Number 0001761638 Filed Document 0001761638-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-12 16:14:39 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Muirfield GSE Partners, LP See All Filings	D/A	2018-12-12 16:10:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Candlewood Securities, LLC and Far Hills Group, LLC. CIK Number 0001728024 Filed Document 0000919574-18-007962 Exclusions or Exemptions 506b Accepted Date 2018-12-12 16:10:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LaSalle Holdings, LLC See All Filings	D	2018-12-12 16:08:47 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001761628 Filed Document 0001761628-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-12 16:08:47 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Brannon Medical Park, LLC See All Filings	D	2018-12-12 16:00:42 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001761512 Filed Document 0001761512-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-12 16:00:42 UTC Type of Offering D Industry Commercial Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Wild Alaskan, Inc. See All Filings	D	2018-12-12 15:57:43 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001717630 Filed Document 0001717630-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-12 15:57:43 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
DataCloud International Inc. See All Filings	D/A	2018-12-12 15:57:39 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001726664 Filed Document 0000898432-18-001462 Exclusions or Exemptions 506b Accepted Date 2018-12-12 15:57:39 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Jaanuu, Inc. See All Filings	D	2018-12-12 15:46:48 UTC
Amount To Be Raised $17,382,595 Associated Brokers / Dealers N/A CIK Number 0001761507 Filed Document 0001761507-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-12 15:46:48 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
SEP-HEARTLAND FUND III CO-INVEST L.P. See All Filings	D	2018-12-12 15:44:06 UTC
Amount To Be Raised $21,250,000 Associated Brokers / Dealers N/A CIK Number 0001761490 Filed Document 0001761490-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-12 15:44:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
gowheels, Inc. See All Filings	D	2018-12-12 15:39:26 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001760860 Filed Document 0001760860-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-12 15:39:26 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Madison Fund X, LLC See All Filings	D	2018-12-12 15:32:08 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Allen, Mooney & Barnes Brokerage Services, LLC CIK Number 0001760802 Filed Document 0001760802-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-12 15:32:08 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Athanor International Fund, Ltd. See All Filings	D/A	2018-12-12 15:26:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724744 Filed Document 0001724744-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-12 15:26:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Athanor Fund, LP See All Filings	D/A	2018-12-12 15:23:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724746 Filed Document 0001724746-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-12 15:23:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Torch Credit Opportunities Feeder Fund I-A LLC See All Filings	D/A	2018-12-12 15:11:37 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers UBS Securities LLC CIK Number 0001723321 Filed Document 0001723321-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-12 15:11:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shorepoint Income Fund I LP See All Filings	D	2018-12-12 15:10:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001761383 Filed Document 0001761383-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-12 15:10:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle Europe Realty Fund, S.C.Sp. See All Filings	D/A	2018-12-12 15:02:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001724013 Filed Document 0001724013-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-12 15:02:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
FlipSetter, Inc. See All Filings	D	2018-12-12 14:56:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FlipSetter, Inc. CIK Number 0001645005 Filed Document 0001645005-18-000002 Exclusions or Exemptions 506b and 504.1 Accepted Date 2018-12-12 14:56:56 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Northern Reliability, Inc. See All Filings	D	2018-12-12 14:53:58 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001574137 Filed Document 0001574137-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-12 14:53:58 UTC Type of Offering D Industry Other Energy Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt
Ripelocker LLC See All Filings	D	2018-12-12 14:53:49 UTC
Amount To Be Raised $3,013,000 Associated Brokers / Dealers N/A CIK Number 0001679705 Filed Document 0001679705-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-12 14:53:49 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Trinity Property US LLC See All Filings	D	2018-12-12 14:50:47 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001729785 Filed Document 0001729785-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-12 14:50:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Troubadour golf & Field Club, LLC See All Filings	D	2018-12-12 14:46:15 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001761520 Filed Document 0001761520-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-12 14:46:15 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Other
Banbury Group LP See All Filings	D/A	2018-12-12 14:44:41 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001745048 Filed Document 0001745048-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-12 14:44:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Leaders Investment US Retail LLC See All Filings	D	2018-12-12 14:39:02 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001759428 Filed Document 0001729785-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-12 14:39:02 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Resource Insider Uranium Fund, a Series of Capitalist Exploits, LLC See All Filings	D	2018-12-12 14:37:09 UTC
Amount To Be Raised $2,130,716 Associated Brokers / Dealers N/A CIK Number 0001743371 Filed Document 0001743371-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-12 14:37:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Magnesium LLC See All Filings	D/A	2018-12-12 14:36:50 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001665131 Filed Document 0001665131-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-12 14:36:50 UTC Type of Offering D/A Industry Other Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
RGM VALUE OPPORTUNITY FUND, LP See All Filings	D/A	2018-12-12 14:29:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Florida Atlantic Securities Corp. CIK Number 0001235888 Filed Document 0000919574-18-007957 Exclusions or Exemptions 506b Accepted Date 2018-12-12 14:29:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Partners Offshore VIII (iCapital), L.P. See All Filings	D	2018-12-12 14:27:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001761445 Filed Document 0000897069-18-000640 Exclusions or Exemptions 506b Accepted Date 2018-12-12 14:27:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AFICP Sidecar LLC See All Filings	D	2018-12-12 14:22:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761272 Filed Document 0001761274-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-12 14:22:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Partners VIII (iCapital), L.P. See All Filings	D	2018-12-12 14:21:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001761447 Filed Document 0000897069-18-000639 Exclusions or Exemptions 506b Accepted Date 2018-12-12 14:21:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Step Ahead Innovations, Inc. See All Filings	D	2018-12-12 14:20:27 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001559971 Filed Document 0001559971-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-12 14:20:27 UTC Type of Offering D Industry Other Technology Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt