Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Numeric Socially-Aware Multi-Strategy Fund Ltd. See All Filings	D/A	2019-03-08 19:38:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001543575 Filed Document 0001543575-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 19:38:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trudomo Inc See All Filings	D	2019-03-08 19:33:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769571 Filed Document 0001769571-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 19:33:20 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Labrys Fund, L.P. See All Filings	D/A	2019-03-08 19:29:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727916 Filed Document 0001727916-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-08 19:29:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Numeric Socially Aware U.S. Core Fund L.P. See All Filings	D/A	2019-03-08 19:27:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001584232 Filed Document 0001584232-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 19:27:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Generation IM Asia Fund LP See All Filings	D/A	2019-03-08 19:26:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519286 Filed Document 0000945621-19-000109 Exclusions or Exemptions 506b Accepted Date 2019-03-08 19:26:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GENERATION IM GLOBAL EQUITY FUND LLC See All Filings	D/A	2019-03-08 19:24:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001339131 Filed Document 0000945621-19-000108 Exclusions or Exemptions 506b Accepted Date 2019-03-08 19:24:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LKC TECHNOLOGIES, INC. See All Filings	D	2019-03-08 19:22:08 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001628534 Filed Document 0000909143-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-08 19:22:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Man Numeric Absolute Return Ltd. See All Filings	D/A	2019-03-08 19:11:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001516989 Filed Document 0001516989-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 19:11:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HealthJoy, Inc. See All Filings	D	2019-03-08 19:04:25 UTC
Amount To Be Raised $12,499,990 Associated Brokers / Dealers N/A CIK Number 0001714703 Filed Document 0001714703-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 19:04:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Catalys Pacific Fund, LP See All Filings	D/A	2019-03-08 19:02:01 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001746274 Filed Document 0001746274-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-08 19:02:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JAPAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRO CAPITAL FUND, L.P. See All Filings	D	2019-03-08 18:56:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768659 Filed Document 0001768659-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-08 18:56:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Numeric Small Cap Core Onshore Fund I, L.P . See All Filings	D/A	2019-03-08 18:52:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001398505 Filed Document 0001398505-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 18:52:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sovarnum Capital Partners L.P. See All Filings	D/A	2019-03-08 18:46:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546578 Filed Document 0001546578-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 18:46:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Numeric Emerging Markets Alpha Fund, L.P. See All Filings	D/A	2019-03-08 18:35:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001486843 Filed Document 0001486843-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 18:35:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Man Numeric International Small Cap See All Filings	D/A	2019-03-08 18:19:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001647913 Filed Document 0001647913-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 18:19:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Liquid Media Group Ltd. See All Filings	D	2019-03-08 18:18:49 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0000884247 Filed Document 0001171843-19-001611 Exclusions or Exemptions 506b Accepted Date 2019-03-08 18:18:49 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Man Numeric International Alpha See All Filings	D/A	2019-03-08 18:05:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001647912 Filed Document 0001647912-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 18:05:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Downriver Series LP - Segregated Portfolio A See All Filings	D	2019-03-08 17:59:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764669 Filed Document 0000902664-19-001447 Exclusions or Exemptions 506b Accepted Date 2019-03-08 17:59:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COVENTURE PRE-SEASON SPECIAL ASSETS FUND, LLC See All Filings	D/A	2019-03-08 17:56:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724315 Filed Document 0001724315-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 17:56:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Downriver SPC Ltd., for & on behalf of its Segregated Portfolio A See All Filings	D	2019-03-08 17:50:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001765648 Filed Document 0000902664-19-001445 Exclusions or Exemptions 506b Accepted Date 2019-03-08 17:50:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MQR, L.P. See All Filings	D/A	2019-03-08 17:50:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518031 Filed Document 0001085146-19-001034 Exclusions or Exemptions 506b Accepted Date 2019-03-08 17:50:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPEG Saratoga Investors LLC See All Filings	D	2019-03-08 17:48:36 UTC
Amount To Be Raised $8,125,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001767118 Filed Document 0001767118-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 17:48:36 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 206 See All Filings	D/A	2019-03-08 17:48:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001739939 Filed Document 0001739939-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 17:48:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NQ PE PROJECT CONSTELLATION, L.P. See All Filings	D	2019-03-08 17:46:31 UTC
Amount To Be Raised $12,800,000 Associated Brokers / Dealers N/A CIK Number 0001758227 Filed Document 0001758227-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 17:46:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Terrestrial Energy Inc. See All Filings	D	2019-03-08 17:33:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASPERION GROUP LLC CIK Number 0001657352 Filed Document 0001657352-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 17:33:33 UTC Type of Offering D Industry Other Energy Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PROJECT CONSTELLATION HOLDINGS, INC. See All Filings	D	2019-03-08 17:29:16 UTC
Amount To Be Raised $18,500,000 Associated Brokers / Dealers N/A CIK Number 0001758242 Filed Document 0001758242-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 17:29:16 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
AJO Emerging Markets Enhanced Hedge Fund, Ltd. See All Filings	D/A	2019-03-08 17:29:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649491 Filed Document 0001649491-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 17:29:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peer Street Funding, LLC See All Filings	D/A	2019-03-08 17:29:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626475 Filed Document 0001626475-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-08 17:29:04 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Scioto Properties LLC See All Filings	D/A	2019-03-08 17:25:55 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001476307 Filed Document 0001476307-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-03-08 17:25:55 UTC Type of Offering D/A Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Bitonic Technology Labs, Inc. See All Filings	D	2019-03-08 17:22:59 UTC
Amount To Be Raised $4,199,996 Associated Brokers / Dealers N/A CIK Number 0001768390 Filed Document 0001768390-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 17:22:59 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIA Revenue or Assets Decline to Disclose Type of Security Equity
Mile High Place, LLC See All Filings	D	2019-03-08 17:20:14 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001769196 Filed Document 0001137050-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 17:20:14 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Bona Vida, Inc. See All Filings	D	2019-03-08 17:19:09 UTC
Amount To Be Raised $1,999,970 Associated Brokers / Dealers N/A CIK Number 0001755985 Filed Document 0001104659-19-013659 Exclusions or Exemptions 506b Accepted Date 2019-03-08 17:19:09 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Grain Communications Opportunity Fund II, L.P. See All Filings	D/A	2019-03-08 17:18:44 UTC
Amount To Be Raised $899,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001739308 Filed Document 0000950142-19-000514 Exclusions or Exemptions 506b Accepted Date 2019-03-08 17:18:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Upper Level Acquisitions III, LLC See All Filings	D	2019-03-08 17:18:07 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001769994 Filed Document 0001769994-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 17:18:07 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Silverstone Apartments, LLC See All Filings	D	2019-03-08 17:14:38 UTC
Amount To Be Raised $1,861,988 Associated Brokers / Dealers N/A CIK Number 0001768993 Filed Document 0001768993-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 17:14:38 UTC Type of Offering D Industry Residential Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Teca Partners Offshore, LP See All Filings	D	2019-03-08 17:11:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770019 Filed Document 0001770019-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-08 17:11:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Craig Drill Capital VC II, LP See All Filings	D	2019-03-08 17:09:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769910 Filed Document 0000919574-19-002237 Exclusions or Exemptions 506b Accepted Date 2019-03-08 17:09:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alvarado Therapeutics, Inc. See All Filings	D	2019-03-08 17:09:33 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001770069 Filed Document 0001770069-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-08 17:09:33 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 233 See All Filings	D/A	2019-03-08 17:08:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers The Leaders Group, Inc. CIK Number 0001760093 Filed Document 0001760093-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 17:08:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HCP PRIVATE EQUITY FUND VIII-A, L.P. See All Filings	D/A	2019-03-08 17:07:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719927 Filed Document 0001387845-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-03-08 17:07:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HCP PRIVATE EQUITY FUND VIII, L.P. See All Filings	D/A	2019-03-08 17:05:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719929 Filed Document 0001387845-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-03-08 17:05:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CallBox Storage, LLC See All Filings	D	2019-03-08 17:05:33 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001677595 Filed Document 0001677595-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-08 17:05:33 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HCP ABSOLUTE RETURN FUND OFFSHORE FEEDER AI LP See All Filings	D/A	2019-03-08 17:03:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300115 Filed Document 0001387845-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-03-08 17:03:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Teton Capital Partners LP See All Filings	D/A	2019-03-08 17:02:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001418745 Filed Document 0001315863-19-000256 Exclusions or Exemptions 506b Accepted Date 2019-03-08 17:02:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Passport Special Opportunities Fund, L.P. - Class R See All Filings	D	2019-03-08 17:01:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769987 Filed Document 0001769987-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 17:01:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HCP ABSOLUTE RETURN FUND OFFSHORE FEEDER LP See All Filings	D/A	2019-03-08 17:01:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300117 Filed Document 0001387845-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-03-08 17:01:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONST BRAZIL US FEEDER FUND LP See All Filings	D/A	2019-03-08 16:59:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CDK Financial Services LLC CIK Number 0001502925 Filed Document 0001502925-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-08 16:59:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HCP China Capital Appreciation Fund, L.P. See All Filings	D/A	2019-03-08 16:57:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591754 Filed Document 0001387845-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-03-08 16:57:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Share Foundry I, LLC See All Filings	D	2019-03-08 16:56:33 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001769114 Filed Document 0001769114-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-08 16:56:33 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HCP Real Estate Fund II, L.P. See All Filings	D/A	2019-03-08 16:54:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707286 Filed Document 0001387845-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-03-08 16:54:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund