Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Surterra Holdings, Inc./DE See All Filings	D/A	2019-04-03 15:47:02 UTC
Amount To Be Raised $165,500,000 Associated Brokers / Dealers N/A CIK Number 0001749034 Filed Document 0001749034-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 15:47:02 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Mobiquity Technologies, Inc. See All Filings	D	2019-04-03 15:45:14 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Alexander Capital, L.P. CIK Number 0001084267 Filed Document 0001683168-19-000942 Exclusions or Exemptions 506b Accepted Date 2019-04-03 15:45:14 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Gateway Ambulatory Surgery Center, LLC See All Filings	D	2019-04-03 15:42:07 UTC
Amount To Be Raised $902,410 Associated Brokers / Dealers N/A CIK Number 0001478192 Filed Document 0001478192-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 15:42:07 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Latoka Capital, Inc See All Filings	D	2019-04-03 15:41:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772615 Filed Document 0001772615-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 15:41:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
Peter Pan: The Land of Forever, LLC See All Filings	D	2019-04-03 15:40:05 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001770832 Filed Document 0000899797-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-03 15:40:05 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GeneTx Biotherapeutics LLC See All Filings	D/A	2019-04-03 15:38:49 UTC
Amount To Be Raised $6,324,132 Associated Brokers / Dealers N/A CIK Number 0001757906 Filed Document 0001757906-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 15:38:49 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Octane Lending, Inc. See All Filings	D	2019-04-03 15:38:15 UTC
Amount To Be Raised $7,224,929 Associated Brokers / Dealers N/A CIK Number 0001613576 Filed Document 0001613576-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-03 15:38:15 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rand 418 LLC See All Filings	D	2019-04-03 15:31:16 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001772433 Filed Document 0001772433-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 15:31:16 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
CAPTURELIFE, INC. See All Filings	D	2019-04-03 15:29:22 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001727049 Filed Document 0001362118-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-04-03 15:29:22 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Exponent Private Equity Partners IV, LP See All Filings	D	2019-04-03 15:18:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001736058 Filed Document 0001736058-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-03 15:18:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Voyager Capital Fund V-A, L.P. See All Filings	D	2019-04-03 15:09:28 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001772405 Filed Document 0001772405-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 15:09:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Wealth Capital XLI US Investor, LP See All Filings	D	2019-04-03 15:06:00 UTC
Amount To Be Raised $9,925,000 Associated Brokers / Dealers N/A CIK Number 0001772571 Filed Document 0001642247-19-000012 Exclusions or Exemptions 506b Accepted Date 2019-04-03 15:06:00 UTC Type of Offering D Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
People Center, Inc. See All Filings	D	2019-04-03 15:04:15 UTC
Amount To Be Raised $44,999,958 Associated Brokers / Dealers N/A CIK Number 0001772138 Filed Document 0001772138-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 15:04:15 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Madison Core Property Fund LP See All Filings	D/A	2019-04-03 14:59:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Susan K. Charon, Mark S. Johnson, and Brian A. Schroeder CIK Number 0001536683 Filed Document 0001536683-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-03 14:59:09 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HZF Post Ridge, LLC See All Filings	D	2019-04-03 14:52:55 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers N/A CIK Number 0001771553 Filed Document 0001771553-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 14:52:55 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Block 9 Hotel LLC See All Filings	D	2019-04-03 14:51:48 UTC
Amount To Be Raised $11,675,021 Associated Brokers / Dealers N/A CIK Number 0001743260 Filed Document 0001743260-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 14:51:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Carmenta Capital Co-Investments, L.P. - Investment Class 10 See All Filings	D	2019-04-03 14:49:44 UTC
Amount To Be Raised $5,100,000 Associated Brokers / Dealers N/A CIK Number 0001772170 Filed Document 0001772170-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 14:49:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lasses 44, LLC See All Filings	D	2019-04-03 14:44:12 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001772707 Filed Document 0001376474-19-000072 Exclusions or Exemptions 506b Accepted Date 2019-04-03 14:44:12 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Spyglass - Collierville LLC See All Filings	D	2019-04-03 14:43:00 UTC
Amount To Be Raised $5,666,852 Associated Brokers / Dealers N/A CIK Number 0001676953 Filed Document 0000950138-19-000211 Exclusions or Exemptions 506b Accepted Date 2019-04-03 14:43:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Deep Lens, Inc. See All Filings	D	2019-04-03 14:42:21 UTC
Amount To Be Raised $14,000,001 Associated Brokers / Dealers N/A CIK Number 0001754425 Filed Document 0001754425-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 14:42:21 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Post Ridge Sponsor, LLC See All Filings	D	2019-04-03 14:41:53 UTC
Amount To Be Raised $11,600,000 Associated Brokers / Dealers N/A CIK Number 0001771509 Filed Document 0001771509-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 14:41:53 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
BIOS LTI Co-Invest III, LP See All Filings	D	2019-04-03 14:39:13 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001772033 Filed Document 0001772033-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 14:39:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Gramercy Extremity Orthopedics, LLC See All Filings	D/A	2019-04-03 14:26:21 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001655147 Filed Document 0001655147-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 14:26:21 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Self-Storage Portfolio VI, DST See All Filings	D/A	2019-04-03 14:14:19 UTC
Amount To Be Raised $26,663,786 Associated Brokers / Dealers Robert Smith, Chay Lapin, Bryan Hakola, Thomas Kieffer, David Levinson, Christopher Dukes, Elizabeth Friant, Scott Sheehan, Michael Radford, Shawn O'Shaugnessy, Caleb Tsang, Grant Conness, Mike Bendix, Forrest Padilla, RCX Capital Group, LLC, Glen Biener, David Dahill, Ronald Myers, John Jenkins, Mark Williams, Bryce Hamilton, Robert Fagan, Daren Pladson, Jason McMurty, Jill Klose, AnnMarie Millinazzo, Troy Thomas, and Taylor Ashland CIK Number 0001765796 Filed Document 0001757500-19-000019 Exclusions or Exemptions 506b Accepted Date 2019-04-03 14:14:19 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Legacy Ventures, LLC See All Filings	D/A	2019-04-03 14:12:07 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001736238 Filed Document 0001209191-19-023003 Exclusions or Exemptions 506b Accepted Date 2019-04-03 14:12:07 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
C-Motive Technologies, Inc. See All Filings	D	2019-04-03 14:07:15 UTC
Amount To Be Raised $2,000,633 Associated Brokers / Dealers N/A CIK Number 0001771472 Filed Document 0000897069-19-000193 Exclusions or Exemptions 506b Accepted Date 2019-04-03 14:07:15 UTC Type of Offering D Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Altered by Kimberly Barasch, Inc. See All Filings	D	2019-04-03 14:01:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001769227 Filed Document 0001769227-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 14:01:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
PGIM Core Bond Fund of the Prudential Trust Co Institutional Business Trust See All Filings	D/A	2019-04-03 13:59:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001702142 Filed Document 0001772679-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 13:59:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sun Belt Multifamily Portfolio DST See All Filings	D/A	2019-04-03 13:58:37 UTC
Amount To Be Raised $89,946,980 Associated Brokers / Dealers Edward Fernandez, Eric Scaff, Jeffrey Bangerter, Conrad Pensavaile Jr, Dennis O'Connor, John Scott, and Michael Hall CIK Number 0001767656 Filed Document 0001757500-19-000018 Exclusions or Exemptions 506b Accepted Date 2019-04-03 13:58:37 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Series C, a Series of K2 VC, LLC See All Filings	D/A	2019-04-03 13:56:25 UTC
Amount To Be Raised $15,200,000 Associated Brokers / Dealers N/A CIK Number 0001760804 Filed Document 0001760804-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 13:56:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Empowered Education, Inc. See All Filings	D	2019-04-03 13:54:47 UTC
Amount To Be Raised $8,000,015 Associated Brokers / Dealers N/A CIK Number 0001772644 Filed Document 0001772644-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 13:54:47 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
PETROTEQ ENERGY INC. See All Filings	D	2019-04-03 13:51:37 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001561180-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-04-03 13:51:37 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
National Multifamily Portfolio IV DST See All Filings	D/A	2019-04-03 13:43:44 UTC
Amount To Be Raised $138,158,359 Associated Brokers / Dealers Daniel Raupp, Christina Nielson, John Harvey, Injil Muhammad, David Dahill, Hugo Grimaldi, Scott Sheehan, Edward Fernandez, Gene Williams, Gena Mickschl, Justin Bachman, David Launder, Michael Markey, Spencer Weston, Matt Rubis, Stephen Norton, Cambridge Investment Research, Sagepoint Financial, Inc., Michael Feldman, Daryl Carter, David Ebner, Joseph Hagler, Michael Puls, Lance Dumas, Summit Brokerage Services, Inc, Centaurus Financial, Inc., 1st Global Capital Corporation, Mike Bendix, Matthew Nielsen, Deborah Stackpole, Edward Kasperavich, S Paul Lorusso, Triad Advisors, Inc., Patrick Conway, N. William Vertrees, Derrigan Sheedy, William Upson, Troy Thomas, David Kangas, Kevin Hughes, Lincoln Financial Advisors, Eric Scaff, Anthony Urban, Barry Ozer, Kirk Dobson, Christopher Riel, Robert Fagan, George Pitra, John Cahill, Carmen Morrone, Barry Le May, Jared Sutton, Jonathan Khalavsky, Peter Karp, David Levinson, Ronald Pompei, RCX Capital Group LLC, Richard Holtan, Brett Ohlen, Robert Fagan, Thomas Scheiman, Shelley Cole, Roger Smith, Jared Sutton, Benjamin Hill, Lois Leynse, John Ochsner, Joseph Broadbent, Nathaniel Edie, Peter Fisher, Grant Conness, Bhavin Mehta, Edwin Suzuki, Kirk Miller, Jeff Morris, Tim Clairmont, Jeffrey Bangerter, Brian Long, William Tufts, Eric Bell, Joseph Nugent, Gary Benson, Thomas Povinelli, Kelly Clyde, Anders Haugen, Alex Kowalski, Richard Park, Jeffrey Baker, Scott Brown, Gene Alvin Brehm, Daniel Bisese, Joseph Hubbard, Stephen Swarbrick, John Bishop, Timothy Hobbs, Brian Zimmerman, Susan Gitt, Dennis O'Connor, Robert Schultz, and John Mansfield CIK Number 0001757500 Filed Document 0001757500-19-000017 Exclusions or Exemptions 506b Accepted Date 2019-04-03 13:43:44 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Ultra-Low Loss Technologies See All Filings	D	2019-04-03 13:41:51 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001772713 Filed Document 0001772713-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 13:41:51 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Florida Multifamily Portfolio II DST See All Filings	D/A	2019-04-03 13:35:33 UTC
Amount To Be Raised $98,479,389 Associated Brokers / Dealers Debra Schleining, Jason McMurtry, Edward Fernandez, Curt Smiley, David Levinson, Troy Thomas, John Uyeki, Kirk Dobson, Andrew Pesha, Gali Horev, Jennifer Jost, Paul Getty, John Powell, Coleman Goldsmith, Brian Herking, Jeff Vollmer, Matt Rubis, Donald Meredith, Kerri Sullivan-Kreiss, Gene Alvin Brehm, Daniel Moskowitz, Christina Nielson, Kraig Mickelsen, Trawnegan Gall, Stacey Morimoto, Mark Cosenza, David Eurton, Inland Securities Corporation, Matthew Myers, Josephine Buck, Dawn Campbell, Timothy Tracy, David Kramer, Samuel Julian, Diana Fletcher, Kenneth Barroga, Sagepoint Financial, Inc., Matthew Hickey, Thomas Karsten, Wayne Bernardo, Darrach Bourke, Jason Salmon, Ronald Wicklace, Dean Burchett, Lynette Atchley, Douglas T Charney, Frederic Cassivi, David Mowatt, Elizabeth Friant, Shawn Valentine, William Toft, Aaron Broz, Jeffrey McKay, Anthony Brown, Stephen Swarbrick, Jeffrey Baker, Duane Swanson, Jordon Wold, Michael Ludwin, Concorde Investment Services, LLC, Triad Advisors, Inc., Cambridge Investment Research, Investacorp, Inc., Lincoln Financial Advisors, Royal Alliance Associates, Inc., Summit Brokerage Services, Inc, 1st Global Capital Corporation, Alfred Polizzotto, H.D. Vest Investment Securites Inc, Bhagwati Mahendru, Spencer Weston, RCX Capital Group LLC, Justin Lowy, Eric Bicknese, Robert Horning, Richard Kiesel, Monroe Diefendorf, Jacob Tujian, David Vileno, Maxwell Phillips, Thomas Kieffer, Bennett Ely, Tom Velken, Melinda Olbert, Christopher Riel, Yong Chang, Jung(Josh) Lee, Dieter Thurow, Marc Barretta, Stevan Gates, Jared Sutton, Scott Sheehan, Anthony Urban, Barry Ozer, Michael Feldman, Kevin Hughes, Jorge Alfonso, David Dahill, Adam Bryan, and Jesus Quezada CIK Number 0001747750 Filed Document 0001747750-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-04-03 13:35:33 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
FPP CIS Opportunities Fund Inc. See All Filings	D/A	2019-04-03 13:32:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699275 Filed Document 0000943663-19-000101 Exclusions or Exemptions 506b Accepted Date 2019-04-03 13:32:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FPP CIS Opportunities Fund L.P. See All Filings	D/A	2019-04-03 13:28:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699276 Filed Document 0000943663-19-000100 Exclusions or Exemptions 506b Accepted Date 2019-04-03 13:28:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MSS Holdco, LLC See All Filings	D	2019-04-03 13:28:05 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001745107 Filed Document 0001745107-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 13:28:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HARRISON STREET SOCIAL INFRASTRUCTURE FUND B, L.P. See All Filings	D/A	2019-04-03 13:27:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744140 Filed Document 0001744139-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 13:27:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Altor Orchid Co-Invest Limited Partnership See All Filings	D	2019-04-03 13:25:22 UTC
Amount To Be Raised $28,184,874 Associated Brokers / Dealers N/A CIK Number 0001772247 Filed Document 0001772247-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-03 13:25:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fort Myers Multifamily DST See All Filings	D/A	2019-04-03 13:24:38 UTC
Amount To Be Raised $23,971,364 Associated Brokers / Dealers Inland Securities Corporation, Rudi Siela, John Chess, Edward Fernandez, RCX Capital Group LLC, Scott Sheehan, Kevin Daniels, Debra Shleining, Grant Conness, Robert Bye, Eric Scaff, Sherry Malone, Mike Bendix, Jeff Senglaub, Blayne Anderson, Troy Thomas, Damian Dering, Marinos Ballas, William Morrow, and Jack Creighton CIK Number 0001759531 Filed Document 0001759531-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-04-03 13:24:38 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
HARRISON STREET SOCIAL INFRASTRUCTURE FUND A, L.P. See All Filings	D/A	2019-04-03 13:20:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744139 Filed Document 0001744138-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-03 13:20:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
HARRISON STREET SOCIAL INFRASTRUCTURE FUND, L.P. See All Filings	D/A	2019-04-03 13:14:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744138 Filed Document 0001744138-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 13:14:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Spyn Pay, Inc. See All Filings	D	2019-04-03 13:01:06 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001771331 Filed Document 0001771331-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 13:01:06 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
polySpectra, Inc. See All Filings	D	2019-04-03 13:00:13 UTC
Amount To Be Raised $9,250,000 Associated Brokers / Dealers N/A CIK Number 0001772320 Filed Document 0001772320-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 13:00:13 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ezCater, Inc. See All Filings	D	2019-04-03 13:00:00 UTC
Amount To Be Raised $149,999,657 Associated Brokers / Dealers N/A CIK Number 0001531046 Filed Document 0001531046-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-03 13:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Wahupta Ventures Inc See All Filings	D	2019-04-03 12:56:23 UTC
Amount To Be Raised $1,296,848 Associated Brokers / Dealers Mark Clark, Ventura Capital Partners, Canateq Holdings, Vanessa Green, Brandon Green, and Julia Green CIK Number 0001770791 Filed Document 0001534122-19-000014 Exclusions or Exemptions 506b Accepted Date 2019-04-03 12:56:23 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SkyTop Auto Transformation Fund LLC See All Filings	D	2019-04-03 12:52:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767646 Filed Document 0001012975-19-000280 Exclusions or Exemptions 506b Accepted Date 2019-04-03 12:52:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Saif Capital, LLC See All Filings	D	2019-04-03 12:52:35 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Saif Capital, LLC CIK Number 0001772390 Filed Document 0001772390-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-03 12:52:35 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Silverstein Capital Partners JV I REIT LLC See All Filings	D/A	2019-04-03 12:47:23 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001759680 Filed Document 0000950172-19-000063 Exclusions or Exemptions 506b Accepted Date 2019-04-03 12:47:23 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity