Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Angel Oak Mortgage, Inc. See All Filings	D	2019-01-31 16:09:31 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers REIT Funding, LLC CIK Number 0001766478 Filed Document 0001766478-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 16:09:31 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
General Equity Partners Offshore Ltd See All Filings	D/A	2019-01-31 16:06:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696557 Filed Document 0000905718-19-000087 Exclusions or Exemptions 506b Accepted Date 2019-01-31 16:06:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ambiq Micro, Inc. See All Filings	D	2019-01-31 16:04:39 UTC
Amount To Be Raised $1,010,857 Associated Brokers / Dealers N/A CIK Number 0001500412 Filed Document 0001500412-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-31 16:04:39 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
General Equity Partners LP See All Filings	D/A	2019-01-31 16:04:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696681 Filed Document 0000905718-19-000085 Exclusions or Exemptions 506b Accepted Date 2019-01-31 16:04:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hunter Capital Partners LP See All Filings	D	2019-01-31 16:01:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764938 Filed Document 0000905718-19-000083 Exclusions or Exemptions 506b Accepted Date 2019-01-31 16:01:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hunter Capital Offshore Fund Ltd. See All Filings	D	2019-01-31 16:00:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764939 Filed Document 0000905718-19-000082 Exclusions or Exemptions 506b Accepted Date 2019-01-31 16:00:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POINTER LP See All Filings	D/A	2019-01-31 15:56:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000863935 Filed Document 0000863935-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-31 15:56:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
NeuroTechnology Investors, LLC See All Filings	D	2019-01-31 15:55:43 UTC
Amount To Be Raised $311,176 Associated Brokers / Dealers N/A CIK Number 0001674457 Filed Document 0001674457-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 15:55:43 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Telos CG, Inc. See All Filings	D	2019-01-31 15:52:53 UTC
Amount To Be Raised $250,503 Associated Brokers / Dealers None CIK Number 0001766041 Filed Document 0001766041-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 15:52:53 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Snow Lake Asia Offshore Fund Ltd See All Filings	D	2019-01-31 15:48:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766332 Filed Document 0001766332-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 15:48:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
386 Geary Real Estate REIT, LLC See All Filings	D	2019-01-31 15:41:58 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, and H & L Equities, LLC CIK Number 0001763743 Filed Document 0001763743-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 15:41:58 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mondrian Capital Partners, LP See All Filings	D	2019-01-31 15:35:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766540 Filed Document 0001766540-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 15:35:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Regenica Biosciences, Inc. See All Filings	D	2019-01-31 15:34:35 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001766279 Filed Document 0001382963-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-01-31 15:34:35 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cogent Capital Group LLC See All Filings	D	2019-01-31 15:23:28 UTC
Amount To Be Raised $937,500 Associated Brokers / Dealers N/A CIK Number 0001766304 Filed Document 0001766304-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 15:23:28 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Guayaki Yerba Mate, SPC See All Filings	D/A	2019-01-31 15:20:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763663 Filed Document 0001763663-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-31 15:20:06 UTC Type of Offering D/A Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Proem Investments Onshore LP See All Filings	D	2019-01-31 15:14:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762521 Filed Document 0000950142-19-000136 Exclusions or Exemptions 506b Accepted Date 2019-01-31 15:14:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
DUNLAP CAPITAL PARTNERS LP See All Filings	D/A	2019-01-31 15:12:50 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0000940373 Filed Document 0000940373-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-31 15:12:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SSC 2018 Sub REIT LLC See All Filings	D	2019-01-31 15:11:41 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001766333 Filed Document 0001766333-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 15:11:41 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Luna Pharmaceuticals, Inc. See All Filings	D/A	2019-01-31 15:10:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001688483 Filed Document 0001688483-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 15:10:23 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Debt
SRGMF III REIT, LLC See All Filings	D	2019-01-31 15:09:17 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001766414 Filed Document 0001766414-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 15:09:17 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
2019 USP2 FEEDER, LP See All Filings	D	2019-01-31 15:08:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N.A. INVESTCORP LLC CIK Number 0001766437 Filed Document 0001766437-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 15:08:08 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WRA-Wave Holdings LLC See All Filings	D	2019-01-31 15:05:29 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001766308 Filed Document 0001766308-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 15:05:29 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LCG2R Northlake WPB, LLC See All Filings	D	2019-01-31 15:04:51 UTC
Amount To Be Raised $400,980 Associated Brokers / Dealers N/A CIK Number 0001766529 Filed Document 0001766529-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 15:04:51 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BRV Aster Opportunity Fund II, L.P. See All Filings	D	2019-01-31 15:00:03 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001765897 Filed Document 0001765897-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 15:00:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Pinnacle Aggressive Growth Global/Extended Fund, LP See All Filings	D/A	2019-01-31 14:56:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Greg Anthony Kidd, Daniel Patrick Mody, Joseph John Saya, Matthew Michael Jacob SR, John Vincent Bianchini, Robert Frank Cuculich, Janet Claire Pendergraph, and Thomas J. Thompson CIK Number 0001554590 Filed Document 0001554590-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 14:56:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MREF REIT II LLC See All Filings	D	2019-01-31 14:55:54 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001765900 Filed Document 0001765900-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 14:55:54 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MREF REIT LLC See All Filings	D	2019-01-31 14:53:49 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001765899 Filed Document 0001765899-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 14:53:49 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BRV Aster Fund III, L.P. See All Filings	D	2019-01-31 14:52:57 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001766132 Filed Document 0001766132-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 14:52:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GR Companies, Inc. See All Filings	D	2019-01-31 14:47:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766554 Filed Document 0001766554-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 14:47:06 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MCMF GDC I See All Filings	D	2019-01-31 14:35:25 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001763885 Filed Document 0001080368-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-01-31 14:35:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GVD Hyde Park, LLC See All Filings	D	2019-01-31 14:27:28 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers N/A CIK Number 0001766384 Filed Document 0001766384-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 14:27:28 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Sunstone Income Apartments IV, LLC See All Filings	D/A	2019-01-31 14:23:46 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001724547 Filed Document 0001724547-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 14:23:46 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CHERRY BLOSSOM INVESTMENTS LLC See All Filings	D	2019-01-31 14:12:53 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001766476 Filed Document 0001766476-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 14:12:53 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ICIX INTERNATIONAL, INC. See All Filings	D	2019-01-31 14:12:33 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001766409 Filed Document 0001766409-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 14:12:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Makena Perpetual Private Equity Fund, L.P. See All Filings	D/A	2019-01-31 14:10:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710059 Filed Document 0001710059-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 14:10:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eaton Vance Institutional Senior Loan Plus Fund See All Filings	D/A	2019-01-31 14:09:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc. CIK Number 0001678824 Filed Document 0000350797-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-01-31 14:09:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Black Feather Spirits, LLC See All Filings	D/A	2019-01-31 14:09:25 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001691178 Filed Document 0001691178-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 14:09:25 UTC Type of Offering D/A Industry Retailing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Wand TopCo Inc. See All Filings	D	2019-01-31 14:08:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764691 Filed Document 0001764691-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 14:08:50 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Scorebook Live, Inc. See All Filings	D/A	2019-01-31 14:08:23 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001638466 Filed Document 0001638466-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 14:08:23 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Alliance Energy Fund 2018-A, LP See All Filings	D/A	2019-01-31 14:06:30 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Alliance Energy Management 2018 LLC CIK Number 0001741020 Filed Document 0001741020-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-31 14:06:30 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Makena Perpetual Traditional Natural Resources Fund, L.P. See All Filings	D/A	2019-01-31 14:04:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724407 Filed Document 0001724407-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 14:04:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Makena Perpetual Sustainable Natural Resources Fund, L.P. See All Filings	D/A	2019-01-31 13:58:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724906 Filed Document 0001724906-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 13:58:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
IPOP Press, Inc. See All Filings	D	2019-01-31 13:56:48 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001637595 Filed Document 0001637595-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-31 13:56:48 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
ICG Television City Holdings, LLC See All Filings	D	2019-01-31 13:53:18 UTC
Amount To Be Raised $16,995,000 Associated Brokers / Dealers N/A CIK Number 0001766119 Filed Document 0001766119-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-31 13:53:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Makena Perpetual Global Real Estate Fund, L.P. See All Filings	D/A	2019-01-31 13:52:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724905 Filed Document 0001724905-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 13:52:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Glazer EM Arbitrage Fund, Ltd. See All Filings	D	2019-01-31 13:44:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762323 Filed Document 0001013594-19-000080 Exclusions or Exemptions 506b Accepted Date 2019-01-31 13:44:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Makena Perpetual U.S. Real Estate Fund, L.P. See All Filings	D/A	2019-01-31 13:44:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710034 Filed Document 0001710034-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 13:44:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Makena Perpetual Venture Capital Fund, L.P. See All Filings	D/A	2019-01-31 13:38:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710035 Filed Document 0001710035-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 13:38:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glazer EM Arbitrage Fund, LP See All Filings	D	2019-01-31 13:37:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762318 Filed Document 0001013594-19-000079 Exclusions or Exemptions 506b Accepted Date 2019-01-31 13:37:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HOVLINK, INC. See All Filings	D	2019-01-31 13:31:17 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001763964 Filed Document 0001117768-19-000096 Exclusions or Exemptions 506b Accepted Date 2019-01-31 13:31:17 UTC Type of Offering D Industry Other Travel Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity