Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Millennium Medical Technologies See All Filings	D	2019-02-14 14:41:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cellmyx, Inc CIK Number 0001768088 Filed Document 0001768088-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-14 14:41:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business UNITED STATES Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
DELAFIELD HAMBRECHT PARTNERS FUND LP See All Filings	D/A	2019-02-14 14:38:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001234282 Filed Document 0001591408-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-02-14 14:38:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
COMPLION INC. See All Filings	D	2019-02-14 14:34:36 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001581876 Filed Document 0001581876-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 14:34:36 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Riverside Acceleration Capital Fund II, L.P. See All Filings	D	2019-02-14 14:26:59 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001766624 Filed Document 0001766624-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 14:26:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
25 Point Systems, Inc. See All Filings	D	2019-02-14 14:26:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764904 Filed Document 0001764904-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 14:26:34 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ChartIQ Inc. See All Filings	D	2019-02-14 14:25:29 UTC
Amount To Be Raised $15,426,795 Associated Brokers / Dealers N/A CIK Number 0001668954 Filed Document 0001668954-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 14:25:29 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
RAC II Opportunity Fund, L.P. See All Filings	D	2019-02-14 14:23:46 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001766628 Filed Document 0001766628-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 14:23:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gaocheng Fund I, L.P. See All Filings	D	2019-02-14 14:21:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768061 Filed Document 0001768061-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 14:21:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverside Capital Appreciation Fund VII-A, L.P. See All Filings	D/A	2019-02-14 14:19:27 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001738454 Filed Document 0001738454-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 14:19:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverside Capital Appreciation Fund VII, L.P. See All Filings	D/A	2019-02-14 14:15:05 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001738464 Filed Document 0001738464-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-14 14:15:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TearClear Corp. See All Filings	D	2019-02-14 14:14:50 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001706975 Filed Document 0001706975-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 14:14:50 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
AEI Net Lease Portfolio XI DST See All Filings	D/A	2019-02-14 14:11:28 UTC
Amount To Be Raised $20,625,000 Associated Brokers / Dealers Capital Investment Group, Inc., Concorde Investment Services, LLC, McDermott Investment Services, LLC, Chalice Capital Partners, LLC, Kalos Capital, Inc, KCD Financial, Inc, Lincoln Financial Advisors Corp, Sandlapper Securities, LLC, Wealthforge Securities, LLC, American Portfolios Financial Services, Inc., Berthel Fisher & Company, HD Vest Investment Services, Triad Advisors LLC, and Harbour Investments, Inc. CIK Number 0001755087 Filed Document 0001755087-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-02-14 14:11:28 UTC Type of Offering D/A Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Coastal UP Atlantic Partners LLC See All Filings	D	2019-02-14 14:09:03 UTC
Amount To Be Raised $5,775,000 Associated Brokers / Dealers N/A CIK Number 0001768093 Filed Document 0001768093-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 14:09:03 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hotel Tango Whiskey, Inc. See All Filings	D	2019-02-14 14:00:47 UTC
Amount To Be Raised $975,000 Associated Brokers / Dealers N/A CIK Number 0001729265 Filed Document 0001729265-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 14:00:47 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
TCW Sepulveda Focused Value Fund, L.P. See All Filings	D	2019-02-14 13:56:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768039 Filed Document 0001768039-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 13:56:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aryeh Capital Partners US, LP See All Filings	D	2019-02-14 13:53:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731548 Filed Document 0001731548-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 13:53:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iron Gate Investments, LLC See All Filings	D	2019-02-14 13:52:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324694 Filed Document 0001324694-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-14 13:52:17 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
POPLAR VENTURES, L.P. See All Filings	D	2019-02-14 13:50:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001765399 Filed Document 0001765399-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 13:50:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mistell Onshore Fund LP See All Filings	D/A	2019-02-14 13:50:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732081 Filed Document 0001315863-19-000172 Exclusions or Exemptions 506b Accepted Date 2019-02-14 13:50:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Foxpass, Inc. See All Filings	D	2019-02-14 13:44:42 UTC
Amount To Be Raised $1,299,999 Associated Brokers / Dealers N/A CIK Number 0001768001 Filed Document 0001768001-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 13:44:42 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Select Fixed Income LP See All Filings	D/A	2019-02-14 13:28:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tellone Management Group, Inc. CIK Number 0001459995 Filed Document 0001204815-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-14 13:28:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Chromatic Capital Fund LP See All Filings	D/A	2019-02-14 13:26:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717901 Filed Document 0001717901-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 13:26:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Battery Alternative Income Fund Ltd. See All Filings	D/A	2019-02-14 13:25:18 UTC
Amount To Be Raised $28,125,499 Associated Brokers / Dealers N/A CIK Number 0001637016 Filed Document 0001637016-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 13:25:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CPIV Haven Holdings, LLC See All Filings	D	2019-02-14 13:24:02 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001767853 Filed Document 0001767853-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 13:24:02 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Series 6 Enhanced U.S. Equities with Defensive Risk Premia of RLAM Multi-Series LLC See All Filings	D	2019-02-14 13:22:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767409 Filed Document 0001507943-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-02-14 13:22:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Graham Partners V, L.P. See All Filings	D	2019-02-14 13:22:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Securities LLC CIK Number 0001766630 Filed Document 0001766630-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 13:22:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PURE GROWTH LP See All Filings	D/A	2019-02-14 13:16:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tellone Management Group, Inc. CIK Number 0001204815 Filed Document 0001204815-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 13:16:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Inter-Atlantic Stonybrook Insurtech Ventures, L.P. See All Filings	D/A	2019-02-14 13:11:50 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Weild Capital, LLC (d/b/a Weild & Co.) and SAMUEL A RAMIREZ & CO., INC. CIK Number 0001722695 Filed Document 0001722695-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 13:11:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VP Tender Holdings, LLC See All Filings	D	2019-02-14 12:58:22 UTC
Amount To Be Raised $2,045,000 Associated Brokers / Dealers N/A CIK Number 0001765754 Filed Document 0001765754-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 12:58:22 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chess Mobile HoldCo, Inc. See All Filings	D	2019-02-14 12:55:55 UTC
Amount To Be Raised $3,060,000 Associated Brokers / Dealers N/A CIK Number 0001768003 Filed Document 0001437749-19-002579 Exclusions or Exemptions 506b Accepted Date 2019-02-14 12:55:55 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Icelandic Provisions, Inc. See All Filings	D	2019-02-14 12:54:35 UTC
Amount To Be Raised $4,000,010 Associated Brokers / Dealers N/A CIK Number 0001661454 Filed Document 0001661454-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 12:54:35 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Precursor Ventures Outgrowth, LP - Series 3 See All Filings	D	2019-02-14 12:52:42 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001765859 Filed Document 0001765859-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 12:52:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sparta Software Corp See All Filings	D	2019-02-14 12:49:50 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001690564 Filed Document 0001690564-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 12:49:50 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Wanderful Enterprises, Inc. See All Filings	D	2019-02-14 12:47:46 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001766865 Filed Document 0001766865-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 12:47:46 UTC Type of Offering D Industry Other Travel Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
HUDSON APARTMENTS - DENVER LLC See All Filings	D	2019-02-14 12:46:38 UTC
Amount To Be Raised $15,250,000 Associated Brokers / Dealers N/A CIK Number 0001768046 Filed Document 0001768046-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 12:46:38 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
VP Tender Management, LLC See All Filings	D	2019-02-14 12:42:18 UTC
Amount To Be Raised $13,800,000 Associated Brokers / Dealers N/A CIK Number 0001765715 Filed Document 0001765715-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 12:42:18 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
J&J SOLUTIONS INC See All Filings	D/A	2019-02-14 12:38:22 UTC
Amount To Be Raised $20,200,040 Associated Brokers / Dealers N/A CIK Number 0001451840 Filed Document 0001451840-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 12:38:22 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Appian Natural Resources Fund II LP See All Filings	D	2019-02-14 12:29:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767260 Filed Document 0001767260-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 12:29:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cali'Flour Foods, LLC See All Filings	D	2019-02-14 12:22:55 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001767734 Filed Document 0001767734-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 12:22:55 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
TPEG Southwest SL Investors LLC See All Filings	D	2019-02-14 12:12:37 UTC
Amount To Be Raised $14,085,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001767117 Filed Document 0001767117-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 12:12:37 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Base Rate Fund QP, L.P. See All Filings	D/A	2019-02-14 12:08:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762661 Filed Document 0001762661-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 12:08:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wright Wold Scientific, LLC See All Filings	D	2019-02-14 12:08:14 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers N/A CIK Number 0001768071 Filed Document 0001768071-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 12:08:14 UTC Type of Offering D Industry Other Principal Place of Business WEST VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Philip Equities, LP See All Filings	D/A	2019-02-14 12:04:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763544 Filed Document 0001763544-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-02-14 12:04:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Base Rate Fund, L.P. See All Filings	D/A	2019-02-14 11:59:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762660 Filed Document 0001762660-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 11:59:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESA Acquisition, LLC See All Filings	D	2019-02-14 11:52:35 UTC
Amount To Be Raised $10,090,000 Associated Brokers / Dealers N/A CIK Number 0001766744 Filed Document 0001596771-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-02-14 11:52:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
OWP Ventures, Inc. See All Filings	D	2019-02-14 11:49:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001767722 Filed Document 0001767722-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 11:49:46 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Shuttersong Inc See All Filings	D	2019-02-14 11:49:02 UTC
Amount To Be Raised $368,915 Associated Brokers / Dealers N/A CIK Number 0001563301 Filed Document 0001563301-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 11:49:02 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
O2 Oxygen 1 Priority Intermediate, LLC See All Filings	D	2019-02-14 11:43:15 UTC
Amount To Be Raised $4,665,069 Associated Brokers / Dealers N/A CIK Number 0001738927 Filed Document 0001596771-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-02-14 11:43:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Choice Financial Holdings, Inc. See All Filings	D	2019-02-14 11:35:39 UTC
Amount To Be Raised $7,743,600 Associated Brokers / Dealers N/A CIK Number 0001479959 Filed Document 0001042167-19-000012 Exclusions or Exemptions 506b Accepted Date 2019-02-14 11:35:39 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
PREMIER SURGERY CENTER OF LOUISVILLE LP See All Filings	D	2019-02-14 11:33:44 UTC
Amount To Be Raised $181,250 Associated Brokers / Dealers N/A CIK Number 0001420608 Filed Document 0001420608-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-14 11:33:44 UTC Type of Offering D Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity