Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sunley House Capital Fund LP See All Filings	D/A	2018-12-21 11:14:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699048 Filed Document 0001699048-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-21 11:14:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salient MLP & Midstream Income Fund, LP See All Filings	D/A	2018-12-21 11:10:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Salient Capital, L.P., Applied Capital, LLC, PHILLIP MICHAEL PLANT, and Hightower Securities, LLC CIK Number 0001685892 Filed Document 0001685892-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-21 11:10:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ImpactVision, Inc. See All Filings	D	2018-12-21 11:09:41 UTC
Amount To Be Raised $1,340,000 Associated Brokers / Dealers N/A CIK Number 0001722583 Filed Document 0001722583-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-12-21 11:09:41 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Sunley House Capital Limited Partnership See All Filings	D/A	2018-12-21 11:08:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640937 Filed Document 0001640937-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-21 11:08:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fir Tree Austin Opportunity Fund, LP See All Filings	D	2018-12-21 11:08:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755463 Filed Document 0001315863-18-000962 Exclusions or Exemptions 506b Accepted Date 2018-12-21 11:08:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Andover Acquisition Corp. See All Filings	D	2018-12-21 11:05:03 UTC
Amount To Be Raised $8,255,000 Associated Brokers / Dealers N/A CIK Number 0001761724 Filed Document 0001761724-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-21 11:05:03 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
True Capital Partners V - Genies LLC See All Filings	D	2018-12-21 11:03:25 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001762586 Filed Document 0001762592-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-21 11:03:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SKYTOP FUND LTD. See All Filings	D/A	2018-12-21 11:01:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503256 Filed Document 0001012975-18-001291 Exclusions or Exemptions 506b Accepted Date 2018-12-21 11:01:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
LTO Global Fund LP See All Filings	D/A	2018-12-21 10:58:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726599 Filed Document 0001315863-18-000961 Exclusions or Exemptions 506b Accepted Date 2018-12-21 10:58:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SF 7x7, LLC See All Filings	D	2018-12-21 10:56:25 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001762592 Filed Document 0001762592-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-21 10:56:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arizona Physicians Advancing Cardiovascular Treatment, LLC See All Filings	D	2018-12-21 10:55:03 UTC
Amount To Be Raised $4,500 Associated Brokers / Dealers N/A CIK Number 0001761845 Filed Document 0001761845-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-21 10:55:03 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
GREEN TURTLE PARTNERS L P See All Filings	D/A	2018-12-21 10:54:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001124574 Filed Document 0001124574-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-21 10:54:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PA Middle Market Fund, LP See All Filings	D	2018-12-21 10:54:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NY Life Distributors LLC CIK Number 0001762448 Filed Document 0001762445-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-21 10:54:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Investec Global Select LLC - Investec International Dynamic Equity Fund See All Filings	D/A	2018-12-21 10:53:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622684 Filed Document 0001512588-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-12-21 10:53:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Enduring Commodity Alpha Fund (Offshore), Ltd. See All Filings	D/A	2018-12-21 10:53:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661498 Filed Document 0001661498-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-21 10:53:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Investec Global Select LLC - Emerging Markets Equity Fund See All Filings	D/A	2018-12-21 10:47:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584494 Filed Document 0001512588-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-12-21 10:47:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Investec Global Select LLC - Emerging Markets Blended Debt Fund See All Filings	D/A	2018-12-21 10:42:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609101 Filed Document 0001512588-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-12-21 10:42:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PA Strategic Opportunities Fund, LP See All Filings	D	2018-12-21 10:41:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NY Life Distributors LLC CIK Number 0001762445 Filed Document 0001762445-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-21 10:41:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Allegro Ophthalmics, LLC See All Filings	D	2018-12-21 10:39:26 UTC
Amount To Be Raised $13,477,089 Associated Brokers / Dealers N/A CIK Number 0001631466 Filed Document 0001631466-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-21 10:39:26 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SKYTOP FUND LLC See All Filings	D/A	2018-12-21 10:39:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503252 Filed Document 0001012975-18-001290 Exclusions or Exemptions 506b Accepted Date 2018-12-21 10:39:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Investec Emerging Markets Local Currency Dynamic Debt Fund LLC See All Filings	D/A	2018-12-21 10:34:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512588 Filed Document 0001512588-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-12-21 10:34:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Teamblind Inc. See All Filings	D/A	2018-12-21 10:32:38 UTC
Amount To Be Raised $18,890,000 Associated Brokers / Dealers N/A CIK Number 0001651006 Filed Document 0001651006-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-21 10:32:38 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Investec Global Dynamic Equity Fund LLC See All Filings	D/A	2018-12-21 10:31:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491680 Filed Document 0001512588-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-21 10:31:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Eagle Direct Lending Fund I (EE), LP See All Filings	D/A	2018-12-21 10:29:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731962 Filed Document 0001731962-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-21 10:29:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Investec Emerging Markets Local Currency Dynamic Debt Fund LLC See All Filings	D/A	2018-12-21 10:24:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512588 Filed Document 0001512588-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-21 10:24:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RVI Partners, LP See All Filings	D/A	2018-12-21 10:22:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502792 Filed Document 0001502792-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-21 10:22:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Becoming Nancy LLC See All Filings	D	2018-12-21 10:22:36 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001760551 Filed Document 0001760551-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-21 10:22:36 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
DCM FCO Fund V LLC See All Filings	D	2018-12-21 10:20:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759164 Filed Document 0001759164-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-21 10:20:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
COVINGTON PARTNERS L P See All Filings	D/A	2018-12-21 10:13:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001014585 Filed Document 0001014585-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-21 10:13:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LTO Global Fund LP See All Filings	D/A	2018-12-21 10:10:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726599 Filed Document 0001315863-18-000960 Exclusions or Exemptions 506b Accepted Date 2018-12-21 10:10:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DCM Bain Asia IV Fund LLC See All Filings	D	2018-12-21 10:06:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758785 Filed Document 0001758785-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-21 10:06:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
IMF Bentham Ltd See All Filings	D	2018-12-21 10:03:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684212 Filed Document 0001684212-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-21 10:03:36 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business AUSTRALIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Option To Acquire
Kindur Services Inc. See All Filings	D	2018-12-21 10:02:33 UTC
Amount To Be Raised $10,000,001 Associated Brokers / Dealers N/A CIK Number 0001717602 Filed Document 0001717602-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-21 10:02:33 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alinea Group, Inc. See All Filings	D	2018-12-21 09:56:50 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001762554 Filed Document 0001762554-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-21 09:56:50 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Ellington Quantitative Macro Fund Ltd. See All Filings	D/A	2018-12-21 09:54:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629136 Filed Document 0001012975-18-001289 Exclusions or Exemptions 506b Accepted Date 2018-12-21 09:54:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CoverCress Inc. See All Filings	D/A	2018-12-21 09:49:02 UTC
Amount To Be Raised $2,916,000 Associated Brokers / Dealers N/A CIK Number 0001642884 Filed Document 0001642884-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-12-21 09:49:02 UTC Type of Offering D/A Industry Agriculture Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
Gridiron Co-Investors IV, LLC See All Filings	D	2018-12-21 09:47:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762461 Filed Document 0001762461-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-21 09:47:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Somerset Small Mid Cap EM All Country Fund LLC See All Filings	D/A	2018-12-21 09:45:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537243 Filed Document 0001012975-18-001288 Exclusions or Exemptions 506b Accepted Date 2018-12-21 09:45:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gridiron Strategic Advisors Fund IV, L.P. See All Filings	D	2018-12-21 09:36:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762462 Filed Document 0001762462-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-21 09:36:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gridiron Capital (Parallel) Fund IV, L.P. See All Filings	D	2018-12-21 09:32:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762464 Filed Document 0001762464-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-21 09:32:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gridiron Capital Fund IV, L.P. See All Filings	D	2018-12-21 09:29:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762463 Filed Document 0001762463-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-21 09:29:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mega Uranium Ltd. See All Filings	D	2018-12-21 09:03:21 UTC
Amount To Be Raised $1,067,841 Associated Brokers / Dealers N/A CIK Number 0001475655 Filed Document 0001062993-18-005132 Exclusions or Exemptions 506b Accepted Date 2018-12-21 09:03:21 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
GC FOUNTAINS, LLC See All Filings	D	2018-12-21 08:54:43 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001762484 Filed Document 0001553350-18-001368 Exclusions or Exemptions 506b Accepted Date 2018-12-21 08:54:43 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Castle Hill Holding LLC See All Filings	D/A	2018-12-21 08:35:22 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001586836 Filed Document 0001586836-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-12-21 08:35:22 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Polar Multi-Strategy Fund (US) LP See All Filings	D/A	2018-12-21 08:28:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Miller Investments, LLC and Modern Capital Group Ltd. CIK Number 0001455515 Filed Document 0000902664-18-004416 Exclusions or Exemptions 506b Accepted Date 2018-12-21 08:28:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polar Multi-Strategy Fund See All Filings	D/A	2018-12-21 08:25:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Miller Investments, LLC and Modern Capital Group Ltd. CIK Number 0001391842 Filed Document 0000902664-18-004415 Exclusions or Exemptions 506b Accepted Date 2018-12-21 08:25:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds PLC - MW TOPS Fund See All Filings	D/A	2018-12-21 08:01:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504530 Filed Document 0000902664-18-004413 Exclusions or Exemptions 506b Accepted Date 2018-12-21 08:01:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds PLC - MW Market Neutral TOPS Fund See All Filings	D/A	2018-12-21 07:55:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504525 Filed Document 0000902664-18-004412 Exclusions or Exemptions 506b Accepted Date 2018-12-21 07:55:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Managed Accounts PLC - MW Eureka Plus Fund See All Filings	D/A	2018-12-21 07:53:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725924 Filed Document 0000902664-18-004411 Exclusions or Exemptions 506b Accepted Date 2018-12-21 07:53:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds PLC - MW Europa Fund See All Filings	D/A	2018-12-21 07:52:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504516 Filed Document 0000902664-18-004410 Exclusions or Exemptions 506b Accepted Date 2018-12-21 07:52:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund