Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SecureThings U.S., Inc. See All Filings	D	2019-01-08 16:59:03 UTC
Amount To Be Raised $10 Associated Brokers / Dealers N/A CIK Number 0001761367 Filed Document 0001761367-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-01-08 16:59:03 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 321 See All Filings	D	2019-01-08 16:57:12 UTC
Amount To Be Raised $307,800 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001758762 Filed Document 0001763648-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-01-08 16:57:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
W Capital Lion, L.P. See All Filings	D	2019-01-08 16:56:00 UTC
Amount To Be Raised $193,770,000 Associated Brokers / Dealers Moelis & Company LLC CIK Number 0001763931 Filed Document 0001763931-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 16:56:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SecureThings U.S., Inc. See All Filings	D	2019-01-08 16:55:42 UTC
Amount To Be Raised $5 Associated Brokers / Dealers N/A CIK Number 0001761367 Filed Document 0001761367-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-01-08 16:55:42 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 320 See All Filings	D	2019-01-08 16:54:23 UTC
Amount To Be Raised $3,310,904 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001755339 Filed Document 0001763648-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-01-08 16:54:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
White Gold Reserve IP, LLC See All Filings	D	2019-01-08 16:53:14 UTC
Amount To Be Raised $11,800,000 Associated Brokers / Dealers N/A CIK Number 0001763937 Filed Document 0001763944-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-08 16:53:14 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Fund EQ-JTB, a series of Equidate Investments LLC See All Filings	D/A	2019-01-08 16:51:15 UTC
Amount To Be Raised $18,441,995 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001692236 Filed Document 0001763648-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-01-08 16:51:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SecureThings U.S., Inc. See All Filings	D	2019-01-08 16:48:53 UTC
Amount To Be Raised $40 Associated Brokers / Dealers N/A CIK Number 0001761367 Filed Document 0001761367-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-01-08 16:48:53 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JUNIPER CATASTROPHE FUND LTD See All Filings	D/A	2019-01-08 16:48:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc., Man Investments AG, and KKR Capital Markets, LLC CIK Number 0001370059 Filed Document 0001370059-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 16:48:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Waterfall Sentinel Fund I (Cayman II) LP See All Filings	D	2019-01-08 16:47:18 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001763675 Filed Document 0001763675-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 16:47:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fausel Lake Reserve IP, LLC See All Filings	D	2019-01-08 16:46:12 UTC
Amount To Be Raised $2,950,000 Associated Brokers / Dealers N/A CIK Number 0001763944 Filed Document 0001763944-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 16:46:12 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
STANDARD EULER, INC. See All Filings	D	2019-01-08 16:44:34 UTC
Amount To Be Raised $3,451,650 Associated Brokers / Dealers N/A CIK Number 0001654483 Filed Document 0001654483-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 16:44:34 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pinnacle Arcadia Cattle Partners II, LLC See All Filings	D/A	2019-01-08 16:43:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726486 Filed Document 0001726486-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 16:43:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
ERC dEX, Inc. See All Filings	D/A	2019-01-08 16:39:55 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers None CIK Number 0001750397 Filed Document 0001750397-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 16:39:55 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Security To Be Acquired
SecureThings U.S., Inc. See All Filings	D	2019-01-08 16:38:14 UTC
Amount To Be Raised $560 Associated Brokers / Dealers N/A CIK Number 0001761367 Filed Document 0001761367-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-08 16:38:14 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SE PORT CHESTER INVESTORS, LLC See All Filings	D/A	2019-01-08 16:37:40 UTC
Amount To Be Raised $4,646,000 Associated Brokers / Dealers N/A CIK Number 0001759870 Filed Document 0001759870-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 16:37:40 UTC Type of Offering D/A Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SENVEST TECHNOLOGY PARTNERS, L.P. See All Filings	D/A	2019-01-08 16:33:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001235264 Filed Document 0000919574-19-000160 Exclusions or Exemptions 506b Accepted Date 2019-01-08 16:33:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pinnacle Arcadia Cattle Partners I, L.P. See All Filings	D/A	2019-01-08 16:29:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726488 Filed Document 0001726488-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 16:29:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Papyrus Capital Fund LP See All Filings	D/A	2019-01-08 16:29:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660264 Filed Document 0001660264-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 16:29:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLEAN LIGHT LABORATORIES LLC See All Filings	D/A	2019-01-08 16:27:02 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001678583 Filed Document 0001678583-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 16:27:02 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
M. Kingdon Offshore Ltd. See All Filings	D/A	2019-01-08 16:22:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000917089 Filed Document 0000919574-19-000158 Exclusions or Exemptions 506b Accepted Date 2019-01-08 16:22:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Waterfall Sentinel Fund I (Cayman I) LP See All Filings	D	2019-01-08 16:19:23 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001763674 Filed Document 0001763674-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 16:19:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pinnacle Automotive Hospitality Services Holdings, Inc. See All Filings	D	2019-01-08 16:18:30 UTC
Amount To Be Raised $3,771,804 Associated Brokers / Dealers N/A CIK Number 0001699053 Filed Document 0001567619-19-000787 Exclusions or Exemptions 506b Accepted Date 2019-01-08 16:18:30 UTC Type of Offering D Industry Business Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BROADWOOD PARTNERS, L.P. See All Filings	D/A	2019-01-08 16:16:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001278386 Filed Document 0000919574-19-000155 Exclusions or Exemptions 506b Accepted Date 2019-01-08 16:16:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A-PRO-54-Fund, a series of Abstract Ventures Special Opportunities, LLC See All Filings	D	2019-01-08 16:10:00 UTC
Amount To Be Raised $167,999 Associated Brokers / Dealers N/A CIK Number 0001758781 Filed Document 0001763648-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-01-08 16:10:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
228 Guadalupe, LLC See All Filings	D/A	2019-01-08 16:09:06 UTC
Amount To Be Raised $6,417,000 Associated Brokers / Dealers N/A CIK Number 0001761063 Filed Document 0001761063-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 16:09:06 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
A-VOQ-18-Fund, a series of AngelList-NewRes-Funds, LP See All Filings	D	2019-01-08 16:04:14 UTC
Amount To Be Raised $175,500 Associated Brokers / Dealers N/A CIK Number 0001761100 Filed Document 0001763648-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-01-08 16:04:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-FJF-11-Fund, a series of TSCIC-syndicate, LLC See All Filings	D	2019-01-08 16:00:43 UTC
Amount To Be Raised $73,988 Associated Brokers / Dealers N/A CIK Number 0001759988 Filed Document 0001763648-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-01-08 16:00:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ValStone Healthcare Properties Fund, L.P. See All Filings	D/A	2019-01-08 15:58:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727487 Filed Document 0001727487-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 15:58:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
First Vanadium Corp. See All Filings	D	2019-01-08 15:53:53 UTC
Amount To Be Raised $924,866 Associated Brokers / Dealers N/A CIK Number 0001720553 Filed Document 0001720553-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 15:53:53 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
ML Acquisitions LLC See All Filings	D	2019-01-08 15:53:28 UTC
Amount To Be Raised $4,300,000 Associated Brokers / Dealers Corporate Finance Securities, Inc. CIK Number 0001762299 Filed Document 0001762299-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 15:53:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
A-CHC-14-Fund, a series of AX-MiNg-Funds, LLC See All Filings	D	2019-01-08 15:53:18 UTC
Amount To Be Raised $119,500 Associated Brokers / Dealers N/A CIK Number 0001763263 Filed Document 0001763648-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-01-08 15:53:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waterfall Sentinel Fund I LP See All Filings	D	2019-01-08 15:51:53 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001763939 Filed Document 0001763939-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 15:51:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LMM CAPITAL PARTNERS FIT INVESTOR, L.P. See All Filings	D	2019-01-08 15:47:06 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001763510 Filed Document 0001515971-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-01-08 15:47:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Winston Asia Fund, Ltd. See All Filings	D	2019-01-08 15:41:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763558 Filed Document 0000919574-19-000147 Exclusions or Exemptions 506b Accepted Date 2019-01-08 15:41:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Qubed, Inc. See All Filings	D/A	2019-01-08 15:39:46 UTC
Amount To Be Raised $3,150,000 Associated Brokers / Dealers N/A CIK Number 0001717113 Filed Document 0001717113-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-08 15:39:46 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bronte Capital Ganymede Fund Ltd. See All Filings	D/A	2019-01-08 15:36:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cristina T. Osmena CIK Number 0001537622 Filed Document 0000935836-19-000018 Exclusions or Exemptions 506b Accepted Date 2019-01-08 15:36:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parallax Offshore Investors Fund Ltd. See All Filings	D/A	2019-01-08 15:35:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428445 Filed Document 0000935836-19-000017 Exclusions or Exemptions 506b Accepted Date 2019-01-08 15:35:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Winston Asia Fund, L.P. See All Filings	D	2019-01-08 15:33:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763520 Filed Document 0000919574-19-000145 Exclusions or Exemptions 506b Accepted Date 2019-01-08 15:33:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Sirnaomics, Inc. See All Filings	D	2019-01-08 15:33:41 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001658879 Filed Document 0001658879-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-08 15:33:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Audax Credit Strategies (SCS), LP See All Filings	D/A	2019-01-08 15:26:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602199 Filed Document 0001602199-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 15:26:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ronati, LLC See All Filings	D	2019-01-08 15:24:47 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001763285 Filed Document 0000897069-19-000012 Exclusions or Exemptions 506b Accepted Date 2019-01-08 15:24:47 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Series A of Rocky River Specific Opportunities Fund LLC See All Filings	D	2019-01-08 15:23:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Herndon Plant Oakley, Ltd. CIK Number 0001763793 Filed Document 0000919574-19-000143 Exclusions or Exemptions 506b Accepted Date 2019-01-08 15:23:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Swanson River Capital Partners LP See All Filings	D/A	2019-01-08 15:17:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565053 Filed Document 0001565053-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 15:17:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Global Logistics Investment 2, LLC See All Filings	D	2019-01-08 15:13:44 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001713478 Filed Document 0001713478-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 15:13:44 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Acuity EyeCare Rollover II, LLC See All Filings	D	2019-01-08 15:12:00 UTC
Amount To Be Raised $6,812,598 Associated Brokers / Dealers N/A CIK Number 0001763838 Filed Document 0001763838-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 15:12:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HIGHLINE SELECT LP See All Filings	D/A	2019-01-08 15:10:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405488 Filed Document 0001405488-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 15:10:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aegis Special Situations Fund LLC - Series DNA I See All Filings	D/A	2019-01-08 15:09:01 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001756920 Filed Document 0001756920-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-08 15:09:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
American Global Logistics LLC See All Filings	D	2019-01-08 15:06:42 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001713479 Filed Document 0001713479-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 15:06:42 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Jane VC Fund 1, a series of Jane VC, LP See All Filings	D/A	2019-01-08 15:06:03 UTC
Amount To Be Raised $945,000 Associated Brokers / Dealers N/A CIK Number 0001747633 Filed Document 0001763648-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-08 15:06:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund