Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Guardion Health Sciences, Inc. See All Filings	D	2019-04-04 15:25:14 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001642375 Filed Document 0001144204-19-018155 Exclusions or Exemptions 506b Accepted Date 2019-04-04 15:25:14 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ME Fund I, a series of Von Wallenstein AngelList Funds, LP See All Filings	D	2019-04-04 15:23:01 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001772862 Filed Document 0001772862-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-04 15:23:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IN Fund I, a series of Parade VC, LP See All Filings	D	2019-04-04 15:14:51 UTC
Amount To Be Raised $183,000 Associated Brokers / Dealers N/A CIK Number 0001772872 Filed Document 0001772872-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-04 15:14:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NREA Southeast Portfolio Three, DST See All Filings	D/A	2019-04-04 15:13:50 UTC
Amount To Be Raised $72,403,877 Associated Brokers / Dealers DFPG Investments Inc., Debra J Schleining, Gary G Benson, Matthew T Rubis, Gregory J Meyer, Concorde Investment Services LLC, James M. Lamont, David B. Clark, Chay Lapin, Joral T Schmalle, David P Dahill, Tomas J Velken, Robin T Naylor, Michael L. Cruz, Edward Fernandez, Gary Leavitt, Leslie Pappas, Kim R. Kunz, Corbin S. Thomas, Elizabeth Learned Friant, James K. Johnston, Martin J. Curry, Patrick T Shea, Jason A Salmon, Timothy L. Stauffer, and Charles Wagner CIK Number 0001762806 Filed Document 0001762806-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-04-04 15:13:50 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
O-Nano LLC See All Filings	D	2019-04-04 15:10:16 UTC
Amount To Be Raised $990,000 Associated Brokers / Dealers N/A CIK Number 0001772876 Filed Document 0001772876-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-04 15:10:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WAV Fund I, a series of Heron Rock AL Access Funds, LP See All Filings	D	2019-04-04 15:02:38 UTC
Amount To Be Raised $183,500 Associated Brokers / Dealers N/A CIK Number 0001772844 Filed Document 0001772844-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-04 15:02:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Shields Select High Yield Bond Fund, LP See All Filings	D/A	2019-04-04 15:02:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC CIK Number 0001703194 Filed Document 0001567619-19-008394 Exclusions or Exemptions 506b Accepted Date 2019-04-04 15:02:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Squarepoint International Feeder Ltd See All Filings	D/A	2019-04-04 15:00:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671169 Filed Document 0000902664-19-001762 Exclusions or Exemptions 506b Accepted Date 2019-04-04 15:00:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Virtu Qualified Opportunity Fund, LP See All Filings	D	2019-04-04 14:55:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771513 Filed Document 0001771513-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-04 14:55:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YSP Fund I, a series of DV Deals, LP See All Filings	D	2019-04-04 14:55:02 UTC
Amount To Be Raised $132,999 Associated Brokers / Dealers N/A CIK Number 0001772840 Filed Document 0001772840-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-04 14:55:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vintage Destin JV, LLC See All Filings	D	2019-04-04 14:52:13 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001772841 Filed Document 0001772841-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-04 14:52:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
L Capital Advisors LLC See All Filings	D	2019-04-04 14:48:45 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001771618 Filed Document 0001771618-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-04 14:48:45 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Bullseye Disciplined Long Short Fund LP See All Filings	D/A	2019-04-04 14:45:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513780 Filed Document 0001315863-19-000311 Exclusions or Exemptions 506b Accepted Date 2019-04-04 14:45:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Legalist Fund II, L.P. See All Filings	D	2019-04-04 14:42:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772543 Filed Document 0000935836-19-000212 Exclusions or Exemptions 506b Accepted Date 2019-04-04 14:42:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iocurrents, inc. See All Filings	D	2019-04-04 14:35:39 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001675213 Filed Document 0001675213-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-04 14:35:39 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Ingwe Resicap LLC See All Filings	D/A	2019-04-04 14:31:36 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers First Liberties Financial CIK Number 0001763145 Filed Document 0001763145-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-04 14:31:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avanath Affordable Housing IV, LLC See All Filings	D	2019-04-04 14:19:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772776 Filed Document 0001772776-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-04 14:19:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Savile Row MLP III, LLC See All Filings	D/A	2019-04-04 14:14:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573585 Filed Document 0001573585-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-04 14:14:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Vogt Industrial Park LLC See All Filings	D	2019-04-04 14:13:42 UTC
Amount To Be Raised $6,475,000 Associated Brokers / Dealers N/A CIK Number 0001772851 Filed Document 0001772851-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-04 14:13:42 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CHC Partners Holdings, Inc. See All Filings	D	2019-04-04 14:11:26 UTC
Amount To Be Raised $2,628,333 Associated Brokers / Dealers N/A CIK Number 0001772728 Filed Document 0001772728-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-04 14:11:26 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Praetego, Inc. See All Filings	D	2019-04-04 14:02:03 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001736121 Filed Document 0001736121-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-04 14:02:03 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Winter 19 Investments, a series of FloraMcCabe Demo Day Funds, LP See All Filings	D/A	2019-04-04 13:46:55 UTC
Amount To Be Raised $93,022 Associated Brokers / Dealers N/A CIK Number 0001761102 Filed Document 0001762879-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-04 13:46:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRIGHTON - PC, LLC See All Filings	D	2019-04-04 13:44:04 UTC
Amount To Be Raised $2,840,000 Associated Brokers / Dealers N/A ISSUER DIRECT SALES CIK Number 0001772669 Filed Document 0001772669-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-04 13:44:04 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Squarepoint US Feeder Ltd See All Filings	D/A	2019-04-04 13:39:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671170 Filed Document 0000902664-19-001761 Exclusions or Exemptions 506b Accepted Date 2019-04-04 13:39:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keen Decision Systems, Inc. See All Filings	D	2019-04-04 13:36:23 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001772616 Filed Document 0001772616-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-04 13:36:23 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
AllianzGI Structured Alpha Multi-Beta Series LLC I - US Small Cap Series See All Filings	D/A	2019-04-04 13:33:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671556 Filed Document 0001671556-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-04 13:33:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 351 See All Filings	D	2019-04-04 13:33:07 UTC
Amount To Be Raised $4,035,000 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001762879 Filed Document 0001762879-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-04 13:33:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Perfuse Therapeutics, Inc. See All Filings	D	2019-04-04 13:31:56 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001771941 Filed Document 0001771941-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-04 13:31:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FlexIt Inc. See All Filings	D	2019-04-04 13:29:48 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001771997 Filed Document 0001771997-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-04 13:29:48 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Sage Qualified Opportunity Fund I, L.P. See All Filings	D	2019-04-04 13:28:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001771461 Filed Document 0001771461-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-04 13:28:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Woodmar CV Neptune LLC See All Filings	D	2019-04-04 13:22:54 UTC
Amount To Be Raised $925,000 Associated Brokers / Dealers N/A CIK Number 0001771769 Filed Document 0001771769-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-04 13:22:54 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
New Providence Capital Lending, LLC See All Filings	D	2019-04-04 13:21:58 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-04 13:21:58 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
AllianzGI Structured Alpha Multi-Beta Series LLC I - US Fixed Income Series See All Filings	D/A	2019-04-04 13:21:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671565 Filed Document 0001671565-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-04 13:21:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
One Hit Wonder Farms LLC See All Filings	D	2019-04-04 13:19:28 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001772779 Filed Document 0001493152-19-004888 Exclusions or Exemptions 506b Accepted Date 2019-04-04 13:19:28 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CA Fund I, a series of Tempo Ventures, LP See All Filings	D	2019-04-04 13:18:08 UTC
Amount To Be Raised $103,000 Associated Brokers / Dealers N/A CIK Number 0001772824 Filed Document 0001772849-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-04 13:18:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AllianzGI Structured Alpha Multi-Beta Series LLC I - International Equity Series See All Filings	D/A	2019-04-04 13:09:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671566 Filed Document 0001671566-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-04 13:09:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
SKINCURE ONCOLOGY LLC See All Filings	D	2019-04-04 13:06:28 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001686132 Filed Document 0001686132-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-04 13:06:28 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
ALM Fund I, a series of Unpopular VC, LP See All Filings	D	2019-04-04 12:58:24 UTC
Amount To Be Raised $355,002 Associated Brokers / Dealers N/A CIK Number 0001772849 Filed Document 0001772849-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-04 12:58:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stepstone Atlas Opportunities Fund II LP See All Filings	D	2019-04-04 12:51:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771110 Filed Document 0001771110-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-04 12:51:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APPLEBROOK ASSOCIATES LLC See All Filings	D/A	2019-04-04 12:50:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001105262 Filed Document 0001637493-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-04 12:50:49 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Zestful, Inc. See All Filings	D/A	2019-04-04 12:49:41 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001688927 Filed Document 0001688927-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-04 12:49:41 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AllianzGI Structured Alpha Multi-Beta Series LLC I - US Long Credit Series See All Filings	D/A	2019-04-04 12:48:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671558 Filed Document 0001671558-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-04 12:48:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
A-SJT-PR-17-Fund, a series of RNN Syndicates, LP See All Filings	D	2019-04-04 12:47:13 UTC
Amount To Be Raised $155,000 Associated Brokers / Dealers N/A CIK Number 0001772834 Filed Document 0001772834-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-04 12:47:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clifton Commodities Fund LP See All Filings	D/A	2019-04-04 12:46:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509504 Filed Document 0000350797-19-000019 Exclusions or Exemptions 506b Accepted Date 2019-04-04 12:46:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Napier Park Select Fund LP See All Filings	D/A	2019-04-04 12:44:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604474 Filed Document 0000902664-19-001759 Exclusions or Exemptions 506b Accepted Date 2019-04-04 12:44:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWPORT SAGAMORE LLC See All Filings	D/A	2019-04-04 12:42:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001177736 Filed Document 0001724485-19-000032 Exclusions or Exemptions 506b Accepted Date 2019-04-04 12:42:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newport Patriot LLC See All Filings	D/A	2019-04-04 12:41:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300627 Filed Document 0001724485-19-000031 Exclusions or Exemptions 506b Accepted Date 2019-04-04 12:41:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newport MMPPT, LLC See All Filings	D/A	2019-04-04 12:39:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736576 Filed Document 0001724485-19-000030 Exclusions or Exemptions 506b Accepted Date 2019-04-04 12:39:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Modular Medical, Inc. See All Filings	D	2019-04-04 12:38:14 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001074871 Filed Document 0001019056-19-000229 Exclusions or Exemptions 506b Accepted Date 2019-04-04 12:38:14 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NEWPORT MESA LLC See All Filings	D/A	2019-04-04 12:37:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001199904 Filed Document 0001724485-19-000029 Exclusions or Exemptions 506b Accepted Date 2019-04-04 12:37:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund