Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Arena Analytics Inc. See All Filings	D/A	2019-02-25 17:25:22 UTC
Amount To Be Raised $13,994,984 Associated Brokers / Dealers N/A CIK Number 0001628802 Filed Document 0001764442-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-25 17:25:22 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
JM10 II, LLC See All Filings	D	2019-02-25 17:19:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768886 Filed Document 0001768886-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 17:19:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
US Low Volatility Fund LP See All Filings	D/A	2019-02-25 17:18:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001568138 Filed Document 0001568138-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 17:18:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ares EPIC Co-Invest Cayman Feeder A1, L.P. See All Filings	D	2019-02-25 17:18:06 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers ARES INVESTOR SERVICES LLC CIK Number 0001766443 Filed Document 0001766443-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 17:18:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
3-V Biosciences, Inc. See All Filings	D	2019-02-25 17:11:15 UTC
Amount To Be Raised $42,197,382 Associated Brokers / Dealers N/A CIK Number 0001400118 Filed Document 0001400118-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-25 17:11:15 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FreightWaves, Inc. See All Filings	D	2019-02-25 17:11:02 UTC
Amount To Be Raised $20,127,984 Associated Brokers / Dealers N/A CIK Number 0001733588 Filed Document 0001733588-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 17:11:02 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
NDT USLV Fund LP See All Filings	D/A	2019-02-25 17:10:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683564 Filed Document 0001683564-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 17:10:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fremont HomePlus, LLC See All Filings	D	2019-02-25 17:07:26 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001769011 Filed Document 0001769011-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 17:07:26 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
US Equity Market Neutral Fund LP See All Filings	D/A	2019-02-25 17:05:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001671151 Filed Document 0001671151-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 17:05:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SORENSON VENTURES OPPORTUNITY FUND I, L.P. See All Filings	D	2019-02-25 17:03:51 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001768463 Filed Document 0001768463-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 17:03:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Citadel Acquisition LLC See All Filings	D	2019-02-25 17:03:10 UTC
Amount To Be Raised $940,000 Associated Brokers / Dealers N/A CIK Number 0001768958 Filed Document 0001768958-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 17:03:10 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Coladka, Inc. See All Filings	D	2019-02-25 16:59:48 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001768918 Filed Document 0001768918-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-25 16:59:48 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Riverstone Onyx Strategic, L.P. See All Filings	D	2019-02-25 16:58:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764361 Filed Document 0001567619-19-005358 Exclusions or Exemptions 506b Accepted Date 2019-02-25 16:58:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Spruce One Holdings, LLC See All Filings	D	2019-02-25 16:58:29 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001769014 Filed Document 0001769014-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 16:58:29 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Global Low Volatility Fund LP See All Filings	D/A	2019-02-25 16:54:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001586937 Filed Document 0001586937-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 16:54:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
kdhb V Partners, LP See All Filings	D/A	2019-02-25 16:53:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636350 Filed Document 0001636350-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 16:53:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DimensionalMechanics, Inc. See All Filings	D	2019-02-25 16:53:04 UTC
Amount To Be Raised $401,000 Associated Brokers / Dealers N/A CIK Number 0001636220 Filed Document 0001636220-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 16:53:04 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Coladka, Inc. See All Filings	D	2019-02-25 16:52:53 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001768918 Filed Document 0001768918-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 16:52:53 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Global Long Short Equity Fund Ltd See All Filings	D/A	2019-02-25 16:49:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001681811 Filed Document 0001681811-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 16:49:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Long Short Equity Fund II LP See All Filings	D/A	2019-02-25 16:42:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001681809 Filed Document 0001681809-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 16:42:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THEOREM MAIN FUND OFFSHORE LP See All Filings	D/A	2019-02-25 16:41:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688311 Filed Document 0001688311-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 16:41:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSC W 20TH ST LLC See All Filings	D/A	2019-02-25 16:39:54 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001768531 Filed Document 0001768531-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-25 16:39:54 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
New On Goal Soccer Complex, LLC See All Filings	D	2019-02-25 16:38:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768392 Filed Document 0001056520-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-02-25 16:38:51 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Debt
LB Merchant HC-6, LLC See All Filings	D	2019-02-25 16:37:44 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Wilmington Capital Securites, LLC CIK Number 0001768837 Filed Document 0001768837-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 16:37:44 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Fremont Land Development, LLC See All Filings	D	2019-02-25 16:36:42 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001769007 Filed Document 0001769007-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 16:36:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
All Country World Low Volatility Equity Fund LP See All Filings	D/A	2019-02-25 16:35:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001667440 Filed Document 0001667440-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 16:35:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dublin Surgery Center, LLC See All Filings	D	2019-02-25 16:27:54 UTC
Amount To Be Raised $34,479 Associated Brokers / Dealers N/A CIK Number 0001651412 Filed Document 0001651412-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 16:27:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Spruce Street Beverages, LLC See All Filings	D	2019-02-25 16:26:08 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001768449 Filed Document 0001768449-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 16:26:08 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Tokenize Inc. See All Filings	D	2019-02-25 16:20:13 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001637506 Filed Document 0001736321-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 16:20:13 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GMI-BDS, LP See All Filings	D/A	2019-02-25 16:19:07 UTC
Amount To Be Raised $23,630,272 Associated Brokers / Dealers Bobby K Cowand, Ty Bauer, and Richard Goodwin CIK Number 0001765835 Filed Document 0001765835-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-25 16:19:07 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LCG2R Tulsa Mingo 71st DT, LLC See All Filings	D	2019-02-25 16:19:02 UTC
Amount To Be Raised $638,026 Associated Brokers / Dealers N/A CIK Number 0001768994 Filed Document 0001768994-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 16:19:02 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Adia Resources Inc. See All Filings	D	2019-02-25 16:13:39 UTC
Amount To Be Raised $303,326 Associated Brokers / Dealers N/A CIK Number 0001768575 Filed Document 0001768575-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 16:13:39 UTC Type of Offering D Industry Other Principal Place of Business NEWFOUNDLAND, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
D4 Equity - Asheville, LLC See All Filings	D	2019-02-25 16:11:08 UTC
Amount To Be Raised $4,550,000 Associated Brokers / Dealers N/A CIK Number 0001768879 Filed Document 0001768879-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 16:11:08 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PRISA II LP See All Filings	D/A	2019-02-25 15:54:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727919 Filed Document 0001727919-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 15:54:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NANO LLC See All Filings	D	2019-02-25 15:48:38 UTC
Amount To Be Raised $860,000 Associated Brokers / Dealers N/A CIK Number 0001769001 Filed Document 0001769001-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 15:48:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BirchBioMed Inc. See All Filings	D/A	2019-02-25 15:42:52 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001670747 Filed Document 0001670747-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 15:42:52 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CCC Mayfaire Flats LLC See All Filings	D	2019-02-25 15:41:22 UTC
Amount To Be Raised $10,903,045 Associated Brokers / Dealers N/A CIK Number 0001768721 Filed Document 0001768960-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-25 15:41:22 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
BTTC TEI Investors, LLC See All Filings	D	2019-02-25 15:40:39 UTC
Amount To Be Raised $15,640,560 Associated Brokers / Dealers Time Equities Securities, LLC, Cabot Lodge Securities, and Nationwide Planning Associates, Inc CIK Number 0001768894 Filed Document 0001768894-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-25 15:40:39 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CE Tools, Inc See All Filings	D	2019-02-25 15:39:54 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001768663 Filed Document 0001768663-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 15:39:54 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
80/30 Lunar Ltd Liability Co See All Filings	D	2019-02-25 15:38:55 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001768775 Filed Document 0001768775-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 15:38:55 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
Pharmway LLC See All Filings	D	2019-02-25 15:38:52 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001768477 Filed Document 0001768477-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 15:38:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
GROVE GROUP ADVISORS LLC See All Filings	D	2019-02-25 15:35:06 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001768979 Filed Document 0001768979-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 15:35:06 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Brightstone Met Investors LLC See All Filings	D	2019-02-25 15:30:43 UTC
Amount To Be Raised $2,025,000 Associated Brokers / Dealers N/A CIK Number 0001768758 Filed Document 0001768758-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 15:30:43 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Woodland East Capital LP See All Filings	D	2019-02-25 15:29:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768647 Filed Document 0001768647-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-25 15:29:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MyEdustream LLC See All Filings	D	2019-02-25 15:28:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768989 Filed Document 0001667655-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-25 15:28:10 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CV Crypto Index Fund, LP See All Filings	D/A	2019-02-25 15:22:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718445 Filed Document 0001718445-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-25 15:22:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EXTEN Technologies, Inc. See All Filings	D	2019-02-25 15:19:11 UTC
Amount To Be Raised $10,402,367 Associated Brokers / Dealers N/A CIK Number 0001581809 Filed Document 0001581809-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 15:19:11 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ancora Catalyst Institutional, Ltd. See All Filings	D/A	2019-02-25 15:15:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695691 Filed Document 0000919574-19-001981 Exclusions or Exemptions 506b Accepted Date 2019-02-25 15:15:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CCC Headwaters at Autumn Hall LLC See All Filings	D	2019-02-25 15:12:01 UTC
Amount To Be Raised $5,645,000 Associated Brokers / Dealers N/A CIK Number 0001768960 Filed Document 0001768960-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 15:12:01 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Ancora Catalyst, LP See All Filings	D/A	2019-02-25 15:07:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694346 Filed Document 0000919574-19-001979 Exclusions or Exemptions 506b Accepted Date 2019-02-25 15:07:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity