Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Cumulus Fund VII LLC See All Filings	D	2018-12-28 10:16:26 UTC
Amount To Be Raised $8,600,000 Associated Brokers / Dealers N/A CIK Number 0001762990 Filed Document 0001762990-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-28 10:16:26 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Sunny Point Fund LLC See All Filings	D	2018-12-28 10:15:24 UTC
Amount To Be Raised $2,880,000 Associated Brokers / Dealers N/A CIK Number 0001763035 Filed Document 0001763035-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-28 10:15:24 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Ailanthus Capital Partners (QP), Ltd. See All Filings	D/A	2018-12-28 10:14:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692219 Filed Document 0001013594-18-000780 Exclusions or Exemptions 506b Accepted Date 2018-12-28 10:14:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AILANTHUS CAPITAL PARTNERS (QP), LP See All Filings	D/A	2018-12-28 10:13:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661826 Filed Document 0001013594-18-000779 Exclusions or Exemptions 506b Accepted Date 2018-12-28 10:13:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ACCUMULUS EMERGING MANAGERS FUND LP See All Filings	D/A	2018-12-28 10:11:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555639 Filed Document 0000919574-18-008207 Exclusions or Exemptions 506b Accepted Date 2018-12-28 10:11:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GEMINI GLOBAL PARTNERS, L.P. See All Filings	D/A	2018-12-28 10:08:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers G.research, LLC CIK Number 0001099063 Filed Document 0000919574-18-008205 Exclusions or Exemptions 506b Accepted Date 2018-12-28 10:08:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GAMCO MEDICAL OPPORTUNITIES, L.P. See All Filings	D/A	2018-12-28 10:06:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers G.research, LLC CIK Number 0001456987 Filed Document 0000919574-18-008203 Exclusions or Exemptions 506b Accepted Date 2018-12-28 10:06:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NuoDB, Inc. See All Filings	D	2018-12-28 10:04:26 UTC
Amount To Be Raised $30,551,531 Associated Brokers / Dealers N/A CIK Number 0001505400 Filed Document 0001505400-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-28 10:04:26 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GAMA Select Energy Plus LP See All Filings	D/A	2018-12-28 10:04:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers G.research, LLC CIK Number 0001341206 Filed Document 0000919574-18-008201 Exclusions or Exemptions 506b Accepted Date 2018-12-28 10:04:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WAGZ, INC. See All Filings	D	2018-12-28 10:03:08 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001687102 Filed Document 0001687102-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-12-28 10:03:08 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
EMERSON POINT CAPITAL PARTNERS LP See All Filings	D/A	2018-12-28 10:02:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722075 Filed Document 0000950142-18-002457 Exclusions or Exemptions 506b Accepted Date 2018-12-28 10:02:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GABELLI MULTIMEDIA PARTNERS, L.P. See All Filings	D/A	2018-12-28 10:01:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers G.research, LLC CIK Number 0000929811 Filed Document 0000919574-18-008199 Exclusions or Exemptions 506b Accepted Date 2018-12-28 10:01:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SRI Twelve REIT See All Filings	D	2018-12-28 10:00:28 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001752390 Filed Document 0001752390-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-28 10:00:28 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GABELLI INTERMEDIATE CREDIT FUND, LTD. See All Filings	D/A	2018-12-28 09:59:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers G.research, LLC CIK Number 0001579372 Filed Document 0000919574-18-008197 Exclusions or Exemptions 506b Accepted Date 2018-12-28 09:59:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EMERSON POINT CAPITAL OVERSEAS LP See All Filings	D/A	2018-12-28 09:58:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722077 Filed Document 0000950142-18-002456 Exclusions or Exemptions 506b Accepted Date 2018-12-28 09:58:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GABELLI INTERMEDIATE CREDIT FUND, L.P. See All Filings	D/A	2018-12-28 09:56:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers G. Research, LLC CIK Number 0001413183 Filed Document 0000919574-18-008195 Exclusions or Exemptions 506b Accepted Date 2018-12-28 09:56:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pere Marquette Parent Holdings, LLC See All Filings	D	2018-12-28 09:56:12 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001762724 Filed Document 0001762724-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-28 09:56:12 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
GABELLI GLOBAL INFRASTRUCTURE & DEVELOPMENT PARTNERS, L.P. See All Filings	D/A	2018-12-28 09:54:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers G.research, LLC CIK Number 0001621871 Filed Document 0000919574-18-008193 Exclusions or Exemptions 506b Accepted Date 2018-12-28 09:54:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EMERSON POINT CAPITAL LONG OPPORTUNITIES PARTNERS LP See All Filings	D/A	2018-12-28 09:54:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722073 Filed Document 0000950142-18-002455 Exclusions or Exemptions 506b Accepted Date 2018-12-28 09:54:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GABELLI ASSOCIATES LTD II E See All Filings	D/A	2018-12-28 09:52:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers G.research, LLC, Arete Wealth Management, LLC, and TimeCapital Securities Corporation CIK Number 0001489941 Filed Document 0000919574-18-008191 Exclusions or Exemptions 506b Accepted Date 2018-12-28 09:52:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EMERSON POINT CAPITAL LONG OPPORTUNITIES OVERSEAS LP See All Filings	D/A	2018-12-28 09:50:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722072 Filed Document 0000950142-18-002454 Exclusions or Exemptions 506b Accepted Date 2018-12-28 09:50:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Gabelli Associates LTD See All Filings	D/A	2018-12-28 09:49:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers G.research, LLC, Arete Wealth Management, LLC, and TimeCapital Securities Corporation CIK Number 0001345391 Filed Document 0000919574-18-008189 Exclusions or Exemptions 506b Accepted Date 2018-12-28 09:49:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
EMERSON POINT CAPITAL HORIZON PARTNERS LP See All Filings	D/A	2018-12-28 09:48:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722074 Filed Document 0000950142-18-002453 Exclusions or Exemptions 506b Accepted Date 2018-12-28 09:48:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GABELLI ASSOCIATES FUND II L.P. See All Filings	D/A	2018-12-28 09:47:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers G.research, LLC, TimeCapital Securities Corporation, and Arete Wealth Management, LLC CIK Number 0001355479 Filed Document 0000919574-18-008187 Exclusions or Exemptions 506b Accepted Date 2018-12-28 09:47:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EMERSON POINT CAPITAL HORIZON OVERSEAS LP See All Filings	D/A	2018-12-28 09:46:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722071 Filed Document 0000950142-18-002452 Exclusions or Exemptions 506b Accepted Date 2018-12-28 09:46:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Eagles Coast Holdings, LLC See All Filings	D/A	2018-12-28 09:43:31 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001740428 Filed Document 0001740428-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-12-28 09:43:31 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Other
GABELLI ASSOCIATES FUND See All Filings	D/A	2018-12-28 09:43:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers G.research, LLC CIK Number 0000836000 Filed Document 0000919574-18-008185 Exclusions or Exemptions 506b Accepted Date 2018-12-28 09:43:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ALCE PARTNERS L P See All Filings	D/A	2018-12-28 09:40:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers G.research, LLC CIK Number 0000930237 Filed Document 0000919574-18-008183 Exclusions or Exemptions 506b Accepted Date 2018-12-28 09:40:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
STATE FARM MUTUAL AUTOMOBILE INSURANCE CO See All Filings	D/A	2018-12-28 09:29:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000315032 Filed Document 0001209191-18-064237 Exclusions or Exemptions 506b Accepted Date 2018-12-28 09:29:07 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Florence Capital Advisors SPV II, LLC See All Filings	D/A	2018-12-28 09:09:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726706 Filed Document 0001726706-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-28 09:09:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Holobiome, Inc. See All Filings	D	2018-12-28 09:06:53 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001763027 Filed Document 0001763027-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-28 09:06:53 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Vestia Ventures MiRus Investment LLC See All Filings	D	2018-12-28 08:59:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763022 Filed Document 0001763022-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-28 08:59:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Verte Capital, LLC See All Filings	D	2018-12-28 08:38:40 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001706463 Filed Document 0001706463-18-000017 Exclusions or Exemptions 506b Accepted Date 2018-12-28 08:38:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Debt
NORTHSIGHT CAPITAL, INC. See All Filings	D	2018-12-28 08:29:41 UTC
Amount To Be Raised $84,000 Associated Brokers / Dealers N/A CIK Number 0001439397 Filed Document 0001255733-18-000015 Exclusions or Exemptions 506b Accepted Date 2018-12-28 08:29:41 UTC Type of Offering D Industry Business Services Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Olympus Peak Onshore LP See All Filings	D	2018-12-28 08:27:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762932 Filed Document 0001315863-18-000974 Exclusions or Exemptions 506b Accepted Date 2018-12-28 08:27:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PGIM Broad Market High Yield Bond Fund, L.P. See All Filings	D/A	2018-12-28 08:05:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001726681 Filed Document 0000902664-18-004445 Exclusions or Exemptions 506b Accepted Date 2018-12-28 08:05:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
OWS ABS IV, L.P. See All Filings	D/A	2018-12-28 08:02:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725869 Filed Document 0000902664-18-004444 Exclusions or Exemptions 506b Accepted Date 2018-12-28 08:02:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Marshall Wace Funds PLC - MW TOPS ERISA Fund See All Filings	D/A	2018-12-28 07:58:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628875 Filed Document 0000902664-18-004443 Exclusions or Exemptions 506b Accepted Date 2018-12-28 07:58:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capstone Income Opportunities II Ltd. See All Filings	D/A	2018-12-28 07:49:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661391 Filed Document 0000902664-18-004442 Exclusions or Exemptions 506b Accepted Date 2018-12-28 07:49:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAGNA IMPERIO SYSTEMS CORP. See All Filings	D	2018-12-28 06:05:45 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers Sapeno Inc CIK Number 0001619504 Filed Document 0001104659-18-074977 Exclusions or Exemptions 506b Accepted Date 2018-12-28 06:05:45 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Post Road Property Investors LLC See All Filings	D	2018-12-27 20:24:24 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001762697 Filed Document 0001762697-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-27 20:24:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Emerald Co-Investment Ltd See All Filings	D	2018-12-27 19:39:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001762968 Filed Document 0001762968-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-27 19:39:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abundia Industries LLC See All Filings	D	2018-12-27 19:35:14 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001762916 Filed Document 0001382963-18-000160 Exclusions or Exemptions 506b Accepted Date 2018-12-27 19:35:14 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
46 LABS LLC See All Filings	D	2018-12-27 19:25:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762032 Filed Document 0001762032-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-27 19:25:50 UTC Type of Offering D Industry Telecommunications Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
ZeoCap Sana II LLC See All Filings	D	2018-12-27 18:34:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762890 Filed Document 0001762890-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-27 18:34:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hemp Plastic Co See All Filings	D	2018-12-27 18:28:03 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001762165 Filed Document 0001762165-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-27 18:28:03 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Hands in the Earth, Inc. See All Filings	D	2018-12-27 18:26:58 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001761179 Filed Document 0001761179-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-27 18:26:58 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SKB-Original Rainier, LLC See All Filings	D	2018-12-27 18:18:45 UTC
Amount To Be Raised $2,780,000 Associated Brokers / Dealers SKB Securities, LLC, Robert R. Walker, Jr., and Christopher Courtiol CIK Number 0001762975 Filed Document 0001762975-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-27 18:18:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
ST GA FUND XVIII LLC See All Filings	D	2018-12-27 18:08:28 UTC
Amount To Be Raised $11,182,400 Associated Brokers / Dealers N/A CIK Number 0001763024 Filed Document 0001144204-18-066449 Exclusions or Exemptions 506b Accepted Date 2018-12-27 18:08:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Watchful, Inc. See All Filings	D	2018-12-27 18:03:02 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001762597 Filed Document 0001762597-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-27 18:03:02 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt