Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BatteryOne Royalty Corp. See All Filings	D/A	2019-03-18 11:40:59 UTC
Amount To Be Raised $2,257,665 Associated Brokers / Dealers N/A CIK Number 0001759785 Filed Document 0001759785-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-18 11:40:59 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
York European Opportunities Fund Ltd See All Filings	D/A	2019-03-18 11:37:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512004 Filed Document 0001144204-19-014518 Exclusions or Exemptions 506b Accepted Date 2019-03-18 11:37:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Buffalo Groupe, LLC See All Filings	D	2019-03-18 11:33:41 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001768616 Filed Document 0001768616-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 11:33:41 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
BIO-PATH HOLDINGS INC See All Filings	D	2019-03-18 11:32:56 UTC
Amount To Be Raised $1,387,514 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001133818 Filed Document 0001007382-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 11:32:56 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Pura Vida Offshore Fund One, Ltd See All Filings	D/A	2019-03-18 11:28:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ZIA UMAR NAEEM CIK Number 0001637529 Filed Document 0000919574-19-002462 Exclusions or Exemptions 506b Accepted Date 2019-03-18 11:28:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lantos Technologies, Inc. See All Filings	D/A	2019-03-18 11:20:37 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001500664 Filed Document 0001500664-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-18 11:20:37 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
TransVoyant, Inc. See All Filings	D	2019-03-18 11:04:13 UTC
Amount To Be Raised $499,989 Associated Brokers / Dealers N/A CIK Number 0001701987 Filed Document 0001701987-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-18 11:04:13 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in TheBouqs) LP See All Filings	D	2019-03-18 11:01:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663856 Filed Document 0001465818-19-000013 Exclusions or Exemptions 506b Accepted Date 2019-03-18 11:01:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
North Avenue Capital, LLC See All Filings	D	2019-03-18 10:41:50 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001702838 Filed Document 0001702838-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 10:41:50 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
KYLIN OFFSHORE FUND LTD See All Filings	D/A	2019-03-18 10:41:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001358758 Filed Document 0001013594-19-000251 Exclusions or Exemptions 506b Accepted Date 2019-03-18 10:41:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VARDANA PARTNERS L P See All Filings	D/A	2019-03-18 10:39:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001366369 Filed Document 0001013594-19-000250 Exclusions or Exemptions 506b Accepted Date 2019-03-18 10:39:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Quantum Computing Inc. See All Filings	D	2019-03-18 10:33:57 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers None CIK Number 0001758009 Filed Document 0001213900-19-004334 Exclusions or Exemptions 506b Accepted Date 2019-03-18 10:33:57 UTC Type of Offering D Industry Computers Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Debt
CircleRock LLC See All Filings	D	2019-03-18 10:33:56 UTC
Amount To Be Raised $310,000 Associated Brokers / Dealers N/A CIK Number 0001770364 Filed Document 0001770364-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-18 10:33:56 UTC Type of Offering D Industry Retailing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
KYLIN FUND L P See All Filings	D/A	2019-03-18 10:33:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001358757 Filed Document 0001013594-19-000249 Exclusions or Exemptions 506b Accepted Date 2019-03-18 10:33:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Quantum Computing Inc. See All Filings	D	2019-03-18 10:30:57 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers None CIK Number 0001758009 Filed Document 0001213900-19-004332 Exclusions or Exemptions 506b Accepted Date 2019-03-18 10:30:57 UTC Type of Offering D Industry Computers Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
LOCUST WOOD CAPITAL OFFSHORE LTD See All Filings	D/A	2019-03-18 10:29:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Inc., J.P. Morgan Securities LLC, Credit Suisee Securities (USA) LLC, Morgan Stanley & CO. LLC, and Triple A Partners LLC CIK Number 0001357210 Filed Document 0001013594-19-000248 Exclusions or Exemptions 506b Accepted Date 2019-03-18 10:29:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CyGlass Inc. See All Filings	D/A	2019-03-18 10:29:04 UTC
Amount To Be Raised $9,229,492 Associated Brokers / Dealers N/A CIK Number 0001729764 Filed Document 0001729764-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 10:29:04 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LOCUST WOOD CAPITAL LP See All Filings	D/A	2019-03-18 10:28:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Inc., J.P, Morgan Securities LLC, Credit Suisse Securities (USA) LLC, Morgan Stanley & CO. LLC, and Triple A Partners LLC CIK Number 0001178063 Filed Document 0001013594-19-000247 Exclusions or Exemptions 506b Accepted Date 2019-03-18 10:28:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Quantum Computing Inc. See All Filings	D	2019-03-18 10:26:56 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001758009 Filed Document 0001213900-19-004330 Exclusions or Exemptions 506b Accepted Date 2019-03-18 10:26:56 UTC Type of Offering D Industry Computers Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Debt
TEL Library Partners llc See All Filings	D	2019-03-18 10:19:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716782 Filed Document 0001716782-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 10:19:28 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TCP Multi-Strategy Fund LP See All Filings	D/A	2019-03-18 10:17:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572154 Filed Document 0001572154-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 10:17:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EX Capital, LLC See All Filings	D	2019-03-18 10:15:48 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001770881 Filed Document 0001770881-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 10:15:48 UTC Type of Offering D Industry Manufacturing Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
BG UMBRELLA FUND PLC - BG FUND See All Filings	D	2019-03-18 10:11:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545156 Filed Document 0001545156-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 10:11:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bell Global Trust See All Filings	D/A	2019-03-18 10:11:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486268 Filed Document 0001012975-19-000246 Exclusions or Exemptions 506b Accepted Date 2019-03-18 10:11:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BlinkTech, LLC See All Filings	D	2019-03-18 10:11:01 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001770833 Filed Document 0001042167-19-000036 Exclusions or Exemptions 506b Accepted Date 2019-03-18 10:11:01 UTC Type of Offering D Industry Other Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Bell Australia Trust See All Filings	D/A	2019-03-18 10:06:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458399 Filed Document 0001012975-19-000245 Exclusions or Exemptions 506b Accepted Date 2019-03-18 10:06:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SC Coastal Properties, LLC See All Filings	D	2019-03-18 10:05:03 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001770740 Filed Document 0001770740-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 10:05:03 UTC Type of Offering D Industry Commercial Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
Barak Fund US Feeder, L.P. IF Series See All Filings	D/A	2019-03-18 09:56:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735087 Filed Document 0001735087-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 09:56:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barak Fund US Feeder, L.P. STF Series See All Filings	D/A	2019-03-18 09:53:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735086 Filed Document 0001735086-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 09:53:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spruce Private Investments Fund, LP See All Filings	D/A	2019-03-18 09:21:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001444005 Filed Document 0000902664-19-001577 Exclusions or Exemptions 506b Accepted Date 2019-03-18 09:21:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LinkSquares, Inc. See All Filings	D/A	2019-03-18 08:36:09 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001722207 Filed Document 0001722207-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-18 08:36:09 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Guggenheim Core Plus Fund, Ltd. See All Filings	D/A	2019-03-18 08:17:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Funds Distributors, LLC CIK Number 0001665174 Filed Document 0000899140-19-000317 Exclusions or Exemptions 506b Accepted Date 2019-03-18 08:17:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Guggenheim Core Plus Fund, LLC See All Filings	D/A	2019-03-18 08:15:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Funds Distributors, LLC CIK Number 0001665187 Filed Document 0000899140-19-000316 Exclusions or Exemptions 506b Accepted Date 2019-03-18 08:15:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pediatric Solutions, LLC See All Filings	D	2019-03-15 21:42:13 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001705730 Filed Document 0001705730-19-000004 Exclusions or Exemptions 504 and 506b Accepted Date 2019-03-15 21:42:13 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Activant Ventures III, LP See All Filings	D/A	2019-03-15 20:01:56 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Rede Partners LLP CIK Number 0001760228 Filed Document 0001567619-19-007012 Exclusions or Exemptions 506b Accepted Date 2019-03-15 20:01:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Acuta Ventures, LP See All Filings	D/A	2019-03-15 19:57:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601194 Filed Document 0001601194-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-15 19:57:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acuta Opportunity Offshore Fund, Ltd. See All Filings	D/A	2019-03-15 19:53:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569999 Filed Document 0001569999-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-15 19:53:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dimensions28 LLP See All Filings	D	2019-03-15 19:52:50 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001770802 Filed Document 0001770802-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-15 19:52:50 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Brrr!, Inc. See All Filings	D	2019-03-15 19:51:17 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001734523 Filed Document 0001734523-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-15 19:51:17 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Acuta Opportunity Fund, LP See All Filings	D/A	2019-03-15 19:37:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528091 Filed Document 0001528091-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-15 19:37:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lytics, Inc. See All Filings	D	2019-03-15 19:15:09 UTC
Amount To Be Raised $34,607,059 Associated Brokers / Dealers N/A CIK Number 0001579528 Filed Document 0001739074-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-15 19:15:09 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Acuta Capital Offshore Fund, Ltd. See All Filings	D/A	2019-03-15 19:10:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604651 Filed Document 0001604651-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-15 19:10:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acuta Capital Fund, LP See All Filings	D/A	2019-03-15 19:07:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601391 Filed Document 0001601391-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-15 19:07:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Access LXVII, L.P. See All Filings	D	2019-03-15 18:54:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770849 Filed Document 0001770849-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-15 18:54:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HELSINGOR USA LLC See All Filings	D	2019-03-15 18:26:15 UTC
Amount To Be Raised $1,217,500 Associated Brokers / Dealers N/A CIK Number 0001770628 Filed Document 0001770628-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-15 18:26:15 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Crown Europe Small Buyouts V Plc See All Filings	D	2019-03-15 18:25:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770872 Filed Document 0001770872-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-15 18:25:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Burstorm, Inc. See All Filings	D	2019-03-15 17:48:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614440 Filed Document 0001614440-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-15 17:48:28 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Option To Acquire
Burstorm, Inc. See All Filings	D	2019-03-15 17:41:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614440 Filed Document 0001614440-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-15 17:41:58 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Option To Acquire
UPSHOW, Inc. See All Filings	D	2019-03-15 17:32:30 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001770752 Filed Document 0001770752-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-15 17:32:30 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Engaged Capital Co-Invest VI-D, L.P. See All Filings	D	2019-03-15 17:28:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768883 Filed Document 0001144204-19-014385 Exclusions or Exemptions 506b Accepted Date 2019-03-15 17:28:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund