Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
APTA Investments Fund See All Filings	D/A	2019-01-31 09:13:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729912 Filed Document 0001729912-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 09:13:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vicarious Surgical Inc. See All Filings	D	2019-01-31 08:55:09 UTC
Amount To Be Raised $10,000,002 Associated Brokers / Dealers N/A CIK Number 0001666810 Filed Document 0001666810-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-31 08:55:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
310 N. Sangamon, L.L.C. See All Filings	D	2019-01-31 08:46:34 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001766288 Filed Document 0001766288-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 08:46:34 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hillair Capital Investments LP See All Filings	D/A	2019-01-31 08:42:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AGECROFT PARTNERS, LLC CIK Number 0001536125 Filed Document 0001536125-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 08:42:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LC Healthcare Fund II, L.P. See All Filings	D	2019-01-30 21:41:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766256 Filed Document 0001766256-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 21:41:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Everdays, Inc. See All Filings	D	2019-01-30 19:20:39 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001701245 Filed Document 0001701245-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 19:20:39 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Movandi Corp See All Filings	D/A	2019-01-30 19:16:47 UTC
Amount To Be Raised $11,000,006 Associated Brokers / Dealers N/A CIK Number 0001684079 Filed Document 0001684079-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 19:16:47 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Active Capital I, L.P. See All Filings	D/A	2019-01-30 19:15:04 UTC
Amount To Be Raised $21,420,000 Associated Brokers / Dealers N/A CIK Number 0001713162 Filed Document 0001713162-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-30 19:15:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nantahala Capital Partners Limited Partnership See All Filings	D/A	2019-01-30 18:47:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502725 Filed Document 0001502725-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 18:47:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Physicians Outpatient Surgery Center, LLC See All Filings	D	2019-01-30 18:42:07 UTC
Amount To Be Raised $1,493,769 Associated Brokers / Dealers N/A CIK Number 0001615314 Filed Document 0001615314-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 18:42:07 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Union Global, Inc. PBC See All Filings	D	2019-01-30 18:21:55 UTC
Amount To Be Raised $1,867,030 Associated Brokers / Dealers N/A CIK Number 0001670446 Filed Document 0001670446-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-30 18:21:55 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
ONTDEK CPG, Inc. See All Filings	D	2019-01-30 18:05:08 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001766403 Filed Document 0001766403-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-30 18:05:08 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Gilman Opportunity Capital, LLC See All Filings	D	2019-01-30 17:59:23 UTC
Amount To Be Raised $1,950,000 Associated Brokers / Dealers Kurt Ursich and Jeromy Salvesen CIK Number 0001766195 Filed Document 0001766195-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 17:59:23 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Ocient Holdings LLC See All Filings	D	2019-01-30 17:51:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766325 Filed Document 0001766325-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 17:51:37 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Ocient Inc. See All Filings	D	2019-01-30 17:51:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766293 Filed Document 0001766293-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 17:51:33 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BALBOA RETAIL FUND II, L.P. See All Filings	D	2019-01-30 17:48:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001765976 Filed Document 0001765976-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 17:48:57 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Capital Real Estate - Overlook at Sunset Point, LLC See All Filings	D	2019-01-30 17:47:29 UTC
Amount To Be Raised $14,100,000 Associated Brokers / Dealers None CIK Number 0001766390 Filed Document 0001766390-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 17:47:29 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Avant Royalties, LP See All Filings	D	2019-01-30 17:32:32 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001765868 Filed Document 0001765868-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 17:32:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
KPI Acquisition Co LLC See All Filings	D	2019-01-30 17:31:46 UTC
Amount To Be Raised $14,250,000 Associated Brokers / Dealers N/A CIK Number 0001765564 Filed Document 0001765573-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-30 17:31:46 UTC Type of Offering D Industry Manufacturing Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
III EP Credit Strategies ERISA SP, a segregated portfolio of III EP Strategies SPC See All Filings	D	2019-01-30 17:28:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P. CIK Number 0001766211 Filed Document 0001766211-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 17:28:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPR Therapeutics, Inc. See All Filings	D	2019-01-30 17:28:01 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001532647 Filed Document 0001532647-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 17:28:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
KPI Investment Co LLC See All Filings	D	2019-01-30 17:24:32 UTC
Amount To Be Raised $7,750,000 Associated Brokers / Dealers N/A CIK Number 0001765573 Filed Document 0001765573-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 17:24:32 UTC Type of Offering D Industry Manufacturing Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Monroe Capital Income Plus Corp See All Filings	D	2019-01-30 17:18:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAIS Capital, LLC CIK Number 0001742313 Filed Document 0001144204-19-003824 Exclusions or Exemptions 506b Accepted Date 2019-01-30 17:18:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Sequoia Capital China Growth V Principals Fund, L.P. See All Filings	D	2019-01-30 17:16:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757559 Filed Document 0001757559-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 17:16:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dock Square PMC, LP See All Filings	D	2019-01-30 17:06:51 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001766201 Filed Document 0001766201-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 17:06:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Sequoia Capital China Growth Partners Fund V, L.P. See All Filings	D	2019-01-30 17:04:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753066 Filed Document 0001753066-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 17:04:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tyson Holistic Holdings, Inc. See All Filings	D	2019-01-30 17:02:15 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001732274 Filed Document 0001732274-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-01-30 17:02:15 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Maui Wellness Group, LLC See All Filings	D	2019-01-30 17:01:47 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001656855 Filed Document 0001656855-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-30 17:01:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Debt
PSAM Select Opportunities Fund, SPC - Segregated Portfolio B See All Filings	D	2019-01-30 16:59:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001765326 Filed Document 0000902664-19-000506 Exclusions or Exemptions 506b Accepted Date 2019-01-30 16:59:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-SJE-13-Fund, a series of AX-AmNg-Funds, LLC See All Filings	D	2019-01-30 16:54:44 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001754690 Filed Document 0001704354-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-01-30 16:54:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sequoia Capital China Venture Partners Fund VII, L.P. See All Filings	D	2019-01-30 16:53:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753158 Filed Document 0001753158-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 16:53:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIH Debt Opportunities REIT LLC See All Filings	D	2019-01-30 16:50:56 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001766189 Filed Document 0001766189-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 16:50:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
A-AGH-44-Fund, a series of AX-BrFl-Funds, LLC See All Filings	D	2019-01-30 16:49:02 UTC
Amount To Be Raised $238,292 Associated Brokers / Dealers N/A CIK Number 0001759981 Filed Document 0001704354-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-30 16:49:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arthrosi Therapeutics, Inc. See All Filings	D	2019-01-30 16:42:57 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001741062 Filed Document 0001741062-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 16:42:57 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sequoia Capital China Venture VII Principals Fund, L.P. See All Filings	D	2019-01-30 16:42:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752997 Filed Document 0001752997-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 16:42:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tablee, LLC See All Filings	D	2019-01-30 16:37:11 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001764316 Filed Document 0001764316-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 16:37:11 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
A-EEZ-45-Fund, a series of AX-JoUm-Funds, LLC See All Filings	D	2019-01-30 16:35:35 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001762767 Filed Document 0001704354-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-30 16:35:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VPI Growth REIT I, LLC See All Filings	D	2019-01-30 16:32:01 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001766087 Filed Document 0001766087-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 16:32:01 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Portofino Resources Inc. See All Filings	D	2019-01-30 16:21:03 UTC
Amount To Be Raised $54,952 Associated Brokers / Dealers N/A CIK Number 0001724469 Filed Document 0001171843-19-000607 Exclusions or Exemptions 506b Accepted Date 2019-01-30 16:21:03 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Zetcorp, Inc See All Filings	D	2019-01-30 16:19:24 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001766382 Filed Document 0001766382-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 16:19:24 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ICO Logistics Holdings II REIT Inc. See All Filings	D	2019-01-30 16:17:06 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001766135 Filed Document 0001766135-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 16:17:06 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Fifth Wall Ventures SPV XII, L.P. See All Filings	D	2019-01-30 16:11:25 UTC
Amount To Be Raised $17,171,836 Associated Brokers / Dealers N/A CIK Number 0001759944 Filed Document 0001759944-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-30 16:11:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRC New Hope Holdings, LLC See All Filings	D	2019-01-30 15:57:32 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001766145 Filed Document 0001766145-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 15:57:32 UTC Type of Offering D Industry Other Real Estate Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
PROSOMNUS HOLDINGS INC. See All Filings	D/A	2019-01-30 15:57:16 UTC
Amount To Be Raised $9,075,000 Associated Brokers / Dealers N/A CIK Number 0001058956 Filed Document 0001058956-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 15:57:16 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Early Stage 2017 Fund, a series of SDU Labs, LP See All Filings	D/A	2019-01-30 15:54:07 UTC
Amount To Be Raised $302,506 Associated Brokers / Dealers N/A CIK Number 0001704354 Filed Document 0001704354-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 15:54:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Croton Healthcare, LLC See All Filings	D	2019-01-30 15:40:30 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001766372 Filed Document 0001766372-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-30 15:40:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
ICO Logistics Holdings REIT Inc. See All Filings	D	2019-01-30 15:38:31 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001766120 Filed Document 0001766120-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 15:38:31 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Cardinal Point Offshore Fund I Ltd See All Filings	D/A	2019-01-30 15:27:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001292868 Filed Document 0000919574-19-000682 Exclusions or Exemptions 506b Accepted Date 2019-01-30 15:27:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Systematic Alpha Cryptocurrency Fund, LP See All Filings	D/A	2019-01-30 15:23:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729451 Filed Document 0001729451-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 15:23:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
UAS Lakeview Investment Co II, LLC See All Filings	D	2019-01-30 15:18:14 UTC
Amount To Be Raised $2,458,316 Associated Brokers / Dealers N/A CIK Number 0001764801 Filed Document 0000897069-19-000062 Exclusions or Exemptions 506b Accepted Date 2019-01-30 15:18:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity