Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Figo Pet Insurance, LLC See All Filings	D	2019-01-16 12:28:36 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001596737 Filed Document 0001596737-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-16 12:28:36 UTC Type of Offering D Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Teamblind Inc. See All Filings	D/A	2019-01-16 12:22:50 UTC
Amount To Be Raised $18,890,000 Associated Brokers / Dealers N/A CIK Number 0001651006 Filed Document 0001651006-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 12:22:50 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AIGGRE U.S. Real Estate Fund III Lexington Feeder, LLC See All Filings	D	2019-01-16 12:15:22 UTC
Amount To Be Raised $122,000,000 Associated Brokers / Dealers N/A CIK Number 0001762674 Filed Document 0001762674-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 12:15:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TZG Stadium Suites LLC See All Filings	D	2019-01-16 12:06:53 UTC
Amount To Be Raised $4,550,000 Associated Brokers / Dealers N/A CIK Number 0001764830 Filed Document 0001764830-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 12:06:53 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
HAWKERS GROWTH FUND II, LLC See All Filings	D/A	2019-01-16 12:03:49 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001753397 Filed Document 0001753397-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 12:03:49 UTC Type of Offering D/A Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Sessa Capital Special Opportunity Fund II, L.P. See All Filings	D	2019-01-16 11:57:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001765009 Filed Document 0001765009-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 11:57:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legacy Capital III, L.P. See All Filings	D/A	2019-01-16 11:56:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley and Stifel, Nicolaus & Company, Incorporated CIK Number 0001694432 Filed Document 0001694432-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 11:56:50 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACADIAN INTERNATIONAL ALL CAP FUND See All Filings	D/A	2019-01-16 11:54:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001408858 Filed Document 0001408858-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 11:54:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
METHODOLOGY PUTS FUND B LTD. See All Filings	D/A	2019-01-16 11:40:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716617 Filed Document 0001716617-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 11:40:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
International Small-Cap Equity Fund LLLP See All Filings	D/A	2019-01-16 11:38:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464323 Filed Document 0001464323-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 11:38:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
REJUCREAM LLC See All Filings	D	2019-01-16 11:37:53 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001764881 Filed Document 0001764881-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 11:37:53 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Net Lease Series Investors - Series D, LP See All Filings	D	2019-01-16 11:37:21 UTC
Amount To Be Raised $460,000 Associated Brokers / Dealers N/A CIK Number 0001764010 Filed Document 0001764001-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-16 11:37:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KCM SMALL CAP CORE FUND LLC See All Filings	D	2019-01-16 11:35:45 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001178058 Filed Document 0001178058-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 11:35:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harris Bay Commerce, LLC See All Filings	D/A	2019-01-16 11:33:55 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001714389 Filed Document 0001714389-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 11:33:55 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MINERAL LICENSING GROUP, LLC See All Filings	D	2019-01-16 11:33:03 UTC
Amount To Be Raised $101 Associated Brokers / Dealers N/A CIK Number 0001764502 Filed Document 0001764502-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 11:33:03 UTC Type of Offering D Industry Other Technology Principal Place of Business MAINE Revenue or Assets $No Revenues Type of Security Equity
Net Lease Series Investors - Series C, LP See All Filings	D	2019-01-16 11:27:53 UTC
Amount To Be Raised $340,000 Associated Brokers / Dealers N/A CIK Number 0001764001 Filed Document 0001764001-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 11:27:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Allegro Ophthalmics, LLC See All Filings	D/A	2019-01-16 11:24:59 UTC
Amount To Be Raised $13,477,089 Associated Brokers / Dealers N/A CIK Number 0001631466 Filed Document 0001631466-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 11:24:59 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
METHODOLOGY PUTS FUND A LTD. See All Filings	D/A	2019-01-16 11:24:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722233 Filed Document 0001722233-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 11:24:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
KHP Strategic 7 LP See All Filings	D	2019-01-16 11:23:43 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001764808 Filed Document 0001764808-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 11:23:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Falcon Edge India I LP See All Filings	D	2019-01-16 11:19:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764538 Filed Document 0000902664-19-000242 Exclusions or Exemptions 506b Accepted Date 2019-01-16 11:19:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
METHODOLOGY VOLT FUND LTD See All Filings	D/A	2019-01-16 11:14:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679416 Filed Document 0001679416-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 11:14:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Empros Consumer Financial Technologies Fund, LLC See All Filings	D	2019-01-16 11:14:07 UTC
Amount To Be Raised $1,270,000 Associated Brokers / Dealers N/A CIK Number 0001761391 Filed Document 0001758778-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-16 11:14:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Methodology Fund Ltd See All Filings	D/A	2019-01-16 11:12:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001338246 Filed Document 0001338246-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 11:12:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Relativity6, Inc. See All Filings	D	2019-01-16 11:07:13 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001682919 Filed Document 0001682919-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 11:07:13 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Wynsun Hongbo Investment, LLC See All Filings	D/A	2019-01-16 11:05:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Wayne Beardsley CIK Number 0001719791 Filed Document 0001719791-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 11:05:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-WUC-15-Fund, a series of AX-PL-Funds, LLC See All Filings	D	2019-01-16 10:58:40 UTC
Amount To Be Raised $88,000 Associated Brokers / Dealers N/A CIK Number 0001758778 Filed Document 0001758778-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 10:58:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hyperion Capital Fund, LP See All Filings	D/A	2019-01-16 10:56:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695173 Filed Document 0001695173-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 10:56:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jupiter Capital, Inc. See All Filings	D	2019-01-16 10:51:19 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers David Bailey CIK Number 0001764272 Filed Document 0001764272-19-000001 Exclusions or Exemptions 506b and 504.1 Accepted Date 2019-01-16 10:51:19 UTC Type of Offering D Industry Investing Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
AREX Capital, Ltd. See All Filings	D/A	2019-01-16 10:44:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728055 Filed Document 0000919574-19-000407 Exclusions or Exemptions 506b Accepted Date 2019-01-16 10:44:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ascent Event Driven Fund See All Filings	D/A	2019-01-16 10:38:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728211 Filed Document 0001728211-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 10:38:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3EDGE Global Opportunities Fund, LP See All Filings	D/A	2019-01-16 10:32:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bentley Securities Corporation CIK Number 0001659338 Filed Document 0001659338-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 10:32:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAM Zie Fund, LLC See All Filings	D/A	2019-01-16 10:27:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001596715 Filed Document 0001596715-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 10:27:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clearwater Capital Yield Fund, L.P. See All Filings	D/A	2019-01-16 10:23:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759950 Filed Document 0001759950-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-16 10:23:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Southern Fidelity Risk Managers, LLC See All Filings	D	2019-01-16 10:22:59 UTC
Amount To Be Raised $4,893,878 Associated Brokers / Dealers N/A CIK Number 0001533343 Filed Document 0001533343-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 10:22:59 UTC Type of Offering D Industry Insurance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Securis II Fund SPC - Segregated Portfolio Fourteen See All Filings	D/A	2019-01-16 10:20:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727707 Filed Document 0000902664-19-000239 Exclusions or Exemptions 506b Accepted Date 2019-01-16 10:20:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP LS FUND C LLC See All Filings	D	2019-01-16 10:04:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001764994 Filed Document 0001764994-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 10:04:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
FWCG Opportunity Fund, LP See All Filings	D/A	2019-01-16 09:55:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505618 Filed Document 0001505618-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 09:55:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axfund, LP See All Filings	D/A	2019-01-16 09:52:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586818 Filed Document 0001586818-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 09:52:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maverick Lien Fund V Co-Investors LP See All Filings	D/A	2019-01-16 09:51:58 UTC
Amount To Be Raised $53,430,000 Associated Brokers / Dealers N/A CIK Number 0001756997 Filed Document 0000919574-19-000405 Exclusions or Exemptions 506b Accepted Date 2019-01-16 09:51:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2019-01-16 09:51:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joe Sprague CIK Number 0001135856 Filed Document 0001135856-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 09:51:38 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Maverick Lien Fund V LP See All Filings	D/A	2019-01-16 09:47:48 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001756067 Filed Document 0000919574-19-000403 Exclusions or Exemptions 506b Accepted Date 2019-01-16 09:47:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nationwide BOLI Private Placement Variable Account See All Filings	D/A	2019-01-16 09:43:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Sprague CIK Number 0001343394 Filed Document 0001343394-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 09:43:37 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Forest Devices, Inc. See All Filings	D	2019-01-16 09:39:27 UTC
Amount To Be Raised $940,000 Associated Brokers / Dealers N/A CIK Number 0001647635 Filed Document 0001647635-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-16 09:39:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
Nationwide Private Placement Variable Account - E See All Filings	D/A	2019-01-16 09:34:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph D. Sprague CIK Number 0001601405 Filed Document 0001601405-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-16 09:34:06 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FF Net Lease II REIT See All Filings	D	2019-01-16 09:29:17 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 Securities LLC CIK Number 0001764002 Filed Document 0001764002-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 09:29:17 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nationwide BOLI Private Placement Variable Account See All Filings	D/A	2019-01-16 09:17:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Sprague CIK Number 0001343394 Filed Document 0001601405-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 09:17:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ALCHEMIE SOLUTIONS INC See All Filings	D/A	2019-01-16 08:54:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681633 Filed Document 0001681633-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 08:54:37 UTC Type of Offering D/A Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Humble Capital Fund I, LP. See All Filings	D	2019-01-15 21:03:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476279 Filed Document 0001476279-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 21:03:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HAWAII Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SFPC Holding Company, LLC See All Filings	D	2019-01-15 20:21:32 UTC
Amount To Be Raised $7,340,817 Associated Brokers / Dealers N/A CIK Number 0001533342 Filed Document 0001078782-19-000058 Exclusions or Exemptions 506b Accepted Date 2019-01-15 20:21:32 UTC Type of Offering D Industry Insurance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AZARGA URANIUM CORP. See All Filings	D	2019-01-15 19:59:26 UTC
Amount To Be Raised $25,042 Associated Brokers / Dealers N/A CIK Number 0001515828 Filed Document 0001515828-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 19:59:26 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity