Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Great Lake Funding I LP See All Filings	D	2019-02-11 18:13:20 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001767661 Filed Document 0001767661-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 18:13:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
VII Peaks Direct Lending Fund, a Series of VII Peaks Series Funds LLC See All Filings	D/A	2019-02-11 17:59:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728755 Filed Document 0001728755-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 17:59:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP LS FUND CIV LLC See All Filings	D	2019-02-11 17:58:35 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001765044 Filed Document 0001765044-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-11 17:58:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Lifescape LLC See All Filings	D	2019-02-11 17:43:38 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001578945 Filed Document 0001578945-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 17:43:38 UTC Type of Offering D Industry Other Technology Principal Place of Business VERMONT Revenue or Assets $No Revenues Type of Security Debt
Acadian Sustainable Emerging Markets Equity Ex-Fossil Fuel Fund, LLC See All Filings	D/A	2019-02-11 17:40:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001701877 Filed Document 0001701877-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 17:40:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Calm.com, Inc. See All Filings	D	2019-02-11 17:40:31 UTC
Amount To Be Raised $88,024,674 Associated Brokers / Dealers N/A CIK Number 0001721834 Filed Document 0001721834-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 17:40:31 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Health Catalyst, Inc. See All Filings	D	2019-02-11 17:38:10 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001636422 Filed Document 0001209191-19-009042 Exclusions or Exemptions 506b Accepted Date 2019-02-11 17:38:10 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
PANORAMA CO-INVESTMENT (HZO) II, LLC See All Filings	D	2019-02-11 17:32:39 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001766951 Filed Document 0001766951-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 17:32:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Anchor Insurance Holdings, Inc. See All Filings	D	2019-02-11 17:31:32 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001616234 Filed Document 0001200876-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-11 17:31:32 UTC Type of Offering D Industry Insurance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Ag Energy Solutions, Inc. See All Filings	D	2019-02-11 17:18:02 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001579485 Filed Document 0001579485-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 17:18:02 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Aldeyra Therapeutics, Inc. See All Filings	D	2019-02-11 17:14:04 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001341235 Filed Document 0001582746-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 17:14:04 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Harpia NYC Real Estate OZ Fund II, LP See All Filings	D	2019-02-11 17:12:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767665 Filed Document 0001767665-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 17:12:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Teza Offshore Fund, Ltd. See All Filings	D/A	2019-02-11 17:11:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633139 Filed Document 0001633139-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 17:11:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LI Fund I, a series of FJ Labs Funds, LP See All Filings	D	2019-02-11 17:07:25 UTC
Amount To Be Raised $9,956,290 Associated Brokers / Dealers N/A CIK Number 0001767410 Filed Document 0001767410-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 17:07:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Special Opportunities Fund VII (Cayman), L.P. See All Filings	D	2019-02-11 17:05:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767436 Filed Document 0000950142-19-000212 Exclusions or Exemptions 506b Accepted Date 2019-02-11 17:05:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HIGHBRIDGE OAKLAND FUND I LP See All Filings	D/A	2019-02-11 17:04:30 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001766257 Filed Document 0001766257-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-11 17:04:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WB APPALACHIAN, LP See All Filings	D	2019-02-11 17:01:51 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001767633 Filed Document 0001767633-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 17:01:51 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NEZU MASTER STRATEGY FEEDER LTD. See All Filings	D/A	2019-02-11 16:54:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665001 Filed Document 0000919574-19-000944 Exclusions or Exemptions 506b Accepted Date 2019-02-11 16:54:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Genlith Inc. See All Filings	D	2019-02-11 16:46:57 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers None CIK Number 0001726881 Filed Document 0001493152-19-001709 Exclusions or Exemptions 506b Accepted Date 2019-02-11 16:46:57 UTC Type of Offering D Industry Business Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BlockFi Inc. See All Filings	D	2019-02-11 16:45:09 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001726072 Filed Document 0001726072-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 16:45:09 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Albany Road Real Estate Fund II LLC See All Filings	D/A	2019-02-11 16:42:22 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001715671 Filed Document 0001715671-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 16:42:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEZU MASTER FUND, L.P. See All Filings	D/A	2019-02-11 16:42:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567151 Filed Document 0000919574-19-000935 Exclusions or Exemptions 506b Accepted Date 2019-02-11 16:42:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Hasura, Inc. See All Filings	D	2019-02-11 16:40:35 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001766869 Filed Document 0001766869-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 16:40:35 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SE Fund I, a series of AX-MAG-Funds, LP See All Filings	D	2019-02-11 16:39:12 UTC
Amount To Be Raised $49,200 Associated Brokers / Dealers N/A CIK Number 0001767412 Filed Document 0001767412-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 16:39:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Appaccord, Inc. See All Filings	D	2019-02-11 16:36:29 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001681361 Filed Document 0001681361-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-11 16:36:29 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Reddit, Inc. See All Filings	D	2019-02-11 16:35:37 UTC
Amount To Be Raised $299,999,969 Associated Brokers / Dealers N/A CIK Number 0001713445 Filed Document 0001713445-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 16:35:37 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TFG Providence Center REIT, LLC See All Filings	D	2019-02-11 16:31:44 UTC
Amount To Be Raised $29,200,000 Associated Brokers / Dealers Tritower Real Estate Capital, LLC CIK Number 0001762519 Filed Document 0001762519-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-11 16:31:44 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TrakItNow, Inc. See All Filings	D	2019-02-11 16:29:27 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001707985 Filed Document 0001707985-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 16:29:27 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
NHIT: Credit Asset Trust See All Filings	D/A	2019-02-11 16:28:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460284 Filed Document 0001460284-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-11 16:28:08 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
CB1 Wellness Fund, Ltd. See All Filings	D/A	2019-02-11 16:26:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723065 Filed Document 0001013594-19-000123 Exclusions or Exemptions 506b Accepted Date 2019-02-11 16:26:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pioneer East LLC See All Filings	D	2019-02-11 16:21:24 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001766318 Filed Document 0001214659-19-000984 Exclusions or Exemptions 506b Accepted Date 2019-02-11 16:21:24 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Debt
CB1 Wellness Fund, LP See All Filings	D/A	2019-02-11 16:20:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716552 Filed Document 0001013594-19-000122 Exclusions or Exemptions 506b Accepted Date 2019-02-11 16:20:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Oak Hill Apartments, LLC See All Filings	D	2019-02-11 16:20:18 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001763063 Filed Document 0001763063-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 16:20:18 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
NHIT: Senior Floating Rate & Fixed Income Trust See All Filings	D/A	2019-02-11 16:18:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586607 Filed Document 0001586607-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-11 16:18:47 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Schechter Private Capital Fund I, LLC - Series K See All Filings	D/A	2019-02-11 16:14:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764524 Filed Document 0001764524-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-11 16:14:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMI-BDS, LP See All Filings	D/A	2019-02-11 16:10:18 UTC
Amount To Be Raised $23,630,272 Associated Brokers / Dealers Bobby K Cowand and Ty Bauer CIK Number 0001765835 Filed Document 0001765835-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-11 16:10:18 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HostMe Ltd Liability Co See All Filings	D	2019-02-11 16:05:16 UTC
Amount To Be Raised $699,941 Associated Brokers / Dealers N/A CIK Number 0001678310 Filed Document 0001678310-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 16:05:16 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Investor Mineral Holdings, LLC See All Filings	D	2019-02-11 16:04:58 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001767645 Filed Document 0001767645-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 16:04:58 UTC Type of Offering D Industry Investing Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Ashrei IV Realty Limited Partnership See All Filings	D	2019-02-11 16:03:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763327 Filed Document 0001763327-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 16:03:34 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
IIF AUSTRALIAN 1 TRUST See All Filings	D/A	2019-02-11 16:02:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES PLC, JPMORGAN ASSET MANAGEMENT (AUSTRALIA) LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., FRANKFURT BRANCH, JF ASSET MANAGEMENT LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCURSAL EN ESPANA, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., THE NETHERLANDS BRANCH, JPMORGAN ASSET MANAGEMENT (NORDIC) FILIAL TILL JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN FUNDS (ASIA) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, J.P. MORGAN PRIVATE INVESTMENTS INC., JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, J.P. MORGAN INTERNATIONAL BANK LIMITED, J.P. MORGAN INTERNATIONAL BANK LIMITED - FRANKFURT BRANCH, J.P. MORGAN (SUISSE) SA, and JPMORGAN CHASE BANK, N.A. - PARIS BRANCH CIK Number 0001754451 Filed Document 0001754451-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 16:02:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF AUSTRALIAN 1 FEEDER TRUST See All Filings	D/A	2019-02-11 16:01:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES PLC, JPMORGAN ASSET MANAGEMENT (AUSTRALIA) LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., FRANKFURT BRANCH, JF ASSET MANAGEMENT LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCURSAL EN ESPANA, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., THE NETHERLANDS BRANCH, JPMORGAN ASSET MANAGEMENT (NORDIC) FILIAL TILL JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN FUNDS (ASIA) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, J.P. MORGAN PRIVATE INVESTMENTS INC., JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, J.P. MORGAN INTERNATIONAL BANK LIMITED, J.P. MORGAN INTERNATIONAL BANK LIMITED - FRANKFURT BRANCH, J.P. MORGAN (SUISSE) SA, and JPMORGAN CHASE BANK, N.A. - PARIS BRANCH CIK Number 0001754452 Filed Document 0001754452-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 16:01:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fisher Investments Institutional Group Emerging Markets Equity Opportunities Fund See All Filings	D	2019-02-11 15:59:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001767551 Filed Document 0001767551-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 15:59:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Pathway Private Equity Fund III-Co, LP See All Filings	D/A	2019-02-11 15:52:50 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001766450 Filed Document 0001766450-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-11 15:52:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carolinas Fintech Ventures, LP See All Filings	D	2019-02-11 15:49:22 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001766098 Filed Document 0001766098-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 15:49:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NGA Capital Feeder Fund Ltd See All Filings	D/A	2019-02-11 15:47:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Nomura Securities International, Inc. CIK Number 0001633947 Filed Document 0001633947-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 15:47:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
S3 Capital Fund III REIT LLC See All Filings	D	2019-02-11 15:46:22 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001767527 Filed Document 0001767527-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 15:46:22 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Solera Health, Inc. See All Filings	D/A	2019-02-11 15:39:13 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001657730 Filed Document 0001657730-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 15:39:13 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Funky Town Festival Productions Llc See All Filings	D/A	2019-02-11 15:31:05 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001745555 Filed Document 0001745555-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-11 15:31:05 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Highland Hills Equities, LLC See All Filings	D	2019-02-11 15:27:20 UTC
Amount To Be Raised $7,829,350 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001767518 Filed Document 0001767518-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-11 15:27:20 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Ocudyne, Inc. See All Filings	D	2019-02-11 15:12:12 UTC
Amount To Be Raised $3,161,219 Associated Brokers / Dealers N/A CIK Number 0001590563 Filed Document 0001590563-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 15:12:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity