Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Pathway Private Equity Fund III-Co, LP See All Filings	D	2019-02-06 10:44:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766450 Filed Document 0001766450-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 10:44:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eos Credit Opportunities Offshore Ltd See All Filings	D/A	2019-02-06 10:44:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460365 Filed Document 0000902664-19-000593 Exclusions or Exemptions 506b Accepted Date 2019-02-06 10:44:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRISA II LHC MA, LLC See All Filings	D	2019-02-06 10:42:33 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001766765 Filed Document 0001766765-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 10:42:33 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
LMR LONG HORIZON FUND Ltd See All Filings	D/A	2019-02-06 10:31:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730512 Filed Document 0000919574-19-000793 Exclusions or Exemptions 506b Accepted Date 2019-02-06 10:31:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Whaley Global Fund, L.P. See All Filings	D/A	2019-02-06 10:15:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Landon D Whaley CIK Number 0001700967 Filed Document 0001700967-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-06 10:15:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lansdowne Energy Dynamics Fund, L.P. See All Filings	D/A	2019-02-06 10:12:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668218 Filed Document 0001315863-19-000120 Exclusions or Exemptions 506b Accepted Date 2019-02-06 10:12:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Lansdowne Energy Dynamics Fund Ltd See All Filings	D/A	2019-02-06 10:07:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672086 Filed Document 0001315863-19-000119 Exclusions or Exemptions 506b Accepted Date 2019-02-06 10:07:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SIGNALLAMP HEALTH, INC. See All Filings	D	2019-02-06 10:06:57 UTC
Amount To Be Raised $999,999 Associated Brokers / Dealers N/A CIK Number 0001689705 Filed Document 0001689705-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 10:06:57 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ocuphire Pharma, Inc. See All Filings	D/A	2019-02-06 10:06:12 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001738266 Filed Document 0001738266-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 10:06:12 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
THINKmd, Inc. See All Filings	D/A	2019-02-06 10:00:18 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001641937 Filed Document 0001641937-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 10:00:18 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt
BatteryOne Royalty Corp. See All Filings	D/A	2019-02-06 09:56:32 UTC
Amount To Be Raised $1,575,713 Associated Brokers / Dealers N/A CIK Number 0001759785 Filed Document 0001759785-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 09:56:32 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WVC Holdings, Inc. See All Filings	D	2019-02-06 09:55:32 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001723465 Filed Document 0001723465-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-06 09:55:32 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
FCG Acquisitions, Inc. See All Filings	D	2019-02-06 09:42:59 UTC
Amount To Be Raised $193,902,638 Associated Brokers / Dealers N/A CIK Number 0001763680 Filed Document 0001763680-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 09:42:59 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TSSP Adjacent Opportunities Partners (F), L.P. See All Filings	D	2019-02-06 09:22:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752795 Filed Document 0001752795-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 09:22:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
METABOLIC SOLUTIONS DEVELOPMENT CO LLC See All Filings	D	2019-02-06 09:20:41 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001422580 Filed Document 0000905729-19-000021 Exclusions or Exemptions 506b Accepted Date 2019-02-06 09:20:41 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Alcova Yield Premium REIT II, Inc. See All Filings	D	2019-02-06 06:37:51 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001766684 Filed Document 0001213900-19-001739 Exclusions or Exemptions 506b Accepted Date 2019-02-06 06:37:51 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alcova Yield Premium REIT, Inc. See All Filings	D	2019-02-06 06:35:19 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001766680 Filed Document 0001213900-19-001737 Exclusions or Exemptions 506b Accepted Date 2019-02-06 06:35:19 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Falcon Edge Global, Ltd See All Filings	D/A	2019-02-06 06:15:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554040 Filed Document 0000902664-19-000589 Exclusions or Exemptions 506b Accepted Date 2019-02-06 06:15:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Falcon Edge Global, LP See All Filings	D/A	2019-02-06 06:11:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554016 Filed Document 0000902664-19-000588 Exclusions or Exemptions 506b Accepted Date 2019-02-06 06:11:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cleanbox Technology Inc. See All Filings	D	2019-02-05 19:46:53 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001763872 Filed Document 0001763872-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-05 19:46:53 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Shift Energy, LLC See All Filings	D	2019-02-05 19:32:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734904 Filed Document 0001734904-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-05 19:32:46 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Lafayette Acquisition Partners, LLC See All Filings	D/A	2019-02-05 19:23:03 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers The Enterprise Securities Company, Inc. CIK Number 0001742009 Filed Document 0001659173-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-02-05 19:23:03 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Avita Medical, Ltd. See All Filings	D/A	2019-02-05 18:49:26 UTC
Amount To Be Raised $14,370,886 Associated Brokers / Dealers N/A CIK Number 0001762303 Filed Document 0000898432-19-000182 Exclusions or Exemptions 506b Accepted Date 2019-02-05 18:49:26 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Greater Michigan Lithotripsy, LLC See All Filings	D	2019-02-05 18:45:10 UTC
Amount To Be Raised $465,500 Associated Brokers / Dealers N/A CIK Number 0001360647 Filed Document 0001209191-19-007513 Exclusions or Exemptions 506b Accepted Date 2019-02-05 18:45:10 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Edison Interactive Holdings, Inc. See All Filings	D/A	2019-02-05 18:38:55 UTC
Amount To Be Raised $4,635,720 Associated Brokers / Dealers N/A CIK Number 0001733902 Filed Document 0001733902-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-05 18:38:55 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
EMERGENT CAPITAL, INC. See All Filings	D/A	2019-02-05 18:20:48 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers none CIK Number 0001494448 Filed Document 0000932440-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-02-05 18:20:48 UTC Type of Offering D/A Industry Insurance Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Miramont Resources Corp. See All Filings	D	2019-02-05 18:13:59 UTC
Amount To Be Raised $211,557 Associated Brokers / Dealers N/A CIK Number 0001721672 Filed Document 0001567619-19-002407 Exclusions or Exemptions 506b Accepted Date 2019-02-05 18:13:59 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Shoals Financials Opportunity Fund, LP See All Filings	D/A	2019-02-05 17:59:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N.A. Investcorp LLC CIK Number 0001724250 Filed Document 0001636587-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-02-05 17:59:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
COMPASS INVESTORS LP (A NY LP) See All Filings	D/A	2019-02-05 17:58:40 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001459031 Filed Document 0001459031-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-05 17:58:40 UTC Type of Offering D/A Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Other
Shoals Financials Opportunity Master Fund, LP See All Filings	D/A	2019-02-05 17:58:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724176 Filed Document 0001636587-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-02-05 17:58:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Shoals Financials Opportunity Offshore Fund, Ltd. See All Filings	D/A	2019-02-05 17:55:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N. A. Investcorp LLC CIK Number 0001724249 Filed Document 0001636587-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-05 17:55:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CookUnity Inc. See All Filings	D	2019-02-05 17:51:52 UTC
Amount To Be Raised $3,157,807 Associated Brokers / Dealers N/A CIK Number 0001766491 Filed Document 0001766491-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-05 17:51:52 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 354 See All Filings	D	2019-02-05 17:49:57 UTC
Amount To Be Raised $162,442 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001762876 Filed Document 0001765379-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-02-05 17:49:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 353 See All Filings	D	2019-02-05 17:42:18 UTC
Amount To Be Raised $160,413 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001762877 Filed Document 0001765379-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-05 17:42:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ROYAL VILLAGE LLC See All Filings	D	2019-02-05 17:34:15 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001767013 Filed Document 0001767013-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-05 17:34:15 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hancock Timberland & Farmland Fund LP See All Filings	D/A	2019-02-05 17:14:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Hancock Distributors LLC CIK Number 0001725608 Filed Document 0001725608-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-05 17:14:18 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pilotly, Inc. See All Filings	D	2019-02-05 17:02:04 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001676547 Filed Document 0001676547-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-05 17:02:04 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
EquityZen Growth Technology Fund LLC - Series 300 See All Filings	D	2019-02-05 16:59:40 UTC
Amount To Be Raised $285,783 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001753982 Filed Document 0001765379-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-05 16:59:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DCM FLF Fund I LLC See All Filings	D	2019-02-05 16:54:35 UTC
Amount To Be Raised $21,175,000 Associated Brokers / Dealers N/A CIK Number 0001764950 Filed Document 0001764950-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-05 16:54:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SCHF USTE, L.P. See All Filings	D/A	2019-02-05 16:46:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556585 Filed Document 0001556585-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-05 16:46:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RTS Holding, Inc. See All Filings	D	2019-02-05 16:46:19 UTC
Amount To Be Raised $27,382,886 Associated Brokers / Dealers N/A CIK Number 0001710913 Filed Document 0001710913-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-05 16:46:19 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
New Stack I, a series of New Stack Ventures, LP See All Filings	D/A	2019-02-05 16:40:00 UTC
Amount To Be Raised $6,142,500 Associated Brokers / Dealers N/A CIK Number 0001732683 Filed Document 0001732683-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-05 16:40:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Natural Resources Partners III, L.P. See All Filings	D/A	2019-02-05 16:39:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001761025 Filed Document 0001315863-19-000118 Exclusions or Exemptions 506b Accepted Date 2019-02-05 16:39:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BBH Wealth Strategies, LLC - GQG Partners Emerging Markets Equity Series See All Filings	D/A	2019-02-05 16:39:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757956 Filed Document 0001757956-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-05 16:39:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRNGE, LLC See All Filings	D	2019-02-05 16:38:15 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001762834 Filed Document 0001762834-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-05 16:38:15 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
SCHF US, L.P. See All Filings	D/A	2019-02-05 16:38:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482896 Filed Document 0001482896-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-05 16:38:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Natural Resources Partners (P1) III, L.P. See All Filings	D/A	2019-02-05 16:37:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001761026 Filed Document 0001315863-19-000117 Exclusions or Exemptions 506b Accepted Date 2019-02-05 16:37:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Natural Resources Partners (P2) III, L.P. See All Filings	D/A	2019-02-05 16:35:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001761027 Filed Document 0001315863-19-000116 Exclusions or Exemptions 506b Accepted Date 2019-02-05 16:35:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ePathScreen LLC See All Filings	D	2019-02-05 16:33:08 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001766898 Filed Document 0001567619-19-002383 Exclusions or Exemptions 506b Accepted Date 2019-02-05 16:33:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Madison Reed, Inc. See All Filings	D	2019-02-05 16:27:55 UTC
Amount To Be Raised $50,727,505 Associated Brokers / Dealers N/A CIK Number 0001575218 Filed Document 0001575218-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-05 16:27:55 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity