Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Verdeam Alternative Income Fund, LLLP See All Filings	D	2019-03-15 13:00:53 UTC
Amount To Be Raised $730,000 Associated Brokers / Dealers N/A CIK Number 0001674631 Filed Document 0001104659-19-015248 Exclusions or Exemptions 506b Accepted Date 2019-03-15 13:00:53 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PRESCOTT STRATEGIES FUND I LP See All Filings	D/A	2019-03-15 12:58:03 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers PICKWICK CAPITAL PARTNERS, LLC and PROFOR SECURITIES, LLC CIK Number 0001700469 Filed Document 0001700469-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-15 12:58:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forefront Dynamic Strategies Fund, LP See All Filings	D/A	2019-03-15 12:58:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536921 Filed Document 0001536921-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-15 12:58:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Forefront Select (Cayman) Fund Ltd. See All Filings	D/A	2019-03-15 12:50:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656623 Filed Document 0001656623-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-15 12:50:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
RNADerm Therapeutics, Inc. See All Filings	D	2019-03-15 12:47:53 UTC
Amount To Be Raised $14,750,000 Associated Brokers / Dealers N/A CIK Number 0001770512 Filed Document 0001770512-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-15 12:47:53 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Forefront Select (US) Fund LP See All Filings	D/A	2019-03-15 12:45:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656625 Filed Document 0001656625-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-15 12:45:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Atika Offshore Fund, Ltd. See All Filings	D/A	2019-03-15 12:36:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568947 Filed Document 0000919574-19-002443 Exclusions or Exemptions 506b Accepted Date 2019-03-15 12:36:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Kootenay Silver Inc. See All Filings	D	2019-03-15 12:34:33 UTC
Amount To Be Raised $5,415,759 Associated Brokers / Dealers Sprott Global Resource Investments Ltd. CIK Number 0001388891 Filed Document 0001567619-19-006944 Exclusions or Exemptions 506b Accepted Date 2019-03-15 12:34:33 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Partners Group Direct Equity 2019 (USD) C-I, L.P. See All Filings	D	2019-03-15 12:30:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770604 Filed Document 0001770604-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-15 12:30:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QR Pharma, Inc. See All Filings	D	2019-03-15 12:28:00 UTC
Amount To Be Raised $530,000 Associated Brokers / Dealers N/A CIK Number 0001477845 Filed Document 0001477845-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-15 12:28:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Glenview Offshore Opportunity Fund, Ltd. See All Filings	D/A	2019-03-15 12:21:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001388064 Filed Document 0001490709-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-03-15 12:21:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atika Capital Partners LP See All Filings	D/A	2019-03-15 12:18:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568986 Filed Document 0000919574-19-002439 Exclusions or Exemptions 506b Accepted Date 2019-03-15 12:18:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RAYSAP 237 PARK LLC See All Filings	D	2019-03-15 12:16:24 UTC
Amount To Be Raised $13,250,000 Associated Brokers / Dealers N/A CIK Number 0001770517 Filed Document 0001770517-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-15 12:16:24 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Macrosynergy Trading Fund L.P. See All Filings	D/A	2019-03-15 12:13:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480205 Filed Document 0001315863-19-000267 Exclusions or Exemptions 506b Accepted Date 2019-03-15 12:13:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Halo Communications, Inc. See All Filings	D	2019-03-15 12:08:56 UTC
Amount To Be Raised $5,450,000 Associated Brokers / Dealers N/A CIK Number 0001704200 Filed Document 0001704200-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-15 12:08:56 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Capital Bancshares, Inc. See All Filings	D	2019-03-15 12:04:51 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001768696 Filed Document 0001768696-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-15 12:04:51 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Portsea Master Fund, a sub-fund of Portsea Master Fund SICAV Ltd See All Filings	D/A	2019-03-15 12:01:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670902 Filed Document 0000943663-19-000071 Exclusions or Exemptions 506b Accepted Date 2019-03-15 12:01:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MALTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vitruvian BioMedical, Inc. See All Filings	D	2019-03-15 11:58:40 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001693587 Filed Document 0001693587-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-15 11:58:40 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GLENVIEW CAPITAL OPPORTUNITY FUND LP See All Filings	D/A	2019-03-15 11:58:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370109 Filed Document 0001490709-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-03-15 11:58:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oakdale Natomas, LLC See All Filings	D	2019-03-15 11:57:15 UTC
Amount To Be Raised $7,400,000 Associated Brokers / Dealers N/A CIK Number 0001770274 Filed Document 0001770274-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-15 11:57:15 UTC Type of Offering D Industry Construction Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Portsea Fund, a sub-fund of Portsea Fund SICAV PLC See All Filings	D/A	2019-03-15 11:54:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661991 Filed Document 0000943663-19-000070 Exclusions or Exemptions 506b Accepted Date 2019-03-15 11:54:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MALTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HAFF PARTNERS, L.P. See All Filings	D/A	2019-03-15 11:47:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733568 Filed Document 0000919574-19-002437 Exclusions or Exemptions 506b Accepted Date 2019-03-15 11:47:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Katalyst Inc. See All Filings	D	2019-03-15 11:47:35 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001670809 Filed Document 0001670809-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-15 11:47:35 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Samjo Partners, LP See All Filings	D/A	2019-03-15 11:44:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001293594 Filed Document 0000919574-19-002435 Exclusions or Exemptions 506b Accepted Date 2019-03-15 11:44:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ICG Television City Holdings, LLC See All Filings	D/A	2019-03-15 11:44:07 UTC
Amount To Be Raised $17,325,000 Associated Brokers / Dealers N/A CIK Number 0001766119 Filed Document 0001766119-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-03-15 11:44:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STARWOOD VEP II CO-INVEST, L.L.C. See All Filings	D	2019-03-15 11:40:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770733 Filed Document 0000919574-19-002433 Exclusions or Exemptions 506b Accepted Date 2019-03-15 11:40:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Reneo Capital SPV IV LP See All Filings	D	2019-03-15 11:36:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770209 Filed Document 0000902664-19-001562 Exclusions or Exemptions 506b Accepted Date 2019-03-15 11:36:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GLENVIEW INSTITUTIONAL PARTNERS L P See All Filings	D/A	2019-03-15 11:34:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001138970 Filed Document 0001490709-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-03-15 11:34:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
L2 Summit Enhanced Return Fund L.P. See All Filings	D/A	2019-03-15 11:30:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Castle Hill Capital Partners, Inc. CIK Number 0001641025 Filed Document 0000919574-19-002431 Exclusions or Exemptions 506b Accepted Date 2019-03-15 11:30:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Eight Acres Master Fund See All Filings	D	2019-03-15 11:30:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768535 Filed Document 0001768535-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-15 11:30:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCL Mortgage, LLC See All Filings	D	2019-03-15 11:29:01 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers GVC Capital LLC CIK Number 0001768735 Filed Document 0001011034-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-03-15 11:29:01 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
DOUBLE BLACK DIAMOND, L.P. See All Filings	D/A	2019-03-15 11:26:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc and Sendero Securities,LLC CIK Number 0001056352 Filed Document 0000945621-19-000125 Exclusions or Exemptions 506b Accepted Date 2019-03-15 11:26:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KDx Diagnostics, Inc. See All Filings	D	2019-03-15 11:25:02 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001699091 Filed Document 0001699091-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-15 11:25:02 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
BOATHOUSE ROW OFFSHORE LTD See All Filings	D/A	2019-03-15 11:24:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001316058 Filed Document 0001316058-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-15 11:24:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DOUBLE BLACK DIAMOND LTD. See All Filings	D/A	2019-03-15 11:21:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sendero Securities, LLC and UBS Financial Services Inc. CIK Number 0001461274 Filed Document 0000945621-19-000124 Exclusions or Exemptions 506b Accepted Date 2019-03-15 11:21:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Nexus Biologics, SPC See All Filings	D	2019-03-15 11:21:10 UTC
Amount To Be Raised $472,500 Associated Brokers / Dealers N/A CIK Number 0001770356 Filed Document 0001770356-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-15 11:21:10 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BLACK DIAMOND RELATIVE VALUE PARTNERS, L.P. See All Filings	D/A	2019-03-15 11:17:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001058947 Filed Document 0000945621-19-000123 Exclusions or Exemptions 506b Accepted Date 2019-03-15 11:17:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MFN Partners, LP See All Filings	D/A	2019-03-15 11:15:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732960 Filed Document 0001732960-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-15 11:15:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Replacement Parts Holdings LLC See All Filings	D	2019-03-15 11:12:52 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001770613 Filed Document 0001770613-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-15 11:12:52 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BLACK DIAMOND RELATIVE VALUE LTD. See All Filings	D/A	2019-03-15 11:11:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. and Sendero Securities, LLC CIK Number 0001460819 Filed Document 0000945621-19-000122 Exclusions or Exemptions 506b Accepted Date 2019-03-15 11:11:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GLENVIEW CAPITAL PARTNERS L P See All Filings	D/A	2019-03-15 11:10:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001138979 Filed Document 0001490709-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-15 11:10:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boathouse Row II L P See All Filings	D/A	2019-03-15 11:09:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001295594 Filed Document 0001295594-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-15 11:09:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLACK DIAMOND PARTNERS, L.P. See All Filings	D/A	2019-03-15 11:04:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. and Sendero Securities, LLC CIK Number 0000913211 Filed Document 0000945621-19-000121 Exclusions or Exemptions 506b Accepted Date 2019-03-15 11:04:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Axel Partners, LP See All Filings	D/A	2019-03-15 11:02:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001178623 Filed Document 0000919574-19-002429 Exclusions or Exemptions 506b Accepted Date 2019-03-15 11:02:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PITTENCRIEFF PARTNERS, LP See All Filings	D/A	2019-03-15 10:59:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439392 Filed Document 0001012975-19-000243 Exclusions or Exemptions 506b Accepted Date 2019-03-15 10:59:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black Diamond Ltd. See All Filings	D/A	2019-03-15 10:57:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sendero Securities, LLC and UBS Financial Services Inc. CIK Number 0001460866 Filed Document 0000945621-19-000120 Exclusions or Exemptions 506b Accepted Date 2019-03-15 10:57:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Battery Alternative Income Fund, LLC See All Filings	D/A	2019-03-15 10:57:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463349 Filed Document 0001463349-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-15 10:57:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boathouse Row I, L.P. See All Filings	D/A	2019-03-15 10:56:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458495 Filed Document 0001458495-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-15 10:56:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HHEP-Oilfield Expendables LP See All Filings	D	2019-03-15 10:54:09 UTC
Amount To Be Raised $3,321,737 Associated Brokers / Dealers N/A CIK Number 0001679917 Filed Document 0001679917-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-15 10:54:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
One William Street Capital Partners, L.P. See All Filings	D/A	2019-03-15 10:51:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company Incorporated, Morgan Stanley Smith Barney LLC, and Park Hill Group LLC CIK Number 0001435076 Filed Document 0000902664-19-001561 Exclusions or Exemptions 506b Accepted Date 2019-03-15 10:51:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity