Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Single Family Rental REIT LLC See All Filings	D	2019-01-30 15:17:47 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001766139 Filed Document 0001766139-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 15:17:47 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
New Energy Capital Infrastructure Credit Fund II-A LP See All Filings	D/A	2019-01-30 15:17:30 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001754657 Filed Document 0001754657-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-30 15:17:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UAS Laboratories LLC See All Filings	D	2019-01-30 15:13:02 UTC
Amount To Be Raised $21,719,224 Associated Brokers / Dealers N/A CIK Number 0001696830 Filed Document 0000897069-19-000061 Exclusions or Exemptions 506b Accepted Date 2019-01-30 15:13:02 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
ALPINE IMMUNE SCIENCES, INC. See All Filings	D	2019-01-30 15:09:11 UTC
Amount To Be Raised $48,660,651 Associated Brokers / Dealers Piper Jaffray & Co. CIK Number 0001626199 Filed Document 0001626199-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 15:09:11 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
New Energy Capital Infrastructure Offshore Credit Fund II LP See All Filings	D/A	2019-01-30 15:04:50 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001752820 Filed Document 0001752820-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-30 15:04:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diorite Partners, LP See All Filings	D	2019-01-30 15:03:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750816 Filed Document 0001750816-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 15:03:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tesoro Ranch REIT LLC See All Filings	D	2019-01-30 14:59:46 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001766196 Filed Document 0001766196-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 14:59:46 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wasatch Peaks Ranch Holdings, LLC See All Filings	D	2019-01-30 14:59:01 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001766271 Filed Document 0001461373-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-01-30 14:59:01 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
New Energy Capital Infrastructure Credit Fund II LP See All Filings	D/A	2019-01-30 14:47:30 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001752821 Filed Document 0001752821-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-30 14:47:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THL Credit DL IV (Offshore) Funding LP See All Filings	D	2019-01-30 14:47:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764510 Filed Document 0001764510-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 14:47:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sunbridge Investments LLC See All Filings	D	2019-01-30 14:46:16 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001766200 Filed Document 0001766200-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 14:46:16 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Qiming U.S. Healthcare Fund II, L.P. See All Filings	D	2019-01-30 14:46:11 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001765710 Filed Document 0001765710-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 14:46:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WWF Holdings, Inc. See All Filings	D	2019-01-30 14:46:02 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001766415 Filed Document 0001766415-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 14:46:02 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Burgundy Funds DST Small/Mid Cap Portfolio See All Filings	D/A	2019-01-30 14:40:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001297856 Filed Document 0001733744-19-000014 Exclusions or Exemptions 506b Accepted Date 2019-01-30 14:40:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BURGUNDY FUNDS DST SMALLER COMPANIES PORTFOLIO See All Filings	D/A	2019-01-30 14:40:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers C.P. Eaton & Associates CIK Number 0001268624 Filed Document 0001733744-19-000013 Exclusions or Exemptions 506b Accepted Date 2019-01-30 14:40:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BURGUNDY FUNDS DST-GLOBAL FOCUSED OPPORTUNITIES PORTFOLIO See All Filings	D/A	2019-01-30 14:39:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001340634 Filed Document 0001733744-19-000012 Exclusions or Exemptions 506b Accepted Date 2019-01-30 14:39:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Burgundy Funds, DST - Global Equity Portfolio See All Filings	D/A	2019-01-30 14:38:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539225 Filed Document 0001733744-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-01-30 14:38:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Burgundy Funds, DST - Focus Asian Equity Portfolio See All Filings	D/A	2019-01-30 14:37:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669742 Filed Document 0001733744-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-01-30 14:37:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Burgundy Funds, DST - Emerging Markets Portfolio See All Filings	D/A	2019-01-30 14:37:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers C.P. Eaton & Associates CIK Number 0001539224 Filed Document 0001733744-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-01-30 14:37:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BURGUNDY FUNDS DST-EAFE PORTFOLIO See All Filings	D/A	2019-01-30 14:36:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001340769 Filed Document 0001733744-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-01-30 14:36:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bracket AI SVI, LP See All Filings	D	2019-01-30 14:35:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766249 Filed Document 0001766249-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 14:35:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FHF Capital Investment LP See All Filings	D/A	2019-01-30 14:28:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632818 Filed Document 0001632818-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 14:28:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Windeco Corp See All Filings	D	2019-01-30 14:21:39 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001608987 Filed Document 0001176256-19-000014 Exclusions or Exemptions 506b Accepted Date 2019-01-30 14:21:39 UTC Type of Offering D Industry Other Energy Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
RealtyMogul 125, LLC See All Filings	D	2019-01-30 14:20:09 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001759610 Filed Document 0001759610-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 14:20:09 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Swarthmore Group Mezzanine Debt Fund I, LP See All Filings	D	2019-01-30 14:20:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001766323 Filed Document 0001766323-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 14:20:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inirv Labs, Inc. See All Filings	D	2019-01-30 14:10:50 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001740799 Filed Document 0001740799-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 14:10:50 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
WAXMAN GROUP LTD LIABILITY CO See All Filings	D	2019-01-30 14:10:40 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001766096 Filed Document 0001766096-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 14:10:40 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RV Capital Asia Opportunity (US) Fund See All Filings	D/A	2019-01-30 14:07:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607797 Filed Document 0001012975-19-000103 Exclusions or Exemptions 506b Accepted Date 2019-01-30 14:07:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
QUANTINNO TAX EDGE MARKET NEUTRAL I LP See All Filings	D	2019-01-30 14:05:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766199 Filed Document 0000919574-19-000676 Exclusions or Exemptions 506b Accepted Date 2019-01-30 14:05:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bell Keystone Florida Three Manager, LLC See All Filings	D	2019-01-30 14:05:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001765268 Filed Document 0001765268-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 14:05:19 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
L-55 Hawthorne REIT, LLC See All Filings	D	2019-01-30 14:04:15 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001766335 Filed Document 0001766335-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 14:04:15 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
A-SIU-25-Fund, a series of AX-OvVc-Funds, LLC See All Filings	D	2019-01-30 14:03:55 UTC
Amount To Be Raised $256,949 Associated Brokers / Dealers N/A CIK Number 0001762759 Filed Document 0001753318-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-01-30 14:03:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SYNCORA HOLDINGS LTD See All Filings	D/A	2019-01-30 14:01:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001358164 Filed Document 0001358164-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-30 14:01:42 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Edge Systems Technologies, LLC See All Filings	D/A	2019-01-30 13:58:31 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001657773 Filed Document 0001657773-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 13:58:31 UTC Type of Offering D/A Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
GLOBEFLEX INTERNATIONAL PARTNERS (QP), L P See All Filings	D/A	2019-01-30 13:55:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001339848 Filed Document 0000925056-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-30 13:55:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RENAISSANCE ACCESS LLC See All Filings	D/A	2019-01-30 13:43:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001401868 Filed Document 0001401868-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 13:43:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arboretum Ventures V, L.P. See All Filings	D	2019-01-30 13:37:54 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001764841 Filed Document 0001764841-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 13:37:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GlobeFlex International All Cap Commingled Trust a Ser of GlobeFlex Commingled TR See All Filings	D/A	2019-01-30 13:34:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001394518 Filed Document 0000925056-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-30 13:34:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Appia Energy Corp. See All Filings	D	2019-01-30 13:27:38 UTC
Amount To Be Raised $19,616 Associated Brokers / Dealers N/A CIK Number 0001419336 Filed Document 0001419336-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-30 13:27:38 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
AS Bruch Fund, LLC See All Filings	D/A	2019-01-30 13:18:00 UTC
Amount To Be Raised $533,700 Associated Brokers / Dealers N/A CIK Number 0001763291 Filed Document 0001753318-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-30 13:18:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sky Holdco Corp See All Filings	D	2019-01-30 13:17:36 UTC
Amount To Be Raised $277,307,262 Associated Brokers / Dealers N/A CIK Number 0001766379 Filed Document 0000950172-19-000028 Exclusions or Exemptions 506b Accepted Date 2019-01-30 13:17:36 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GlobeFlex Emerging Markets Small Cap, L.P. See All Filings	D/A	2019-01-30 13:11:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000925056 Filed Document 0000925056-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 13:11:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIGHBRIDGE OAKLAND FUND I LP See All Filings	D	2019-01-30 13:10:30 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001766257 Filed Document 0001766257-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 13:10:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
UZ Micromobility Project SPV I, a Series of UZ Management Capital, LLC See All Filings	D	2019-01-30 13:07:57 UTC
Amount To Be Raised $7,601,652 Associated Brokers / Dealers N/A CIK Number 0001753318 Filed Document 0001753318-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-30 13:07:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Willogrove Investors LLC See All Filings	D	2019-01-30 13:02:11 UTC
Amount To Be Raised $3,332,916 Associated Brokers / Dealers N/A CIK Number 0001765755 Filed Document 0001765755-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-01-30 13:02:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
BIOVENTRIX INC See All Filings	D/A	2019-01-30 13:01:52 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers TAGLICH BROTHERS, INC. CIK Number 0001283259 Filed Document 0001461859-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-30 13:01:52 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DCM Opportunity Fund II, L.P. See All Filings	D	2019-01-30 12:50:30 UTC
Amount To Be Raised $5,270,000 Associated Brokers / Dealers N/A CIK Number 0001764200 Filed Document 0001764200-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 12:50:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Arlington Dental Associates PC See All Filings	D	2019-01-30 12:33:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758939 Filed Document 0001758939-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-30 12:33:08 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Gorge CoHousing, LLC See All Filings	D	2019-01-30 12:32:45 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001766105 Filed Document 0001766105-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 12:32:45 UTC Type of Offering D Industry Residential Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Wenzel Spine, Inc. See All Filings	D	2019-01-30 12:30:12 UTC
Amount To Be Raised $3,499,789 Associated Brokers / Dealers N/A CIK Number 0001475847 Filed Document 0001475847-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-30 12:30:12 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity