Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Suneva Medical Inc. See All Filings	D	2019-04-25 13:53:49 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001562974 Filed Document 0001562974-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 13:53:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Systematica Macro RV Fund Ltd See All Filings	D/A	2019-04-25 13:53:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710210 Filed Document 0001315863-19-000381 Exclusions or Exemptions 506b Accepted Date 2019-04-25 13:53:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BioStream Technologies, LLC See All Filings	D	2019-04-25 13:44:47 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001716551 Filed Document 0001192482-19-000204 Exclusions or Exemptions 506b Accepted Date 2019-04-25 13:44:47 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Ares European Real Estate Fund V SCSp See All Filings	D/A	2019-04-25 13:35:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ares Investor Services LLC, J.P. Morgan Securities, and Barclays Bank PLC CIK Number 0001735214 Filed Document 0001735214-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 13:35:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EDGE DISCOVERY LLC See All Filings	D/A	2019-04-25 13:34:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431721 Filed Document 0001772162-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-25 13:34:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trigr Therapeutics, Inc. See All Filings	D	2019-04-25 13:32:27 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001772165 Filed Document 0001772165-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-25 13:32:27 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Sidus IV Credit Opportunity Fund, L.P. See All Filings	D	2019-04-25 13:29:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467834 Filed Document 0001467834-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 13:29:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Beehouse FK, LLC See All Filings	D	2019-04-25 13:27:18 UTC
Amount To Be Raised $4,753,230 Associated Brokers / Dealers N/A CIK Number 0001774759 Filed Document 0001774759-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 13:27:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wisconsin Lithotripsy, LLC See All Filings	D	2019-04-25 13:26:39 UTC
Amount To Be Raised $192,000 Associated Brokers / Dealers N/A CIK Number 0001774726 Filed Document 0001774726-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 13:26:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Summit Wireless Technologies, Inc. See All Filings	D	2019-04-25 13:23:59 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Alexander Capital, L.P. CIK Number 0001682149 Filed Document 0001144204-19-021198 Exclusions or Exemptions 506b Accepted Date 2019-04-25 13:23:59 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Trigr Therapeutics, Inc. See All Filings	D	2019-04-25 13:20:11 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001772165 Filed Document 0001772165-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 13:20:11 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Turner Imaging Systems, Inc. See All Filings	D	2019-04-25 13:19:34 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001723419 Filed Document 0001723419-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-25 13:19:34 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
SWIM Partners, LP See All Filings	D/A	2019-04-25 13:17:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556907 Filed Document 0001556907-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 13:17:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
AppSheet, Inc. See All Filings	D	2019-04-25 13:14:08 UTC
Amount To Be Raised $19,335,060 Associated Brokers / Dealers N/A CIK Number 0001774214 Filed Document 0001774214-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 13:14:08 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Mink Brook Capital LLC See All Filings	D	2019-04-25 13:10:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774802 Filed Document 0001774802-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 13:10:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Intrinio, Inc. See All Filings	D	2019-04-25 13:09:19 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001709846 Filed Document 0001709846-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 13:09:19 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Opportunistic Custom Alternative Strategies Series 1, a series of Riverview Multi-Client Solutions Fund LP See All Filings	D/A	2019-04-25 13:06:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001701530 Filed Document 0001701530-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 13:06:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Daltboard LLC See All Filings	D	2019-04-25 13:05:59 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001774539 Filed Document 0001774539-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 13:05:59 UTC Type of Offering D Industry Business Services Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
Systematica Alternative Risk Premia ERISA Fund Ltd See All Filings	D/A	2019-04-25 12:42:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748090 Filed Document 0001315863-19-000380 Exclusions or Exemptions 506b Accepted Date 2019-04-25 12:42:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Unqork Inc. See All Filings	D	2019-04-25 12:40:52 UTC
Amount To Be Raised $21,996,541 Associated Brokers / Dealers N/A CIK Number 0001734326 Filed Document 0001734326-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 12:40:52 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Patria - Brazilian Private Equity Fund V (Ontario) Co-Invest Smartfit C, L.P. See All Filings	D	2019-04-25 12:40:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773516 Filed Document 0001773516-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 12:40:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AFAMAR LLC See All Filings	D	2019-04-25 12:35:40 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001774862 Filed Document 0001774862-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 12:35:40 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BIRCH PERMIAN, LLC See All Filings	D	2019-04-25 12:35:02 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers Jefferies LLC CIK Number 0001774822 Filed Document 0001567619-19-009143 Exclusions or Exemptions 506b Accepted Date 2019-04-25 12:35:02 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Patria - Brazilian Private Equity Fund V (Ontario) Co-Invest Smartfit B, L.P. See All Filings	D	2019-04-25 12:33:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773515 Filed Document 0001773515-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 12:33:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LEGAL & GENERAL S&P 500 FUND, LLC See All Filings	D/A	2019-04-25 12:33:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679275 Filed Document 0001679275-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 12:33:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Concrete Pumping Holdings, Inc. See All Filings	D	2019-04-25 12:31:51 UTC
Amount To Be Raised $1,504,334 Associated Brokers / Dealers N/A CIK Number 0001703956 Filed Document 0001437749-19-007924 Exclusions or Exemptions 506b Accepted Date 2019-04-25 12:31:51 UTC Type of Offering D Industry Construction Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
LIGHTHOUSE REAL ESTATE HOLDINGS, LLC See All Filings	D	2019-04-25 12:29:07 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001772866 Filed Document 0001772866-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 12:29:07 UTC Type of Offering D Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Aventicum Real Estate Partners Europe II SCSp See All Filings	D	2019-04-25 12:21:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773848 Filed Document 0001773848-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 12:21:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patria - Brazilian Private Equity Fund V (Ontario) Co-Invest Smartfit A, L.P. See All Filings	D	2019-04-25 12:19:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773513 Filed Document 0001773513-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 12:19:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Navy Capital Green Co-Invest Fund, LLC See All Filings	D/A	2019-04-25 12:17:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760813 Filed Document 0001760813-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-25 12:17:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hunt Club Inc. See All Filings	D	2019-04-25 12:16:13 UTC
Amount To Be Raised $3,499,974 Associated Brokers / Dealers N/A CIK Number 0001733236 Filed Document 0001733236-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 12:16:13 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Mumble Solutions LLC See All Filings	D	2019-04-25 12:15:28 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001774644 Filed Document 0001774644-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 12:15:28 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Legal & General MSCI EAFE Fund, LLC See All Filings	D/A	2019-04-25 12:07:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673948 Filed Document 0001673948-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 12:07:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
ENLAW, LLC See All Filings	D	2019-04-25 12:06:48 UTC
Amount To Be Raised $35,090,000 Associated Brokers / Dealers N/A CIK Number 0001739326 Filed Document 0001739326-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-25 12:06:48 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Asti Investments S.C.SP. See All Filings	D	2019-04-25 12:02:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774787 Filed Document 0001774787-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-25 12:02:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Legal & General MSCI World Ex USA Fund, LLC See All Filings	D/A	2019-04-25 12:02:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673949 Filed Document 0001673949-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 12:02:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 336 See All Filings	D	2019-04-25 11:47:53 UTC
Amount To Be Raised $210,910 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001760605 Filed Document 0001766010-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-25 11:47:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sherlock Biosciences, Inc. See All Filings	D	2019-04-25 11:45:33 UTC
Amount To Be Raised $33,759,240 Associated Brokers / Dealers N/A CIK Number 0001774717 Filed Document 0001774717-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 11:45:33 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Legal & General MSCI Canada Fund, LLC See All Filings	D/A	2019-04-25 11:45:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673933 Filed Document 0001673933-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 11:45:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Trinity Naples Investors LLC See All Filings	D/A	2019-04-25 11:40:33 UTC
Amount To Be Raised $3,350,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001770348 Filed Document 0001770348-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-25 11:40:33 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Legal & General Russell 1000 Fund, LLC See All Filings	D/A	2019-04-25 11:35:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667979 Filed Document 0001667979-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 11:35:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
AutoFi, Inc. See All Filings	D	2019-04-25 11:27:42 UTC
Amount To Be Raised $11,499,998 Associated Brokers / Dealers N/A CIK Number 0001656140 Filed Document 0001656140-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 11:27:42 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ARENA VII, LLC See All Filings	D/A	2019-04-25 11:26:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607209 Filed Document 0001607209-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 11:26:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 378 See All Filings	D	2019-04-25 11:17:44 UTC
Amount To Be Raised $258,500 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001766010 Filed Document 0001766010-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 11:17:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Marmont, Inc. See All Filings	D	2019-04-25 11:13:54 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001657418 Filed Document 0001657418-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 11:13:54 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
JUMPSTART INSURANCE SOLUTIONS, INC. See All Filings	D	2019-04-25 11:13:06 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001774041 Filed Document 0001774041-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-25 11:13:06 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Navy Capital Green Fund, LP See All Filings	D/A	2019-04-25 11:12:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688278 Filed Document 0001760757-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-25 11:12:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JUMPSTART INSURANCE SOLUTIONS, INC. See All Filings	D	2019-04-25 11:06:49 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001774041 Filed Document 0001774041-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 11:06:49 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
FRAMEBRIDGE, INC. See All Filings	D/A	2019-04-25 11:05:23 UTC
Amount To Be Raised $46,499,992 Associated Brokers / Dealers N/A CIK Number 0001616019 Filed Document 0001616019-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 11:05:23 UTC Type of Offering D/A Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
POLAR CAPITAL, L. P. See All Filings	D/A	2019-04-25 10:52:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001091886 Filed Document 0001091886-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 10:52:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity