Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Axispoint Technology Solutions Group, Inc. See All Filings	D	2019-02-27 13:23:17 UTC
Amount To Be Raised $15,000,001 Associated Brokers / Dealers N/A CIK Number 0001768103 Filed Document 0001567619-19-005462 Exclusions or Exemptions 506b Accepted Date 2019-02-27 13:23:17 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DAO Labs LLC See All Filings	D	2019-02-27 13:19:03 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001689046 Filed Document 0001689046-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-27 13:19:03 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
SDG HOLDING COMPANY, LLC See All Filings	D	2019-02-27 13:16:34 UTC
Amount To Be Raised $1,425,000 Associated Brokers / Dealers N/A CIK Number 0001672763 Filed Document 0001567619-19-005461 Exclusions or Exemptions 506b Accepted Date 2019-02-27 13:16:34 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FOCUSED INVESTORS FUND L P See All Filings	D	2019-02-27 13:16:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001380089 Filed Document 0001380089-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 13:16:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
SellersFunding Corp. See All Filings	D/A	2019-02-27 13:04:45 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001769055 Filed Document 0001769055-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-27 13:04:45 UTC Type of Offering D/A Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
LONG MEADOW HOLDINGS LP See All Filings	D/A	2019-02-27 12:56:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001019594 Filed Document 0001393725-19-000018 Exclusions or Exemptions 506b Accepted Date 2019-02-27 12:56:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABL One, LLC See All Filings	D	2019-02-27 12:55:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767684 Filed Document 0001013594-19-000207 Exclusions or Exemptions 506b Accepted Date 2019-02-27 12:55:58 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Metalla Royalty & Streaming Ltd. See All Filings	D	2019-02-27 12:52:17 UTC
Amount To Be Raised $266,822 Associated Brokers / Dealers N/A CIK Number 0001722606 Filed Document 0001722606-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-02-27 12:52:17 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
PostProcess Technologies, Inc. See All Filings	D/A	2019-02-27 12:50:17 UTC
Amount To Be Raised $14,186,500 Associated Brokers / Dealers N/A CIK Number 0001728198 Filed Document 0001728198-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 12:50:17 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Fox Point QP Fund LP See All Filings	D/A	2019-02-27 12:49:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431364 Filed Document 0000919574-19-002034 Exclusions or Exemptions 506b Accepted Date 2019-02-27 12:49:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Route 66 Farming, LLC See All Filings	D	2019-02-27 12:48:46 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001769211 Filed Document 0001769211-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 12:48:46 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Energy Capital Investors Fund, LLC See All Filings	D/A	2019-02-27 12:48:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531213 Filed Document 0001531213-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 12:48:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GOTHAM GREEN PARTNERS SPV III, L.P. See All Filings	D	2019-02-27 12:45:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766697 Filed Document 0001732471-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-27 12:45:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fox Point Fund LP See All Filings	D/A	2019-02-27 12:44:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001420866 Filed Document 0000919574-19-002031 Exclusions or Exemptions 506b Accepted Date 2019-02-27 12:44:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SV LATAM Fund II, LP See All Filings	D	2019-02-27 12:39:10 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001768951 Filed Document 0001768951-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 12:39:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Energy Capital Investors Fund II, LLC See All Filings	D/A	2019-02-27 12:36:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531465 Filed Document 0001531465-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 12:36:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Knopp Biosciences LLC See All Filings	D	2019-02-27 12:26:02 UTC
Amount To Be Raised $26,000,000 Associated Brokers / Dealers Saturn Capital, Inc. CIK Number 0001497598 Filed Document 0000898432-19-000311 Exclusions or Exemptions 506b Accepted Date 2019-02-27 12:26:02 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
GENEOS Therapeutics, Inc. See All Filings	D	2019-02-27 12:21:58 UTC
Amount To Be Raised $10,499,993 Associated Brokers / Dealers William B. Buchanan, Jr., Andrew D. Daniels, Angela C. Dong, John Dexter Pearson, Scott A. Katzmann, Harris R.L. Lydon Jr., Graham A Powis, Samuel P. Wertheimer, and M.M.Dillon & Co., LLC CIK Number 0001769177 Filed Document 0001769177-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 12:21:58 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
WLR Recovery IV Investors, LLC See All Filings	D/A	2019-02-27 12:20:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531466 Filed Document 0001531466-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 12:20:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARCH CAPITAL PARTNERS, L.P. See All Filings	D/A	2019-02-27 12:18:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458644 Filed Document 0000919574-19-002028 Exclusions or Exemptions 506b Accepted Date 2019-02-27 12:18:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Magnetic Events LLC See All Filings	D	2019-02-27 12:18:03 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001767939 Filed Document 0001767939-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 12:18:03 UTC Type of Offering D Industry Retailing Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LANGDON STREET CAPITAL, L.P. See All Filings	D/A	2019-02-27 12:12:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000892581 Filed Document 0000919574-19-002026 Exclusions or Exemptions 506b Accepted Date 2019-02-27 12:12:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sunniva Inc. See All Filings	D	2019-02-27 12:09:50 UTC
Amount To Be Raised $12,076,800 Associated Brokers / Dealers N/A CIK Number 0001716963 Filed Document 0001716963-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 12:09:50 UTC Type of Offering D Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
VENTANA EXPLORATION & PRODUCTION II, LLC See All Filings	D	2019-02-27 12:09:27 UTC
Amount To Be Raised $125,200,000 Associated Brokers / Dealers N/A CIK Number 0001768992 Filed Document 0000919574-19-002024 Exclusions or Exemptions 506b Accepted Date 2019-02-27 12:09:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
ThreePlusOne Company, Inc. See All Filings	D	2019-02-27 12:06:24 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Paulson Investment Company, LLC CIK Number 0001769112 Filed Document 0001769112-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 12:06:24 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GBOF VI Feeder SCSp See All Filings	D	2019-02-27 11:59:49 UTC
Amount To Be Raised $1,870,854,150 Associated Brokers / Dealers MVision Private Equity Advisers Limited CIK Number 0001768646 Filed Document 0001012975-19-000200 Exclusions or Exemptions 506b Accepted Date 2019-02-27 11:59:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BG LLH, LLC See All Filings	D	2019-02-27 11:58:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539671 Filed Document 0001567619-19-005458 Exclusions or Exemptions 506b Accepted Date 2019-02-27 11:58:24 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Avendus Enhanced Return Fund See All Filings	D/A	2019-02-27 11:56:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725117 Filed Document 0001732471-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-27 11:56:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WLR Recovery V Investors, LLC See All Filings	D/A	2019-02-27 11:56:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515343 Filed Document 0001515343-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 11:56:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flat Footed I LP See All Filings	D/A	2019-02-27 11:52:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ACCESS SECURITIES, LLC CIK Number 0001692532 Filed Document 0000919574-19-002022 Exclusions or Exemptions 506b Accepted Date 2019-02-27 11:52:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
EP Private Credit Strategies Ltd. See All Filings	D	2019-02-27 11:52:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768930 Filed Document 0000899140-19-000265 Exclusions or Exemptions 506b Accepted Date 2019-02-27 11:52:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Door, Inc. See All Filings	D	2019-02-27 11:44:45 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001699858 Filed Document 0001731122-19-000074 Exclusions or Exemptions 506b Accepted Date 2019-02-27 11:44:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Avendus Absolute Return Fund See All Filings	D/A	2019-02-27 11:40:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732471 Filed Document 0001732471-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 11:40:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Sparrow Onshore Fund LP See All Filings	D/A	2019-02-27 11:40:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732520 Filed Document 0000935836-19-000148 Exclusions or Exemptions 506b Accepted Date 2019-02-27 11:40:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Universal Royalty & Mineral Fund I, LP See All Filings	D	2019-02-27 11:38:49 UTC
Amount To Be Raised $7,424,917 Associated Brokers / Dealers N/A CIK Number 0001768909 Filed Document 0001768909-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 11:38:49 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Indus Omni Fund, Ltd. See All Filings	D/A	2019-02-27 11:30:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431976 Filed Document 0000919574-19-002020 Exclusions or Exemptions 506b Accepted Date 2019-02-27 11:30:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Indus Asia Pacific Fund, Ltd. See All Filings	D/A	2019-02-27 11:26:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456241 Filed Document 0000919574-19-002018 Exclusions or Exemptions 506b Accepted Date 2019-02-27 11:26:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Indus Japan Fund, Ltd. See All Filings	D/A	2019-02-27 11:21:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456628 Filed Document 0000919574-19-002016 Exclusions or Exemptions 506b Accepted Date 2019-02-27 11:21:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LIV Cosby Village Partners, LLC See All Filings	D	2019-02-27 11:03:06 UTC
Amount To Be Raised $2,415,682 Associated Brokers / Dealers N/A CIK Number 0001769236 Filed Document 0001769236-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 11:03:06 UTC Type of Offering D Industry Residential Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
First Principles Structured Income Fund, LLC See All Filings	D/A	2019-02-27 11:01:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548357 Filed Document 0001548357-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 11:01:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
86Borders LLC See All Filings	D	2019-02-27 10:54:59 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001622720 Filed Document 0001622720-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 10:54:59 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Invest In America Credit Fund 1 LLC See All Filings	D/A	2019-02-27 10:53:53 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001702466 Filed Document 0001702466-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-02-27 10:53:53 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Prospect Farms Industrial Hemp Group LLC See All Filings	D	2019-02-27 10:53:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769220 Filed Document 0001769220-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 10:53:50 UTC Type of Offering D Industry Agriculture Principal Place of Business MAINE Revenue or Assets $No Revenues Type of Security Equity
CHARLOTTE SURGERY CENTER LLC See All Filings	D	2019-02-27 10:48:25 UTC
Amount To Be Raised $2,691,000 Associated Brokers / Dealers SCA Development, LLC CIK Number 0001425465 Filed Document 0001425465-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-27 10:48:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Otis Wealth, Inc. See All Filings	D	2019-02-27 10:44:57 UTC
Amount To Be Raised $3,289,999 Associated Brokers / Dealers N/A CIK Number 0001768898 Filed Document 0001768898-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 10:44:57 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Neuvokas Corp See All Filings	D	2019-02-27 10:38:20 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001592197 Filed Document 0001592197-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 10:38:20 UTC Type of Offering D Industry Manufacturing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
LynkCare, Inc. See All Filings	D	2019-02-27 10:34:39 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001769087 Filed Document 0001769087-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-27 10:34:39 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
AC Popular Finance LLC See All Filings	D	2019-02-27 10:33:54 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001763169 Filed Document 0001763169-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 10:33:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Sea Pharmaceuticals, LLC See All Filings	D	2019-02-27 10:25:41 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001667677 Filed Document 0001667677-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 10:25:41 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sachem Cove Special Opportunities Fund, LP See All Filings	D/A	2019-02-27 10:11:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731906 Filed Document 0001013594-19-000206 Exclusions or Exemptions 506b Accepted Date 2019-02-27 10:11:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity