Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ABK Biomedical Inc See All Filings	D	2019-04-22 13:54:13 UTC
Amount To Be Raised $23,499,999 Associated Brokers / Dealers N/A CIK Number 0001773773 Filed Document 0001773773-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 13:54:13 UTC Type of Offering D Industry Biotechnology Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Dash Radio, Inc. See All Filings	D	2019-04-22 13:47:48 UTC
Amount To Be Raised $11,450,000 Associated Brokers / Dealers N/A CIK Number 0001622871 Filed Document 0001622871-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 13:47:48 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Baseline CRE Income Fund, LLC See All Filings	D	2019-04-22 13:42:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001772548 Filed Document 0001772548-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 13:42:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Whistic, Inc. See All Filings	D/A	2019-04-22 13:37:26 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001668182 Filed Document 0001668182-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-04-22 13:37:26 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
CLICKFOX, INC See All Filings	D	2019-04-22 13:33:05 UTC
Amount To Be Raised $5,999,999 Associated Brokers / Dealers N/A CIK Number 0001275774 Filed Document 0001275774-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 13:33:05 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Wealthcapital I, LP See All Filings	D/A	2019-04-22 13:31:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630505 Filed Document 0001562555-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-04-22 13:31:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meridian 54 LLC See All Filings	D	2019-04-22 13:27:56 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001649220 Filed Document 0001649220-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 13:27:56 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
OncoNano Medicine, Inc. See All Filings	D/A	2019-04-22 13:27:37 UTC
Amount To Be Raised $35,392,140 Associated Brokers / Dealers Salem Partners LLC CIK Number 0001735726 Filed Document 0001735726-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-22 13:27:37 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tampa Bay Banking Co See All Filings	D/A	2019-04-22 13:23:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707724 Filed Document 0001707724-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 13:23:05 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Jack's Holdings, Inc. See All Filings	D	2019-04-22 12:51:59 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001699697 Filed Document 0001699697-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-22 12:51:59 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
XA SPV, LLC See All Filings	D	2019-04-22 12:28:49 UTC
Amount To Be Raised $45,800,000 Associated Brokers / Dealers N/A CIK Number 0001771024 Filed Document 0001771024-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 12:28:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Project Verte Inc. See All Filings	D/A	2019-04-22 12:04:11 UTC
Amount To Be Raised $12,000,020 Associated Brokers / Dealers N/A CIK Number 0001773414 Filed Document 0001773414-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-22 12:04:11 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Halcyon Fund, L.P. See All Filings	D/A	2019-04-22 11:51:46 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001761788 Filed Document 0001761788-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-22 11:51:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adaptive Holdings Ltd See All Filings	D	2019-04-22 11:51:34 UTC
Amount To Be Raised $2,828,117 Associated Brokers / Dealers N/A CIK Number 0001772355 Filed Document 0001772355-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-22 11:51:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Debt
Hedosophia Partners III L.P. See All Filings	D	2019-04-22 11:46:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773355 Filed Document 0001773355-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 11:46:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hamlin Income Plus Fund, L.P. See All Filings	D	2019-04-22 11:27:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMD Capital LLC CIK Number 0001465384 Filed Document 0001465384-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 11:27:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
VV ATREUS SPECIAL FUND LLC See All Filings	D	2019-04-22 11:26:04 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001774043 Filed Document 0001774043-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 11:26:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HAMLIN YIELD PARTNERS LP See All Filings	D	2019-04-22 11:24:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001260464 Filed Document 0001260464-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 11:24:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
AJO Emerging Markets Hedge Fund, L.P. See All Filings	D/A	2019-04-22 11:20:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565093 Filed Document 0001565093-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 11:20:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AJO Emerging Markets Offshore Hedge Fund, Ltd. See All Filings	D/A	2019-04-22 11:15:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565074 Filed Document 0001565074-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 11:15:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Optimus Ride Inc. See All Filings	D	2019-04-22 10:52:27 UTC
Amount To Be Raised $60,000,004 Associated Brokers / Dealers N/A CIK Number 0001656170 Filed Document 0001656170-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-22 10:52:27 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Old Orchard Credit Fund, Ltd. See All Filings	D/A	2019-04-22 10:44:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673777 Filed Document 0001673777-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 10:44:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DoubleRainbow Biosciences Inc. See All Filings	D	2019-04-22 10:44:54 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001749735 Filed Document 0001749735-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-22 10:44:54 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Old Orchard Credit Fund LP See All Filings	D/A	2019-04-22 10:42:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Growth Advisors LLC CIK Number 0001639245 Filed Document 0001639245-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 10:42:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Point Arena Manufacturing, LLC See All Filings	D	2019-04-22 10:38:46 UTC
Amount To Be Raised $2,500,020 Associated Brokers / Dealers N/A CIK Number 0001774200 Filed Document 0001493152-19-005691 Exclusions or Exemptions 506b Accepted Date 2019-04-22 10:38:46 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Noveome Biotherapeutics, Inc. See All Filings	D/A	2019-04-22 10:34:56 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001478304 Filed Document 0001478304-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 10:34:56 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
LH Law Holdings LLC See All Filings	D	2019-04-22 10:34:54 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001774305 Filed Document 0001774305-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 10:34:54 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
CUSHING FUND LP See All Filings	D/A	2019-04-22 10:26:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001212598 Filed Document 0001315863-19-000364 Exclusions or Exemptions 506b Accepted Date 2019-04-22 10:26:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AquaFiber Technologies Corp See All Filings	D	2019-04-22 10:17:53 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001517241 Filed Document 0001517241-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 10:17:53 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
11726 WEST LLC See All Filings	D	2019-04-22 10:02:19 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001774435 Filed Document 0001774435-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 10:02:19 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
REVOLOK TECHNOLOGIES, LLC See All Filings	D	2019-04-22 07:59:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001774303 Filed Document 0001774303-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-22 07:59:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
SOL Global Investments Corp. See All Filings	D	2019-04-22 07:42:30 UTC
Amount To Be Raised $3,129,742 Associated Brokers / Dealers N/A CIK Number 0001710138 Filed Document 0001062993-19-001810 Exclusions or Exemptions 506b Accepted Date 2019-04-22 07:42:30 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Grabr Inc. See All Filings	D	2019-04-19 20:32:38 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001638252 Filed Document 0001638252-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-19 20:32:38 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
aXiomatic, LLC See All Filings	D	2019-04-19 20:22:06 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001708560 Filed Document 0001382963-19-000040 Exclusions or Exemptions 506b Accepted Date 2019-04-19 20:22:06 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AMADEUS PARTNERS L P See All Filings	D/A	2019-04-19 18:24:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC CIK Number 0000829311 Filed Document 0000899140-19-000371 Exclusions or Exemptions 506b Accepted Date 2019-04-19 18:24:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HAS Partners Fund, L.P. See All Filings	D/A	2019-04-19 18:23:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC CIK Number 0001594155 Filed Document 0000899140-19-000370 Exclusions or Exemptions 506b Accepted Date 2019-04-19 18:23:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HAS Partners Retirement Fund, L.P. See All Filings	D/A	2019-04-19 18:23:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC CIK Number 0001580555 Filed Document 0000899140-19-000369 Exclusions or Exemptions 506b Accepted Date 2019-04-19 18:23:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
590 Partners, L.P. See All Filings	D/A	2019-04-19 18:22:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC CIK Number 0001574752 Filed Document 0000899140-19-000368 Exclusions or Exemptions 506b Accepted Date 2019-04-19 18:22:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Neuberger Berman Income Plus Fund LP See All Filings	D/A	2019-04-19 18:21:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC, Barclays Capital Inc., Purshe Kaplan Sterling Investments, Stifel, Nicholaus & Company, and Summit Trail Securities, LLC CIK Number 0001438742 Filed Document 0000899140-19-000367 Exclusions or Exemptions 506b Accepted Date 2019-04-19 18:21:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NB PINE ROCK FUND LP See All Filings	D/A	2019-04-19 18:20:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC, Barclays Capital Inc., Purshe Kaplan Sterling Investments, and Stifel, Nicholaus & Company CIK Number 0001456066 Filed Document 0000899140-19-000366 Exclusions or Exemptions 506b Accepted Date 2019-04-19 18:20:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NB ALL CAP ALPHA FUND LP See All Filings	D/A	2019-04-19 18:19:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC, Barclays Capital Inc., Purshe Kaplan Sterling Investments, and Stifel, Nicholaus & Company CIK Number 0001436168 Filed Document 0000899140-19-000365 Exclusions or Exemptions 506b Accepted Date 2019-04-19 18:19:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Capital Group Opportunistic Fund LLC See All Filings	D/A	2019-04-19 18:18:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and Neuberger Berman BD LLC CIK Number 0001107982 Filed Document 0000899140-19-000364 Exclusions or Exemptions 506b Accepted Date 2019-04-19 18:18:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gain Stone Fort LLC See All Filings	D	2019-04-19 18:11:20 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001774433 Filed Document 0001774433-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-19 18:11:20 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Aletheia Therapeutics, Inc. See All Filings	D	2019-04-19 17:58:17 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001774040 Filed Document 0001774040-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-19 17:58:17 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
RANDOLPH STREET INVESTMENT PARTNERS, L.P. - 2019 PEF See All Filings	D	2019-04-19 17:54:07 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001774427 Filed Document 0001774427-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-19 17:54:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
POSaBIT, Inc. See All Filings	D	2019-04-19 17:35:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669562 Filed Document 0001669562-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-19 17:35:39 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SPACE CAPITAL L.P. See All Filings	D/A	2019-04-19 17:29:24 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001722993 Filed Document 0001722993-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-19 17:29:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oakcliff Capital Partners, LP See All Filings	D/A	2019-04-19 17:27:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oakcliff Partners LLC CIK Number 0001657335 Filed Document 0001657335-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-19 17:27:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACIFIC VOLT INC. See All Filings	D	2019-04-19 17:20:41 UTC
Amount To Be Raised $4,825,000 Associated Brokers / Dealers N/A CIK Number 0001770934 Filed Document 0001770934-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-19 17:20:41 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. See All Filings	D	2019-04-19 17:18:40 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001773441 Filed Document 0001773451-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-04-19 17:18:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund