Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SHENKMAN ENERGY OPPORTUNITY FUND, L.P. See All Filings	D/A	2019-03-20 15:56:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities Inc. and Credit Suisse Securities (USA) LLC CIK Number 0001634860 Filed Document 0000919574-19-002511 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:56:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Security Leadership Capital Fund I, L.P. See All Filings	D	2019-03-20 15:55:15 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001771108 Filed Document 0001771108-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:55:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SHENKMAN ENERGY OPPORTUNITY FUND LTD. See All Filings	D/A	2019-03-20 15:54:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities Inc. and Credit Suisse Securities (USA) LLC CIK Number 0001637549 Filed Document 0000919574-19-002509 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:54:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PRIMUS HIGH YIELD BOND FUND, L.P. See All Filings	D/A	2019-03-20 15:52:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities Inc. and Credit Suisse Securities (USA) LLC CIK Number 0001080711 Filed Document 0000919574-19-002507 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:52:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CB Celtic Topco, L.P. See All Filings	D	2019-03-20 15:49:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770362 Filed Document 0001770362-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:49:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gamma Convertible Fund, L.P. See All Filings	D/A	2019-03-20 15:49:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities Inc. and Credit Suisse Securities (USA) LLC CIK Number 0001468661 Filed Document 0000919574-19-002505 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:49:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Archipelago Global US III, LLC See All Filings	D/A	2019-03-20 15:48:58 UTC
Amount To Be Raised $503,000 Associated Brokers / Dealers N/A CIK Number 0001723275 Filed Document 0001723275-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:48:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avon Village Marketplace, LLC See All Filings	D	2019-03-20 15:48:30 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001770247 Filed Document 0001770247-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:48:30 UTC Type of Offering D Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CREDOS FLOATING RATE FUND LP See All Filings	D/A	2019-03-20 15:46:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities Inc. and Credit Suisse Securities (USA) LLC CIK Number 0001409064 Filed Document 0000919574-19-002503 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:46:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CREDOS FLOATING RATE FUND LTD. See All Filings	D/A	2019-03-20 15:44:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities Inc. and Credit Suisse Securities (USA) LLC CIK Number 0001571048 Filed Document 0000919574-19-002501 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:44:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Permanens Non-Agency RMBS Allocation Fund LP See All Filings	D/A	2019-03-20 15:43:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580595 Filed Document 0001315863-19-000279 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:43:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Odeko Inc. See All Filings	D	2019-03-20 15:43:09 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001771271 Filed Document 0001771271-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:43:09 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Permanens Alternatives Fund LP See All Filings	D/A	2019-03-20 15:43:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701404 Filed Document 0001315863-19-000278 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:43:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ProDeal360 Inc. See All Filings	D/A	2019-03-20 15:42:07 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001702549 Filed Document 0001702549-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:42:07 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Permanens Capital Equities Fund, L.P. See All Filings	D/A	2019-03-20 15:42:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544990 Filed Document 0001315863-19-000277 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:42:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Permanens Capital Floating Rate Fund LP See All Filings	D/A	2019-03-20 15:41:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580592 Filed Document 0001315863-19-000276 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:41:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NE Fund I, a series of Moving Capital, LP See All Filings	D	2019-03-20 15:40:58 UTC
Amount To Be Raised $847,985 Associated Brokers / Dealers N/A CIK Number 0001771211 Filed Document 0001771211-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:40:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Permanens Capital Physical Precious Metals Fund, L.P. See All Filings	D/A	2019-03-20 15:40:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563780 Filed Document 0001315863-19-000275 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:40:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Permanens Capital Short Duration High Yield Fund, L.P. See All Filings	D/A	2019-03-20 15:39:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669833 Filed Document 0001315863-19-000274 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:39:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Permanens Partners Fund, L.P. See All Filings	D/A	2019-03-20 15:38:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758562 Filed Document 0001315863-19-000273 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:38:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Permanens Capital Defensive Income Fund, L.P. See All Filings	D/A	2019-03-20 15:36:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669835 Filed Document 0001315863-19-000272 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:36:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SC Absolute Return Fund, LLC Series B See All Filings	D/A	2019-03-20 15:35:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569397 Filed Document 0001566114-19-000056 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:35:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Earl Grey Capital II, a series of Angel Deal Holdings, LP See All Filings	D	2019-03-20 15:29:47 UTC
Amount To Be Raised $927,000 Associated Brokers / Dealers N/A CIK Number 0001771246 Filed Document 0001771246-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:29:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SMAHF Fund II L.L.C. See All Filings	D/A	2019-03-20 15:26:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597187 Filed Document 0001566114-19-000055 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:26:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kentucky Racing Holdco, LLC See All Filings	D	2019-03-20 15:26:08 UTC
Amount To Be Raised $63,000,000 Associated Brokers / Dealers N/A CIK Number 0001771237 Filed Document 0001709409-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:26:08 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Silvery Lupine Fund, LLC See All Filings	D/A	2019-03-20 15:22:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613647 Filed Document 0001566114-19-000054 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:22:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TR Fund I, a series of Corigin Ventures SPV, LP See All Filings	D	2019-03-20 15:18:41 UTC
Amount To Be Raised $576,900 Associated Brokers / Dealers N/A CIK Number 0001771218 Filed Document 0001771218-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:18:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSM II, L.P. See All Filings	D/A	2019-03-20 15:15:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619322 Filed Document 0001566114-19-000053 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:15:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Schechter Private Capital Fund I, LLC - Series M See All Filings	D	2019-03-20 15:14:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768939 Filed Document 0001768939-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:14:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Biolinq Inc See All Filings	D	2019-03-20 15:14:38 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001685406 Filed Document 0001685406-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:14:38 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dover Street X AIF SCSp See All Filings	D	2019-03-20 15:12:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable and Not Applicable CIK Number 0001771286 Filed Document 0001771286-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:12:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
HarbourVest Dover Street X Investment L.P. See All Filings	D	2019-03-20 15:09:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable and Not Applicable CIK Number 0001771275 Filed Document 0001771275-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:09:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TO Fund I, a series of Riverside Ventures, LP See All Filings	D	2019-03-20 15:08:47 UTC
Amount To Be Raised $188,000 Associated Brokers / Dealers N/A CIK Number 0001771227 Filed Document 0001771227-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:08:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eagle Income Fund II, LLC See All Filings	D	2019-03-20 15:07:12 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers NONE CIK Number 0001771268 Filed Document 0001771268-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:07:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
HarbourVest Access - Dover Street X LLC See All Filings	D	2019-03-20 15:06:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable and Not Applicable CIK Number 0001771324 Filed Document 0001771324-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:06:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RE Fund I, a series of Pathbreaker SPV, LP See All Filings	D	2019-03-20 15:01:56 UTC
Amount To Be Raised $508,000 Associated Brokers / Dealers N/A CIK Number 0001771248 Filed Document 0001771248-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:01:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capstone Event Group, LLC See All Filings	D	2019-03-20 15:01:14 UTC
Amount To Be Raised $4,900,000 Associated Brokers / Dealers N/A CIK Number 0001718943 Filed Document 0001718943-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:01:14 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Mel Fisher Expedition - 2019, LLC See All Filings	D/A	2019-03-20 15:00:52 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Southernmost Expeditions, LLC CIK Number 0001770581 Filed Document 0001770581-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-20 15:00:52 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Dover Street X Feeder Fund L.P. See All Filings	D	2019-03-20 14:59:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable and Not Applicable CIK Number 0001771285 Filed Document 0001771285-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-20 14:59:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Dover Street X L.P. See All Filings	D	2019-03-20 14:56:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable and Not Applicable CIK Number 0001771277 Filed Document 0001771277-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-20 14:56:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Kairos Pegasus Fund S.A. See All Filings	D/A	2019-03-20 14:55:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711128 Filed Document 0000945621-19-000127 Exclusions or Exemptions 506b Accepted Date 2019-03-20 14:55:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mel Fisher Expedition - 2019, LLC See All Filings	D	2019-03-20 14:54:29 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Southernmost Expeditions, LLC CIK Number 0001770581 Filed Document 0001770581-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 14:54:29 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
ION Fund I, a series of 5 Prime Ventures, LP See All Filings	D	2019-03-20 14:44:26 UTC
Amount To Be Raised $30,361 Associated Brokers / Dealers N/A CIK Number 0001771129 Filed Document 0001771129-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 14:44:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orbus Therapeutics, Inc. See All Filings	D/A	2019-03-20 14:43:15 UTC
Amount To Be Raised $39,500,024 Associated Brokers / Dealers N/A CIK Number 0001650743 Filed Document 0001650743-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 14:43:15 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
A-SZO-33-Fund, a series of Brad Flora Investments, LP See All Filings	D	2019-03-20 14:35:08 UTC
Amount To Be Raised $224,682 Associated Brokers / Dealers N/A CIK Number 0001771295 Filed Document 0001771295-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 14:35:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pipeline Equity Inc. See All Filings	D/A	2019-03-20 14:31:39 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001724824 Filed Document 0001724824-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-20 14:31:39 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Marifil Mines Ltd See All Filings	D	2019-03-20 14:29:44 UTC
Amount To Be Raised $18,732 Associated Brokers / Dealers N/A CIK Number 0001571724 Filed Document 0001085037-19-000026 Exclusions or Exemptions 506b Accepted Date 2019-03-20 14:29:44 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Banyan Pediatric Care Centers, Inc See All Filings	D	2019-03-20 14:23:54 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001771176 Filed Document 0001771176-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 14:23:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Gelato Fiasco, Inc. See All Filings	D	2019-03-20 14:22:52 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001555971 Filed Document 0001555971-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 14:22:52 UTC Type of Offering D Industry Retailing Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
Chance OZ I, LLC See All Filings	D	2019-03-20 14:15:55 UTC
Amount To Be Raised $7,200,000 Associated Brokers / Dealers N/A CIK Number 0001770908 Filed Document 0001770908-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-20 14:15:55 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity