Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Equity Long/Short Opportunities Feeder Fund See All Filings	D/A	2019-03-04 18:09:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531132 Filed Document 0000950172-19-000043 Exclusions or Exemptions 506b Accepted Date 2019-03-04 18:09:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Equity Long/Short Opportunities Fund See All Filings	D/A	2019-03-04 18:09:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531134 Filed Document 0000950172-19-000042 Exclusions or Exemptions 506b Accepted Date 2019-03-04 18:09:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Diversified Core Strategies Fund, Ltd. See All Filings	D/A	2019-03-04 18:09:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001160200 Filed Document 0000950172-19-000041 Exclusions or Exemptions 506b Accepted Date 2019-03-04 18:09:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Diversified Core Strategies Fund, LLC See All Filings	D/A	2019-03-04 18:08:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001162985 Filed Document 0000950172-19-000040 Exclusions or Exemptions 506b Accepted Date 2019-03-04 18:08:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Alpha Core Strategies Feeder Fund, Q.P. See All Filings	D/A	2019-03-04 18:07:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001303005 Filed Document 0000950172-19-000039 Exclusions or Exemptions 506b Accepted Date 2019-03-04 18:07:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alpha Core Strategies Feeder Fund See All Filings	D/A	2019-03-04 18:07:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001303004 Filed Document 0000950172-19-000038 Exclusions or Exemptions 506b Accepted Date 2019-03-04 18:07:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alpha Core Strategies Fund See All Filings	D/A	2019-03-04 18:07:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001301483 Filed Document 0000950172-19-000037 Exclusions or Exemptions 506b Accepted Date 2019-03-04 18:07:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Team Genji, Inc. See All Filings	D	2019-03-04 17:58:18 UTC
Amount To Be Raised $1,585,000 Associated Brokers / Dealers N/A CIK Number 0001769672 Filed Document 0001769672-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-04 17:58:18 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BCA Alternative Income Fund, LP See All Filings	D/A	2019-03-04 17:47:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601543 Filed Document 0001601543-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-04 17:47:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Modern Market Technologies, Inc. See All Filings	D	2019-03-04 17:34:04 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001768657 Filed Document 0001080368-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-03-04 17:34:04 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
NWI HARLOW, LLC See All Filings	D	2019-03-04 17:30:53 UTC
Amount To Be Raised $4,380,000 Associated Brokers / Dealers N/A CIK Number 0001769552 Filed Document 0001769552-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-04 17:30:53 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Peekaboo Organics, LLC See All Filings	D	2019-03-04 17:18:42 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001769396 Filed Document 0001769396-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-04 17:18:42 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
Project A Ventures III GmbH & Co. KG See All Filings	D	2019-03-04 17:15:19 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers N/A CIK Number 0001769632 Filed Document 0001769632-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-04 17:15:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GERMANY Revenue or Assets $No Revenues Type of Security Equity
Arroyo Energy Investors Fund III, L.P. See All Filings	D	2019-03-04 17:09:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FirstPoint Equity Capital Ltd. CIK Number 0001769466 Filed Document 0001769466-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-04 17:09:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SONAVATION INC See All Filings	D	2019-03-04 16:57:41 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001370924 Filed Document 0001370924-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-04 16:57:41 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Montegra Warehouse Fund, L.P. See All Filings	D/A	2019-03-04 16:54:08 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001606484 Filed Document 0001475332-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-04 16:54:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Evolve Additive Solutions, Inc. See All Filings	D	2019-03-04 16:52:37 UTC
Amount To Be Raised $18,999,977 Associated Brokers / Dealers BNP Paribas Securities Corp. CIK Number 0001757090 Filed Document 0001288230-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-04 16:52:37 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
ARCM US Feeder Fund IV Ltd. See All Filings	D	2019-03-04 16:47:37 UTC
Amount To Be Raised $222,500,000 Associated Brokers / Dealers N/A CIK Number 0001769448 Filed Document 0001767869-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-03-04 16:47:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Eagle High Yield Fund, LP See All Filings	D/A	2019-03-04 16:47:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FEF Distributors, LLC CIK Number 0001601749 Filed Document 0000919574-19-002140 Exclusions or Exemptions 506b Accepted Date 2019-03-04 16:47:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VasoRx, Inc. See All Filings	D	2019-03-04 16:44:55 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001737375 Filed Document 0001737375-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-04 16:44:55 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Point 406 Ventures Opportunities Fund II, L.P. See All Filings	D	2019-03-04 16:40:58 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001768656 Filed Document 0001012975-19-000211 Exclusions or Exemptions 506b Accepted Date 2019-03-04 16:40:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Alpha/Select Portfolio 2, LP See All Filings	D	2019-03-04 16:37:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717661 Filed Document 0001717661-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-04 16:37:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
MG Nitrogen Investment LLC See All Filings	D	2019-03-04 16:33:43 UTC
Amount To Be Raised $13,025,000 Associated Brokers / Dealers N/A CIK Number 0001769600 Filed Document 0001769600-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-04 16:33:43 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Point 406 Ventures IV, L.P. See All Filings	D	2019-03-04 16:33:07 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001768636 Filed Document 0001012975-19-000210 Exclusions or Exemptions 506b Accepted Date 2019-03-04 16:33:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HELUS, INC. See All Filings	D	2019-03-04 16:32:45 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001113378 Filed Document 0001113378-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-03-04 16:32:45 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Abatement Fuels LLC See All Filings	D/A	2019-03-04 16:31:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728646 Filed Document 0001728646-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-04 16:31:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Modulate, Inc. See All Filings	D	2019-03-04 16:31:13 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001769567 Filed Document 0001769567-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-04 16:31:13 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CONTRARIAN DISTRESSED REAL ESTATE DEBT FUND IV, L.P. See All Filings	D	2019-03-04 16:26:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769310 Filed Document 0001769310-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-04 16:26:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Unicycive Therapeutics, Inc. See All Filings	D	2019-03-04 16:19:17 UTC
Amount To Be Raised $420,000 Associated Brokers / Dealers N/A CIK Number 0001766140 Filed Document 0001213900-19-003518 Exclusions or Exemptions 506b Accepted Date 2019-03-04 16:19:17 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BREVAN HOWARD LP See All Filings	D/A	2019-03-04 16:17:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001280768 Filed Document 0001699450-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-03-04 16:17:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BGA Horizon Fund, LLC - True Signal Series See All Filings	D	2019-03-04 16:16:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769619 Filed Document 0001769619-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-04 16:16:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MINNESOTA MEDICAL UNIVERSITY, LLC See All Filings	D	2019-03-04 16:14:12 UTC
Amount To Be Raised $45,883,589 Associated Brokers / Dealers N/A CIK Number 0001767768 Filed Document 0001767768-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-04 16:14:12 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
BREVAN HOWARD FUND LTD See All Filings	D/A	2019-03-04 15:56:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001223859 Filed Document 0001699450-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-03-04 15:56:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEIGA JAPAN ONSHORE FUND See All Filings	D	2019-03-04 15:55:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768924 Filed Document 0001768924-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-04 15:55:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Municipal Opportunities Allocation Fund B LP See All Filings	D	2019-03-04 15:53:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001769478 Filed Document 0001567619-19-006000 Exclusions or Exemptions 506b Accepted Date 2019-03-04 15:53:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MYSTERY TACKLE BOX, INC. See All Filings	D	2019-03-04 15:53:18 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001642154 Filed Document 0001642154-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-04 15:53:18 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
MacKay Municipal Opportunities Allocation Fund A LP See All Filings	D	2019-03-04 15:50:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors, LLC, John W. Akkerman, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001769477 Filed Document 0001567619-19-005998 Exclusions or Exemptions 506b Accepted Date 2019-03-04 15:50:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apse Capital Bridge Fund LP See All Filings	D	2019-03-04 15:48:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769593 Filed Document 0001769593-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-04 15:48:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
MacKay Municipal Opportunities Allocation Master Fund LP See All Filings	D	2019-03-04 15:47:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors, LLC CIK Number 0001769476 Filed Document 0001567619-19-005994 Exclusions or Exemptions 506b Accepted Date 2019-03-04 15:47:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bandier Holdings LLC See All Filings	D	2019-03-04 15:42:54 UTC
Amount To Be Raised $34,400,000 Associated Brokers / Dealers OhanaCo Inc. CIK Number 0001651312 Filed Document 0001651312-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-04 15:42:54 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BlackRidge Royalty Partners II LLC See All Filings	D	2019-03-04 15:41:44 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001763861 Filed Document 0001763861-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-04 15:41:44 UTC Type of Offering D Industry Other Real Estate Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Mineral Property
Breakthrough Behavior, LLC See All Filings	D	2019-03-04 15:41:35 UTC
Amount To Be Raised $1,300,674 Associated Brokers / Dealers N/A CIK Number 0001767290 Filed Document 0001767290-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-04 15:41:35 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
IN Fund I, a series of Ault Krug Ventures, LP See All Filings	D	2019-03-04 15:37:16 UTC
Amount To Be Raised $258,070 Associated Brokers / Dealers N/A CIK Number 0001769637 Filed Document 0001769509-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-03-04 15:37:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAVU Biotherapies, Inc. See All Filings	D	2019-03-04 15:30:22 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001696916 Filed Document 0001696916-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-04 15:30:22 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
ACP Nimble Holdings, Inc. See All Filings	D	2019-03-04 15:26:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767350 Filed Document 0001767350-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-04 15:26:36 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
15th Street Quantitative US Large Cap, LP See All Filings	D	2019-03-04 15:25:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769085 Filed Document 0001769085-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-04 15:25:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BREVAN HOWARD ASIA FUND LTD See All Filings	D/A	2019-03-04 15:25:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001403020 Filed Document 0001699450-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-03-04 15:25:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ikos Holdings, Inc. See All Filings	D/A	2019-03-04 15:13:25 UTC
Amount To Be Raised $2,960,000 Associated Brokers / Dealers N/A CIK Number 0001704725 Filed Document 0001704725-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-04 15:13:25 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
MRA Credit Strategies Fund I-B, LP See All Filings	D	2019-03-04 14:58:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769290 Filed Document 0000935836-19-000158 Exclusions or Exemptions 506b Accepted Date 2019-03-04 14:58:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MRA Credit Strategies Fund I-A, LP See All Filings	D/A	2019-03-04 14:57:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759334 Filed Document 0000935836-19-000157 Exclusions or Exemptions 506b Accepted Date 2019-03-04 14:57:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund