Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CYNVENIO BIOSYSTEMS INC See All Filings	D/A	2019-04-01 12:41:42 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001445789 Filed Document 0001445789-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-01 12:41:42 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
Katonah Capital Partners LLC See All Filings	D/A	2019-04-01 12:41:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673704 Filed Document 0001566114-19-000057 Exclusions or Exemptions 506b Accepted Date 2019-04-01 12:41:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SCU L.L.C. See All Filings	D	2019-04-01 12:27:20 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001731822 Filed Document 0001731822-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-01 12:27:20 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Rock Bluff 2019 Private Equity Partnership, L.P. See All Filings	D	2019-04-01 12:22:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772386 Filed Document 0001772386-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-01 12:22:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ara Fund I, LP See All Filings	D/A	2019-04-01 12:14:03 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001744275 Filed Document 0000897069-19-000184 Exclusions or Exemptions 506b Accepted Date 2019-04-01 12:14:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TrueBridge Direct Fund II, L.P. See All Filings	D	2019-04-01 11:55:51 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001769849 Filed Document 0001769849-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-01 11:55:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JRL ENERGY, INC. See All Filings	D	2019-04-01 11:42:38 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001714900 Filed Document 0001714900-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-01 11:42:38 UTC Type of Offering D Industry Coal Mining Principal Place of Business GEORGIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Angel Medical Systems Inc See All Filings	D	2019-04-01 11:06:46 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001564031 Filed Document 0001564031-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-01 11:06:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ClassPass Inc. See All Filings	D	2019-04-01 10:51:08 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001619181 Filed Document 0001619181-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-01 10:51:08 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Greenhaven Road Capital Partners Fund, L.P. See All Filings	D/A	2019-04-01 10:49:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736068 Filed Document 0001736068-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-01 10:49:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WealthForge Holdings, Inc. See All Filings	D	2019-04-01 10:41:05 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001550313 Filed Document 0001550313-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-01 10:41:05 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Paulson Credit Opportunities II Ltd. See All Filings	D/A	2019-04-01 10:23:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Plus Securities LLC CIK Number 0001733302 Filed Document 0001013594-19-000304 Exclusions or Exemptions 506b Accepted Date 2019-04-01 10:23:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Paulson Credit Opportunities II, L.P. See All Filings	D/A	2019-04-01 10:21:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Plus Securities LLC CIK Number 0001733324 Filed Document 0001013594-19-000303 Exclusions or Exemptions 506b Accepted Date 2019-04-01 10:21:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Greenhaven Road Capital Fund 2, L.P. See All Filings	D/A	2019-04-01 10:18:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736139 Filed Document 0001736139-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-01 10:18:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WTC Multi Strategy Fund Offshore, LLC See All Filings	D/A	2019-04-01 10:09:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725907 Filed Document 0001725907-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-01 10:09:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WTC Multi Strategy Fund, LLC See All Filings	D/A	2019-04-01 10:03:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719318 Filed Document 0001719318-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-01 10:03:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Checkmate Pharmaceuticals, Inc. See All Filings	D/A	2019-04-01 09:56:48 UTC
Amount To Be Raised $21,999,995 Associated Brokers / Dealers N/A CIK Number 0001651431 Filed Document 0001651431-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-04-01 09:56:48 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Whittier Corporate America Fund, LP See All Filings	D/A	2019-04-01 09:56:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643130 Filed Document 0001643130-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-01 09:56:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Harvest Fisheries Partners, LLC See All Filings	D	2019-04-01 09:45:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641286 Filed Document 0000945621-19-000143 Exclusions or Exemptions 506b Accepted Date 2019-04-01 09:45:41 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HOME DIVERSIFICATION CORP See All Filings	D	2019-04-01 09:21:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772221 Filed Document 0001772221-19-000001 Exclusions or Exemptions 506b and 504.1 Accepted Date 2019-04-01 09:21:24 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW HAMPSHIRE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Genesis Software Innovations, LLC See All Filings	D	2019-04-01 09:12:14 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001772212 Filed Document 0001772212-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-01 09:12:14 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
New Mountain Guardian Partners II Offshore, L.P. See All Filings	D/A	2019-04-01 09:10:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Asante Capital Group Advisors LLC CIK Number 0001698559 Filed Document 0000902664-19-001721 Exclusions or Exemptions 506b Accepted Date 2019-04-01 09:10:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
New Mountain Guardian Partners II, L.P. See All Filings	D/A	2019-04-01 09:08:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Asante Capital Group Advisors LLC CIK Number 0001683530 Filed Document 0000902664-19-001720 Exclusions or Exemptions 506b Accepted Date 2019-04-01 09:08:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KB/V LLC See All Filings	D/A	2019-04-01 09:05:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638035 Filed Document 0000902664-19-001719 Exclusions or Exemptions 506b Accepted Date 2019-04-01 09:05:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MaintainX Inc. See All Filings	D	2019-04-01 08:57:56 UTC
Amount To Be Raised $3,476,000 Associated Brokers / Dealers N/A CIK Number 0001762155 Filed Document 0001762155-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-01 08:57:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Artemis Hedgehog LP See All Filings	D	2019-03-29 21:06:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772099 Filed Document 0001772099-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 21:06:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FXVI/II - Rigado, LLC See All Filings	D	2019-03-29 20:29:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771858 Filed Document 0001771857-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-03-29 20:29:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FusionX Ventures - Nano3, LLC See All Filings	D	2019-03-29 20:22:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771859 Filed Document 0001771857-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-03-29 20:22:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FusionX Ventures - Nano2, LLC See All Filings	D	2019-03-29 20:21:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771860 Filed Document 0001771857-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-03-29 20:21:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FusionX Ventures - Nano, LLC See All Filings	D	2019-03-29 20:20:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772092 Filed Document 0001771857-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-03-29 20:20:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FusionX Ventures - Genalyte, LLC See All Filings	D	2019-03-29 20:18:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771861 Filed Document 0001771857-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-03-29 20:18:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FusionX Ventures - Bellwether3, LLC See All Filings	D	2019-03-29 20:17:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771862 Filed Document 0001771857-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-03-29 20:17:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FusionX Ventures - Bellwether2, LLC See All Filings	D	2019-03-29 20:15:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772091 Filed Document 0001771857-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-29 20:15:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Riverside Resources Inc See All Filings	D	2019-03-29 20:14:38 UTC
Amount To Be Raised $3,144,897 Associated Brokers / Dealers Sprott Global Resource Investments Ltd CIK Number 0001411912 Filed Document 0001567619-19-007876 Exclusions or Exemptions 506b Accepted Date 2019-03-29 20:14:38 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
FusionX Ventures - Bellwether, LLC See All Filings	D	2019-03-29 20:13:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771856 Filed Document 0001771857-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-29 20:13:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FusionX Ventures - 3DEO, LLC See All Filings	D	2019-03-29 20:10:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771857 Filed Document 0001771857-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 20:10:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Secura Bio, Inc. See All Filings	D	2019-03-29 20:05:14 UTC
Amount To Be Raised $90,000,000 Associated Brokers / Dealers N/A CIK Number 0001771442 Filed Document 0001771442-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 20:05:14 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Vista Public Strategies Onshore Fund, L.P. See All Filings	D/A	2019-03-29 19:57:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670749 Filed Document 0001670749-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 19:57:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HCP ABSOLUTE RETURN FUND, L.P. See All Filings	D/A	2019-03-29 19:00:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300116 Filed Document 0001300116-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-29 19:00:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tokens Index Fund LLC See All Filings	D	2019-03-29 18:48:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763347 Filed Document 0001763347-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 18:48:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Financial Opportunity Long/Short Fund Ltd. See All Filings	D	2019-03-29 18:48:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001772038 Filed Document 0001772038-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 18:48:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RTB Digital Media Corp See All Filings	D	2019-03-29 18:40:09 UTC
Amount To Be Raised $7,773,339 Associated Brokers / Dealers N/A CIK Number 0001772219 Filed Document 0001772219-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 18:40:09 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Infinity Green Inc. See All Filings	D/A	2019-03-29 18:37:12 UTC
Amount To Be Raised $7,000,000,000 Associated Brokers / Dealers Internal Revenue Service/D.O.T.T. CIK Number 0001737817 Filed Document 0001737817-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-03-29 18:37:12 UTC Type of Offering D/A Industry Electric Utilities Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Financial Opportunity Long/Short Fund LLC See All Filings	D/A	2019-03-29 18:27:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001663646 Filed Document 0001453695-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-29 18:27:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RYU APPAREL INC. See All Filings	D	2019-03-29 18:17:09 UTC
Amount To Be Raised $18,750 Associated Brokers / Dealers N/A CIK Number 0001472601 Filed Document 0001085037-19-000031 Exclusions or Exemptions 506b Accepted Date 2019-03-29 18:17:09 UTC Type of Offering D Industry Retailing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Financial Opportunity Fund Ltd. See All Filings	D/A	2019-03-29 18:16:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001589528 Filed Document 0001453695-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-29 18:16:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FINANCIAL OPPORTUNITY FUND LLC See All Filings	D/A	2019-03-29 18:03:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001453695 Filed Document 0001453695-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 18:03:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oneida Group Inc. See All Filings	D	2019-03-29 17:29:21 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001772030 Filed Document 0001772030-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-29 17:29:21 UTC Type of Offering D Industry Retailing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Javelin Venture Partners I SPV I, LLC See All Filings	D	2019-03-29 17:25:50 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001638280 Filed Document 0001638280-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-29 17:25:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GTIS Qualified Opportunity Fund LLC See All Filings	D	2019-03-29 17:18:43 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Rockefeller Financial LLC CIK Number 0001771667 Filed Document 0000947871-19-000255 Exclusions or Exemptions 506b Accepted Date 2019-03-29 17:18:43 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity