|
|
D/A |
2019-03-19 11:10:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734630
- Filed Document
- 0001734630-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 11:10:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-03-19 11:10:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734653
- Filed Document
- 0001734653-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 11:10:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-03-19 11:08:37 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001769067
- Filed Document
- 0001769067-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 11:08:37 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-03-19 11:07:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734604
- Filed Document
- 0001734604-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 11:07:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-03-19 11:05:16 UTC |
- Amount To Be Raised
- $16,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001770130
- Filed Document
- 0001770130-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 11:05:16 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-03-19 11:04:06 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001771041
- Filed Document
- 0001771041-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 11:04:06 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-03-19 11:03:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Blue Sand Securities
- CIK Number
- 0001510157
- Filed Document
- 0001770227-19-000018
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 11:03:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-03-19 11:02:57 UTC |
- Amount To Be Raised
- $446,705
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001769697
- Filed Document
- 0001769697-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 11:02:57 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MANITOBA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-03-19 11:01:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734628
- Filed Document
- 0001734628-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 11:01:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-03-19 10:59:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734662
- Filed Document
- 0001734662-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 10:59:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-03-19 10:53:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Not Applicable
- CIK Number
- 0001734641
- Filed Document
- 0001734641-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 10:53:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-03-19 10:52:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734619
- Filed Document
- 0001734619-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 10:52:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-03-19 10:51:58 UTC |
- Amount To Be Raised
- $26,166,664
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001697038
- Filed Document
- 0001697038-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 10:51:58 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-03-19 10:48:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Blue Sand Securities LLC
- CIK Number
- 0001527558
- Filed Document
- 0001770227-19-000017
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 10:48:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-19 10:46:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Not Applicable
- CIK Number
- 0001734633
- Filed Document
- 0001734633-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 10:46:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-03-19 10:44:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Blue Sand Securities LLC, Pacer Financial, Inc., Stifel Nicolaus & Co., Inc., Alternative Access Capital, LLC, Silver Leaf Partners, LLC, Crewe Capital LLC, EDI Financial, Inc., CV Brokerage, Inc., Silber Bennett Financial Inc., Orchard Securities, Source Capital Group, Inc., WFG Investments, Inc., Calton & Associates, Inc., IBN Financial Services, Inc., and Invicta Capital LLC
- CIK Number
- 0001487109
- Filed Document
- 0001770227-19-000015
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 10:44:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-19 10:44:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Blue Sand Securities LLC, Pacer Financial, Inc., Stifel Nicolaus & Co., Inc., Alternative Access Capital, LLC, Silver Leaf Partners, LLC, Crewe Capital LLC, EDI Financial, Inc., CV Brokerage, Inc., Silber Bennett Financial Inc., Orchard Securities, Source Capital Group, Inc., WFG Investments, Inc., Calton & Associates, Inc., IBN Financial Services, Inc., and Invicta Capital LLC
- CIK Number
- 0001487109
- Filed Document
- 0001770227-19-000016
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 10:44:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-19 10:39:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734663
- Filed Document
- 0001734663-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 10:39:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-03-19 10:39:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001663001
- Filed Document
- 0000919574-19-002475
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 10:39:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-03-19 10:34:51 UTC |
- Amount To Be Raised
- $23,630,272
- Associated Brokers / Dealers
- Bobby K Cowand, Ty Bauer, Richard Goodwin, Charles Huffington, Kenneth Harter, Michael Ihrie, Marc Seeherman, Azam Jaber, Leslie Calhoun, and Troy Sutton
- CIK Number
- 0001765835
- Filed Document
- 0001765835-19-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 10:34:51 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-03-19 10:29:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001130262
- Filed Document
- 0001130262-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 10:29:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-19 10:27:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734660
- Filed Document
- 0001734660-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 10:27:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-03-19 10:25:50 UTC |
- Amount To Be Raised
- $502,778
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001770918
- Filed Document
- 0001770922-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 10:25:50 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-03-19 10:23:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- WFG Investments, Inc., Blue Sand Securities LLC, Stifel Nicolaus & Co., Incorporated, Pacer Financial, Inc., Hamilton Miller Investments, LLC, Alternative Access Capital, LLC, Silver Leaf Partners, LLC, Cabin Securities, Inc., EDI Financial, Inc., CV Brokerage, Inc., Silber Bennett Financial Inc., Orchard Securities, Source Capital Group, Inc., Crewe Capital LLC, Calton & Associates, Inc., IBN Financial Services, Inc., Keel Point Capital LLC, SCF Securities, Inc., and Invicta Capital LLC
- CIK Number
- 0001438171
- Filed Document
- 0001770227-19-000014
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 10:23:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-19 10:22:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001050889
- Filed Document
- 0001050889-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 10:22:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-03-19 10:19:44 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720966
- Filed Document
- 0001720966-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 10:19:44 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-03-19 10:18:56 UTC |
- Amount To Be Raised
- $91,351
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001770809
- Filed Document
- 0001770809-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 10:18:56 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- DENMARK
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2019-03-19 10:16:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001110449
- Filed Document
- 0001110449-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 10:16:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-19 10:10:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Blue Sand Securities LLC
- CIK Number
- 0001527559
- Filed Document
- 0001770227-19-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 10:10:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-19 10:08:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001387807
- Filed Document
- 0001387807-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 10:08:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-03-19 09:57:36 UTC |
- Amount To Be Raised
- $513,888
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001770922
- Filed Document
- 0001770922-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 09:57:36 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-03-19 09:55:27 UTC |
- Amount To Be Raised
- $130,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001717254
- Filed Document
- 0001717254-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 09:55:27 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-03-19 09:40:20 UTC |
- Amount To Be Raised
- $27,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001771000
- Filed Document
- 0001771000-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 09:40:20 UTC
- Type of Offering
- D
- Industry
- Lodging and Conventions
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-03-19 09:40:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001766330
- Filed Document
- 0001766330-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 09:40:20 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-19 09:36:54 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- Bernhard Hoffmann
- CIK Number
- 0001455364
- Filed Document
- 0001455364-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 09:36:54 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-03-19 09:35:10 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001741718
- Filed Document
- 0001741718-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 09:35:10 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-03-19 09:26:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734791
- Filed Document
- 0001566114-19-000043
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 09:26:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-19 09:24:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc., Agecroft Partners LLC, Richard Freundlich, Richard Landsberger, Buckman, Buckman & Reid, Inc., J. H. Darbie & Co., Inc., Paul Rabinovitch, and Paul Rabinovitch
- CIK Number
- 0001456208
- Filed Document
- 0001013594-19-000258
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 09:24:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-03-19 09:23:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Richard Landsberger, Paul Rabinovitch, and Paul Rabinovitch
- CIK Number
- 0001564766
- Filed Document
- 0001013594-19-000257
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 09:23:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-03-19 09:22:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Agecroft Partners LLC, Richard Freundlich, Richard Landsberger, Buckman, Buckman & Reid, Inc., J. H, Darbie & Co., Inc., Paul Rabinovitch, and Paul Rabinovitch
- CIK Number
- 0001440995
- Filed Document
- 0001013594-19-000256
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 09:22:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-03-19 09:22:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc., Agecroft Partners LLC, Richard Freundlich, Richard Landsberger, Howard L. Blum, Buckman, Buckman & Reid, Inc., J. H. Darbie & Co., Inc., Paul Rabinovitch, and Paul Rabinovitch
- CIK Number
- 0001455536
- Filed Document
- 0001013594-19-000255
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 09:22:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-03-19 09:21:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc., Agecroft Partners LLC, Richard Freundlich, Richard Landsberger, Howard L. Blum Jr., Buckman, Buckman & Reid, Inc., J. H. Darbie & Co., Inc., Paul Rabinovitch, CAIS Capital, LLC, Paul Rabinovitch, and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001029788
- Filed Document
- 0001013594-19-000254
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 09:21:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-03-19 09:20:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc., Agecroft Partners LLC, Richard Freundlich, Richard Landsberger, Buckman, Buckman & Reid, Inc., J.H. DARBIE & CO., INC., Award Capital Advisory Limited, Paul Rabinovitch, Paul Rabinovitch, and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001456210
- Filed Document
- 0001013594-19-000253
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 09:20:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-03-19 09:20:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001732996
- Filed Document
- 0001013594-19-000252
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 09:20:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-03-19 09:12:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001270623
- Filed Document
- 0000902664-19-001587
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 09:12:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-19 09:11:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001337674
- Filed Document
- 0000902664-19-001586
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 09:11:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-03-19 09:10:59 UTC |
- Amount To Be Raised
- $2,855,185
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001771014
- Filed Document
- 0001461373-19-000020
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 09:10:59 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-03-19 09:09:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460561
- Filed Document
- 0000902664-19-001585
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 09:09:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-19 09:07:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001236239
- Filed Document
- 0000902664-19-001584
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 09:07:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-03-19 09:01:17 UTC |
- Amount To Be Raised
- $290,857
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001771045
- Filed Document
- 0001771045-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-19 09:01:17 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- $Not Applicable
- Type of Security
- Other
|