Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fund IX Real Estate Opportunities Onshore Feeder Fund, L.P. See All Filings	D/A	2019-02-07 09:44:26 UTC
Amount To Be Raised $41,851,000 Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. and CITI PRIVATE ADVISORY, LLC CIK Number 0001744555 Filed Document 0001744555-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 09:44:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nido Surgical, Inc. See All Filings	D/A	2019-02-07 09:40:44 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001656827 Filed Document 0001656827-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 09:40:44 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Fund IX Real Estate Opportunities Offshore Feeder Fund, L.P. See All Filings	D	2019-02-07 09:38:46 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. and CITI PRIVATE ADVISORY, LLC CIK Number 0001766751 Filed Document 0001766751-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 09:38:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brevan Howard Global Volatility Fund, L.P. See All Filings	D/A	2019-02-07 09:36:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001730381 Filed Document 0001730381-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 09:36:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aspen Digital, Inc. See All Filings	D	2019-02-07 09:34:42 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001694997 Filed Document 0001694997-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 09:34:42 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RTMS Technologies, LLC See All Filings	D	2019-02-07 09:12:26 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001766670 Filed Document 0001766670-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 09:12:26 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Rock Equity Plus Fund, L.P. See All Filings	D/A	2019-02-07 08:50:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001369592 Filed Document 0001369592-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 08:50:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Rock All Asset Plus Fund, L.P. See All Filings	D/A	2019-02-07 08:44:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630129 Filed Document 0001630129-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 08:44:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
LIV University Groves Partners, LLC See All Filings	D	2019-02-07 08:38:12 UTC
Amount To Be Raised $2,340,671 Associated Brokers / Dealers N/A CIK Number 0001767240 Filed Document 0001767240-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 08:38:12 UTC Type of Offering D Industry Residential Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
International Cannabrands Inc. See All Filings	D	2019-02-06 21:30:16 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers Haywood Securities (USA) Inc. CIK Number 0001738195 Filed Document 0001738195-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 21:30:16 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Driving Management Systems, Inc. See All Filings	D/A	2019-02-06 20:49:23 UTC
Amount To Be Raised $3,245,599 Associated Brokers / Dealers N/A CIK Number 0001746105 Filed Document 0001746105-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 20:49:23 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Databricks, Inc. See All Filings	D	2019-02-06 20:29:49 UTC
Amount To Be Raised $249,999,989 Associated Brokers / Dealers N/A CIK Number 0001587468 Filed Document 0001587468-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 20:29:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Willow Bend Apartments, LLC See All Filings	D	2019-02-06 19:48:38 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001767179 Filed Document 0001767179-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 19:48:38 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NoBo, Inc. See All Filings	D	2019-02-06 19:44:10 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001767047 Filed Document 0001767047-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 19:44:10 UTC Type of Offering D Industry Agriculture Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
FarmTogether, Inc. See All Filings	D	2019-02-06 19:31:39 UTC
Amount To Be Raised $1,849,993 Associated Brokers / Dealers N/A CIK Number 0001767214 Filed Document 0001767214-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 19:31:39 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ - RTA, a series of Equidate Investments LLC See All Filings	D/A	2019-02-06 19:06:31 UTC
Amount To Be Raised $1,956,050 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001683546 Filed Document 0001683546-19-000016 Exclusions or Exemptions 506b Accepted Date 2019-02-06 19:06:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Venue Report See All Filings	D	2019-02-06 19:06:24 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001620733 Filed Document 0001620733-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 19:06:24 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hershiser Private Mortgage REIT, Inc. See All Filings	D	2019-02-06 19:01:19 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Lori Mayfield, Scott Harrison, Patrick J. Whelchel, and Charles Mathes CIK Number 0001766313 Filed Document 0001766313-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 19:01:19 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Sabot-Elmo, LLC See All Filings	D	2019-02-06 19:00:19 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001767244 Filed Document 0001767244-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 19:00:19 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Aurora Solar Inc. See All Filings	D	2019-02-06 18:53:17 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001766126 Filed Document 0001766126-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 18:53:17 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Stylus Quantitative Cryptoasset Strategies, LP See All Filings	D	2019-02-06 18:52:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766575 Filed Document 0001766575-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-06 18:52:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TURKEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elevate Ventures NSG Convert 2018 LLC See All Filings	D	2019-02-06 18:41:52 UTC
Amount To Be Raised $580,000 Associated Brokers / Dealers NONE CIK Number 0001767075 Filed Document 0001767075-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 18:41:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Kineta, Inc. See All Filings	D/A	2019-02-06 18:33:51 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001479365 Filed Document 0001479365-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 18:33:51 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Pathway Private Equity Fund XXX-FP, LP See All Filings	D	2019-02-06 18:07:28 UTC
Amount To Be Raised $133,010,000 Associated Brokers / Dealers N/A CIK Number 0001767174 Filed Document 0001767174-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 18:07:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Richard's Rainwater, Inc. See All Filings	D	2019-02-06 18:06:55 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001767126 Filed Document 0001767126-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 18:06:55 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Abrexa Pharmaceuticals, Inc. See All Filings	D/A	2019-02-06 18:06:11 UTC
Amount To Be Raised $16,632,252 Associated Brokers / Dealers N/A CIK Number 0001529349 Filed Document 0001529349-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 18:06:11 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Riskowitz Value Fund LP See All Filings	D/A	2019-02-06 17:55:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514863 Filed Document 0001514863-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 17:55:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TUHURA BIOPHARMA INC. See All Filings	D	2019-02-06 17:40:49 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001765575 Filed Document 0001765575-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 17:40:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Pathway Private Equity Fund XXX-FI, LP See All Filings	D	2019-02-06 17:39:04 UTC
Amount To Be Raised $268,190,000 Associated Brokers / Dealers N/A CIK Number 0001767087 Filed Document 0001767087-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 17:39:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SEP INVERNESS MOB, LLC See All Filings	D	2019-02-06 17:38:42 UTC
Amount To Be Raised $2,760,000 Associated Brokers / Dealers N/A CIK Number 0001765951 Filed Document 0001765951-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-02-06 17:38:42 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Cayuga Wireless LLC See All Filings	D/A	2019-02-06 17:38:19 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001740598 Filed Document 0001740598-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-02-06 17:38:19 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
TECLens, LLC See All Filings	D	2019-02-06 17:38:17 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001708436 Filed Document 0001708436-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 17:38:17 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Condire Resource Partners, LP See All Filings	D/A	2019-02-06 17:25:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Old City Securities, LLC CIK Number 0001554471 Filed Document 0001554471-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-06 17:25:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Astoria Conroe, LLC See All Filings	D	2019-02-06 17:20:59 UTC
Amount To Be Raised $3,150,000 Associated Brokers / Dealers N/A CIK Number 0001766937 Filed Document 0001766955-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-06 17:20:59 UTC Type of Offering D Industry Commercial Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
Vitality Health Plans, Inc. See All Filings	D/A	2019-02-06 17:17:28 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers N/A CIK Number 0001708878 Filed Document 0001708878-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-06 17:17:28 UTC Type of Offering D/A Industry Health Insurance Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
DockIQ, LLC See All Filings	D	2019-02-06 17:14:50 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001738436 Filed Document 0001738436-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 17:14:50 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Arctic Distillery, Inc. See All Filings	D/A	2019-02-06 17:14:25 UTC
Amount To Be Raised $412,381 Associated Brokers / Dealers N/A CIK Number 0001712625 Filed Document 0001712625-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 17:14:25 UTC Type of Offering D/A Industry Other Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
CHARTWELL FAMILY FUND TFI LP See All Filings	D/A	2019-02-06 17:10:51 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001257767 Filed Document 0000935836-19-000067 Exclusions or Exemptions 506b Accepted Date 2019-02-06 17:10:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Muve - Conroe, LLC See All Filings	D	2019-02-06 17:09:08 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001766955 Filed Document 0001766955-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 17:09:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
CRAYON, INC. See All Filings	D	2019-02-06 17:08:05 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001642496 Filed Document 0001642496-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-06 17:08:05 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Emerson Park Endeavors LLC See All Filings	D	2019-02-06 17:03:21 UTC
Amount To Be Raised $9,350,000 Associated Brokers / Dealers N/A CIK Number 0001767227 Filed Document 0001767227-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 17:03:21 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CHARTWELL FAMILY FUND LP See All Filings	D/A	2019-02-06 17:03:02 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001076794 Filed Document 0000935836-19-000066 Exclusions or Exemptions 506b Accepted Date 2019-02-06 17:03:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCM Multi-Manager Fund, LLC Series D See All Filings	D	2019-02-06 17:00:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001765952 Filed Document 0001765952-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 17:00:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alston Long-Term Opportunities Fund LLC See All Filings	D	2019-02-06 16:50:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524453 Filed Document 0001524453-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 16:50:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
MIMO BAY APARTMENTS REIT, LLC See All Filings	D	2019-02-06 16:49:05 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 REIT SERVICES LLC CIK Number 0001767098 Filed Document 0001767098-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 16:49:05 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Alston Value Fund LLC See All Filings	D	2019-02-06 16:44:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488689 Filed Document 0001488689-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 16:44:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Gold Investors, LLC See All Filings	D	2019-02-06 16:41:44 UTC
Amount To Be Raised $34,650,000 Associated Brokers / Dealers Cantor Fitzgerald & Co. CIK Number 0001767055 Filed Document 0001767053-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-02-06 16:41:44 UTC Type of Offering D Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Tree Line Direct Lending II, LP See All Filings	D	2019-02-06 16:39:43 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001767129 Filed Document 0001767129-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 16:39:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TREEHOUSE HEALTH, LLC / GA See All Filings	D	2019-02-06 16:38:28 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001719653 Filed Document 0001719653-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 16:38:28 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
W-SF Goldfinger REIT VIII, L.L.C. See All Filings	D	2019-02-06 16:34:12 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001765688 Filed Document 0001765688-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 16:34:12 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity