Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Avenue Credit Opportunities Fund I-A, L.P. See All Filings	D	2019-04-25 16:08:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774314 Filed Document 0000902664-19-002035 Exclusions or Exemptions 506b Accepted Date 2019-04-25 16:08:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Adelante Shoe Co. See All Filings	D	2019-04-25 16:06:45 UTC
Amount To Be Raised $353,000 Associated Brokers / Dealers N/A CIK Number 0001712231 Filed Document 0001712231-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-25 16:06:45 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
REGENT CAPITAL CORP See All Filings	D	2019-04-25 16:00:37 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001620259 Filed Document 0001567619-19-009180 Exclusions or Exemptions 506b Accepted Date 2019-04-25 16:00:37 UTC Type of Offering D Industry Commercial Banking Principal Place of Business OKLAHOMA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Soltego, Inc. See All Filings	D	2019-04-25 16:00:00 UTC
Amount To Be Raised $6,741,846 Associated Brokers / Dealers N/A CIK Number 0001761032 Filed Document 0001761032-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 16:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WCM Hudson Valley Partners, L.P. See All Filings	D/A	2019-04-25 15:54:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000819176 Filed Document 0000819176-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 15:54:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meshplusplus, Inc. See All Filings	D	2019-04-25 15:54:08 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001760120 Filed Document 0001760120-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 15:54:08 UTC Type of Offering D Industry Telecommunications Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Security To Be Acquired
BERTRAM GROWTH CAPITAL III ANNEX FUND, L.P. See All Filings	D	2019-04-25 15:50:46 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001774628 Filed Document 0001774628-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 15:50:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Primary V B L.P. See All Filings	D	2019-04-25 15:47:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Asante Capital Group Advisors LLC CIK Number 0001774757 Filed Document 0001774757-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 15:47:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NAM Special Situations Fund I QP, LLC - Series 2018-6 See All Filings	D	2019-04-25 15:45:46 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001774008 Filed Document 0000905718-19-000389 Exclusions or Exemptions 506b Accepted Date 2019-04-25 15:45:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRINITY SIDECAR INCOME FUND, L.P. See All Filings	D	2019-04-25 15:44:47 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001773273 Filed Document 0001773273-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 15:44:47 UTC Type of Offering D Industry Investing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
OZCM UT LLC See All Filings	D	2019-04-25 15:44:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774543 Filed Document 0001774543-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 15:44:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Systematica BlueTrend Fund L.P. See All Filings	D/A	2019-04-25 15:35:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated, Deutsche Bank Securities Inc., and Wells Fargo & Company CIK Number 0001440344 Filed Document 0001315863-19-000399 Exclusions or Exemptions 506b Accepted Date 2019-04-25 15:35:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Global Frontier Quantum Opportunity Fund, LP See All Filings	D/A	2019-04-25 15:35:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736949 Filed Document 0000935836-19-000275 Exclusions or Exemptions 506b Accepted Date 2019-04-25 15:35:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SciAps Inc See All Filings	D	2019-04-25 15:24:19 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers U.S. Boston Capital Corporation CIK Number 0001570867 Filed Document 0001570867-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 15:24:19 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Primary V A L.P. See All Filings	D	2019-04-25 15:18:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Asante Capital Group Advisors LLC CIK Number 0001774748 Filed Document 0001774748-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 15:18:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amkor Green, LLC. See All Filings	D	2019-04-25 15:12:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Amkor Green, LLC. CIK Number 0001535785 Filed Document 0001535785-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 15:12:31 UTC Type of Offering D Industry Investment Banking Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Security To Be Acquired
Zenabis Global Inc. See All Filings	D	2019-04-25 15:06:53 UTC
Amount To Be Raised $29,464,812 Associated Brokers / Dealers Griffiths McBurney Corp. CIK Number 0001765563 Filed Document 0001765563-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-04-25 15:06:53 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Bardy Diagnostics, Inc. See All Filings	D	2019-04-25 15:04:16 UTC
Amount To Be Raised $35,534,146 Associated Brokers / Dealers N/A CIK Number 0001686365 Filed Document 0001686365-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-25 15:04:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
IFM USIDF (US) A, L.P. See All Filings	D/A	2019-04-25 14:56:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IFM (US) Securities LLC CIK Number 0001743399 Filed Document 0001455021-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-04-25 14:56:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
IFM Global Infrastructure (US) I-B, L.P. See All Filings	D/A	2019-04-25 14:55:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IFM (US) Securities, LLC CIK Number 0001757951 Filed Document 0001455021-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-04-25 14:55:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IFM Global Infrastructure (Offshore), L.P. See All Filings	D/A	2019-04-25 14:53:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IFM (US) Securities, LLC CIK Number 0001566602 Filed Document 0001455021-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-04-25 14:53:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hampden Industrial Park Denver, LLC See All Filings	D	2019-04-25 14:50:24 UTC
Amount To Be Raised $5,430,000 Associated Brokers / Dealers N/A CIK Number 0001774489 Filed Document 0001062993-19-001876 Exclusions or Exemptions 506b Accepted Date 2019-04-25 14:50:24 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
IFM GLOBAL INFRASTRUCTURE (US) LP See All Filings	D/A	2019-04-25 14:49:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IFM (US) Securities, LLC CIK Number 0001455021 Filed Document 0001455021-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-04-25 14:49:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 409 See All Filings	D	2019-04-25 14:47:20 UTC
Amount To Be Raised $329,062 Associated Brokers / Dealers N/A CIK Number 0001774909 Filed Document 0001774909-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-25 14:47:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kirkham Investors, LLC See All Filings	D/A	2019-04-25 14:45:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705635 Filed Document 0000935836-19-000273 Exclusions or Exemptions 506b Accepted Date 2019-04-25 14:45:00 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mondrian Labs Inc. See All Filings	D	2019-04-25 14:44:44 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001774850 Filed Document 0001774850-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 14:44:44 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Copperstate Farms, LLC See All Filings	D/A	2019-04-25 14:41:33 UTC
Amount To Be Raised $8,499,218 Associated Brokers / Dealers N/A CIK Number 0001754472 Filed Document 0001754472-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 14:41:33 UTC Type of Offering D/A Industry Agriculture Principal Place of Business ARIZONA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
FUTURA INVESTMENT 210C LLC See All Filings	D	2019-04-25 14:35:20 UTC
Amount To Be Raised $3,001,000 Associated Brokers / Dealers N/A CIK Number 0001774911 Filed Document 0001774911-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 14:35:20 UTC Type of Offering D Industry Other Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Private Label Sk.in, LLC See All Filings	D/A	2019-04-25 14:34:55 UTC
Amount To Be Raised $4,785,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001671540 Filed Document 0001671540-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-25 14:34:55 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Systematica Multi Fund L.P.- Systematica TexSys Fund See All Filings	D/A	2019-04-25 14:22:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716589 Filed Document 0001315863-19-000398 Exclusions or Exemptions 506b Accepted Date 2019-04-25 14:22:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Systematica BlueMatrix Fund Ltd See All Filings	D/A	2019-04-25 14:21:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465742 Filed Document 0001315863-19-000397 Exclusions or Exemptions 506b Accepted Date 2019-04-25 14:21:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Systematica BlueTrend 2x Leveraged Fund Ltd See All Filings	D/A	2019-04-25 14:21:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476257 Filed Document 0001315863-19-000396 Exclusions or Exemptions 506b Accepted Date 2019-04-25 14:21:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
141 Willoughby QOF, L.P. See All Filings	D	2019-04-25 14:17:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774872 Filed Document 0001774872-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 14:17:49 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Systematica Trend Following Fund L.P. See All Filings	D/A	2019-04-25 14:17:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711710 Filed Document 0001315863-19-000395 Exclusions or Exemptions 506b Accepted Date 2019-04-25 14:17:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Systematica Macro RV Fund L.P. See All Filings	D/A	2019-04-25 14:15:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731305 Filed Document 0001315863-19-000394 Exclusions or Exemptions 506b Accepted Date 2019-04-25 14:15:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Systematica Multi Fund Ltd See All Filings	D/A	2019-04-25 14:12:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690134 Filed Document 0001315863-19-000393 Exclusions or Exemptions 506b Accepted Date 2019-04-25 14:12:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Systematica Multi Fund L.P. - Systematica Diversified Trend See All Filings	D/A	2019-04-25 14:11:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690046 Filed Document 0001315863-19-000392 Exclusions or Exemptions 506b Accepted Date 2019-04-25 14:11:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Systematica BlueTrend 2x Leveraged Fund L.P. See All Filings	D/A	2019-04-25 14:10:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491509 Filed Document 0001315863-19-000391 Exclusions or Exemptions 506b Accepted Date 2019-04-25 14:10:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Guide Therapeutics, Inc. See All Filings	D/A	2019-04-25 14:10:07 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001769132 Filed Document 0001769132-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-25 14:10:07 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Systematica BlueMatrix Fund L.P. See All Filings	D/A	2019-04-25 14:08:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001440345 Filed Document 0001315863-19-000390 Exclusions or Exemptions 506b Accepted Date 2019-04-25 14:08:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
2415 West LLC See All Filings	D	2019-04-25 14:07:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001774863 Filed Document 0001774863-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 14:07:51 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Systematica Alternative Risk Premia Fund Ltd See All Filings	D/A	2019-04-25 14:07:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699987 Filed Document 0001315863-19-000389 Exclusions or Exemptions 506b Accepted Date 2019-04-25 14:07:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Washington Harbour eSports, LLC See All Filings	D/A	2019-04-25 14:06:05 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001774306 Filed Document 0001774306-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-25 14:06:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Systematica Alternative Markets Fund Ltd See All Filings	D/A	2019-04-25 14:05:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697910 Filed Document 0001315863-19-000388 Exclusions or Exemptions 506b Accepted Date 2019-04-25 14:05:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Systematica Alternative Markets Fund L.P. See All Filings	D/A	2019-04-25 14:04:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618487 Filed Document 0001315863-19-000387 Exclusions or Exemptions 506b Accepted Date 2019-04-25 14:04:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Systematica BlueTrend Fund Ltd See All Filings	D/A	2019-04-25 14:00:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated CIK Number 0001440342 Filed Document 0001315863-19-000386 Exclusions or Exemptions 506b Accepted Date 2019-04-25 14:00:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Systematica Synergy Fund L.P. See All Filings	D/A	2019-04-25 13:58:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMG Distributors, Inc and UBS Financial Services Inc. CIK Number 0001663512 Filed Document 0001315863-19-000385 Exclusions or Exemptions 506b Accepted Date 2019-04-25 13:58:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Systematica Synergy Fund Ltd See All Filings	D/A	2019-04-25 13:57:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMG Distributors, Inc. and UBS Financial Services Inc. CIK Number 0001669286 Filed Document 0001315863-19-000384 Exclusions or Exemptions 506b Accepted Date 2019-04-25 13:57:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Systematica Trend ERISA Fund Ltd See All Filings	D/A	2019-04-25 13:55:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706464 Filed Document 0001315863-19-000383 Exclusions or Exemptions 506b Accepted Date 2019-04-25 13:55:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Systematica Trend Following Fund Ltd See All Filings	D/A	2019-04-25 13:54:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710201 Filed Document 0001315863-19-000382 Exclusions or Exemptions 506b Accepted Date 2019-04-25 13:54:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity