Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Trace Genomics, Inc. See All Filings	D/A	2018-12-14 17:15:20 UTC
Amount To Be Raised $21,421,869 Associated Brokers / Dealers N/A CIK Number 0001741875 Filed Document 0001741875-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-14 17:15:20 UTC Type of Offering D/A Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OWS Credit Opportunity Offshore Fund II, Ltd. See All Filings	D/A	2018-12-14 17:14:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655496 Filed Document 0000902664-18-004360 Exclusions or Exemptions 506b Accepted Date 2018-12-14 17:14:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Kairos-Foldax SPV, L.P. See All Filings	D	2018-12-14 17:13:17 UTC
Amount To Be Raised $5,632,000 Associated Brokers / Dealers N/A CIK Number 0001706803 Filed Document 0001315863-18-000948 Exclusions or Exemptions 506b Accepted Date 2018-12-14 17:13:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DOF VI REIT Holdings, LLC See All Filings	D	2018-12-14 17:12:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC CIK Number 0001761988 Filed Document 0000947871-18-000975 Exclusions or Exemptions 506b Accepted Date 2018-12-14 17:12:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
GRADUATE HOTELS FUND III WEST COAST REIT LLC See All Filings	D	2018-12-14 17:02:27 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers IROQUOIS CAPITAL ADVISORS, LLC CIK Number 0001761985 Filed Document 0001761985-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 17:02:27 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GRADUATE HOTELS FUND III EAST COAST REIT LLC See All Filings	D	2018-12-14 17:01:40 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers IROQUOIS CAPITAL ADVISORS, LLC CIK Number 0001761984 Filed Document 0001761984-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 17:01:40 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Sapphire Sport, L.P. See All Filings	D/A	2018-12-14 17:00:19 UTC
Amount To Be Raised $115,000,000 Associated Brokers / Dealers N/A CIK Number 0001722609 Filed Document 0001722609-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-14 17:00:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE MUTUAL FUNDS See All Filings	D	2018-12-14 16:59:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001048702 Filed Document 0001567619-18-008025 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:59:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commercial Investment Corp See All Filings	D	2018-12-14 16:55:19 UTC
Amount To Be Raised $590,000 Associated Brokers / Dealers N/A CIK Number 0001686111 Filed Document 0001686111-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:55:19 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
ClinOne, Inc. See All Filings	D/A	2018-12-14 16:53:01 UTC
Amount To Be Raised $4,345,780 Associated Brokers / Dealers N/A CIK Number 0001729219 Filed Document 0001729219-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:53:01 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Item 9 Labs Corp. See All Filings	D	2018-12-14 16:52:59 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001500123 Filed Document 0001554795-18-000377 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:52:59 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Bay Equity LLC See All Filings	D	2018-12-14 16:45:38 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001412697 Filed Document 0001759923-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:45:38 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Student Housing Fund I NE OTC, LLC See All Filings	D	2018-12-14 16:44:02 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers n/a CIK Number 0001761186 Filed Document 0001761186-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:44:02 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Astorg VII (Feeder) See All Filings	D	2018-12-14 16:43:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ecus Capital and Park Hill Group LLC CIK Number 0001760868 Filed Document 0001760868-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:43:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRPG Haviland Gates Investors LLC See All Filings	D	2018-12-14 16:41:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761869 Filed Document 0001761869-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:41:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commercial Investment Corp See All Filings	D	2018-12-14 16:41:30 UTC
Amount To Be Raised $2,595,000 Associated Brokers / Dealers N/A CIK Number 0001686111 Filed Document 0001686111-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:41:30 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
Upfront VI Partners, L.P. See All Filings	D	2018-12-14 16:36:22 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001758313 Filed Document 0001758313-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:36:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prescience Point Special Opportunity LP See All Filings	D	2018-12-14 16:33:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761838 Filed Document 0001761838-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:33:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIDA STAR PROPERTIES, LLC See All Filings	D	2018-12-14 16:33:14 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers TrustFirst, Inc. CIK Number 0001761711 Filed Document 0001761711-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:33:14 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Propel, Inc. See All Filings	D	2018-12-14 16:31:23 UTC
Amount To Be Raised $12,819,645 Associated Brokers / Dealers N/A CIK Number 0001706352 Filed Document 0001567619-18-008018 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:31:23 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VP Advance Funding L.P. See All Filings	D	2018-12-14 16:29:22 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Pactolus Securities, LLC CIK Number 0001761342 Filed Document 0001615774-18-014469 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:29:22 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Mahartha Partners, LP See All Filings	D	2018-12-14 16:27:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760668 Filed Document 0001760668-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:27:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Misty Robotics, Inc. See All Filings	D	2018-12-14 16:26:01 UTC
Amount To Be Raised $10,999,998 Associated Brokers / Dealers N/A CIK Number 0001707787 Filed Document 0001707787-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:26:01 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Texas Citizens Bancorp, Inc. See All Filings	D	2018-12-14 16:23:06 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers Commerce Street Capital, LLC CIK Number 0001702235 Filed Document 0001702235-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:23:06 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Stray Dog Capital Fund II, L.P. See All Filings	D/A	2018-12-14 16:15:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001749917 Filed Document 0001749917-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:15:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Omni SPC, Ltd. See All Filings	D/A	2018-12-14 16:15:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499915 Filed Document 0001499915-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:15:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SourceDay, Inc. See All Filings	D	2018-12-14 16:14:36 UTC
Amount To Be Raised $6,540,000 Associated Brokers / Dealers N/A CIK Number 0001712112 Filed Document 0001712112-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:14:36 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OGDEN PROFESSIONAL BASEBALL INC See All Filings	D	2018-12-14 16:10:49 UTC
Amount To Be Raised $330,000 Associated Brokers / Dealers N/A CIK Number 0000914368 Filed Document 0000914368-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:10:49 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Kingsbridge Alternative Strategies Fund, LP See All Filings	D/A	2018-12-14 16:10:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445436 Filed Document 0001445436-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:10:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elevated I Fund LP See All Filings	D	2018-12-14 16:04:33 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001761505 Filed Document 0001761505-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:04:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forthiteos, LLC See All Filings	D	2018-12-14 16:03:59 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001731652 Filed Document 0001731652-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:03:59 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SimpleShip Holdings,LLC See All Filings	D	2018-12-14 16:03:37 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001710876 Filed Document 0001710876-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:03:37 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Claren Road Credit Fund, Ltd. See All Filings	D/A	2018-12-14 16:01:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474920 Filed Document 0000905718-18-000974 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:01:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Omni SPC, Ltd. See All Filings	D/A	2018-12-14 16:00:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499915 Filed Document 0001499915-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:00:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Claren Road Credit Partners, LP See All Filings	D/A	2018-12-14 16:00:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001353586 Filed Document 0000905718-18-000972 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:00:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JUNIPER NETWORKS INC See All Filings	D	2018-12-14 15:59:15 UTC
Amount To Be Raised $1,568,101 Associated Brokers / Dealers N/A CIK Number 0001043604 Filed Document 0001043604-18-000081 Exclusions or Exemptions 506b Accepted Date 2018-12-14 15:59:15 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
PRG Mobile Portfolio Investors LLC See All Filings	D	2018-12-14 15:57:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761878 Filed Document 0001660825-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-14 15:57:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CORE ENDOWMENT PORTFOLIO II L P See All Filings	D/A	2018-12-14 15:52:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390878 Filed Document 0001390878-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 15:52:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOCURITY PHARMACEUTICALS INC. See All Filings	D	2018-12-14 15:50:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers NANCY J. CASS CIK Number 0001639681 Filed Document 0001639681-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-14 15:50:51 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Starchain Capital Management LLC See All Filings	D	2018-12-14 15:47:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756850 Filed Document 0001756850-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 15:47:14 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MANAGED FUTURES LLC See All Filings	D/A	2018-12-14 15:44:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001445504 Filed Document 0000899140-18-000624 Exclusions or Exemptions 506b Accepted Date 2018-12-14 15:44:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BCP Braavos Aggregator (Cayman) L.P. See All Filings	D	2018-12-14 15:40:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761671 Filed Document 0001761671-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 15:40:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Allegheny Capital III, LLC See All Filings	D	2018-12-14 15:40:24 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001761844 Filed Document 0001015325-18-000045 Exclusions or Exemptions 506b Accepted Date 2018-12-14 15:40:24 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Bridge Multifamily IV ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC See All Filings	D	2018-12-14 15:40:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001761889 Filed Document 0001748316-18-000033 Exclusions or Exemptions 506b Accepted Date 2018-12-14 15:40:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cor Mundi Ridgeland Ranch Investors, LLC See All Filings	D	2018-12-14 15:39:02 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001761795 Filed Document 0001761795-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 15:39:02 UTC Type of Offering D Industry Residential Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Waldo Photos, Inc. See All Filings	D	2018-12-14 15:37:23 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001664823 Filed Document 0001664823-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 15:37:23 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
UNYQ DESIGN, INC. See All Filings	D	2018-12-14 15:37:08 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001611041 Filed Document 0001611041-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-14 15:37:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GOLF COURSE #1 PARTNERSHIP See All Filings	D	2018-12-14 15:31:34 UTC
Amount To Be Raised $1,608,992 Associated Brokers / Dealers ALL FINRA REGISTERED REPS CIK Number 0001761947 Filed Document 0001761947-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 15:31:34 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Energy Spectrum Partners VIII LP See All Filings	D/A	2018-12-14 15:30:07 UTC
Amount To Be Raised $1,300,000,000 Associated Brokers / Dealers N/A CIK Number 0001758462 Filed Document 0001758462-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-14 15:30:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green Park Snacks, Inc. See All Filings	D	2018-12-14 15:28:42 UTC
Amount To Be Raised $8,300,091 Associated Brokers / Dealers N/A CIK Number 0001720103 Filed Document 0001720103-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-14 15:28:42 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity