Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sound Point Strategic Capital Fund, LP See All Filings	D/A	2019-05-01 11:02:46 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001739122 Filed Document 0001739122-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-01 11:02:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Protenus, Inc See All Filings	D	2019-05-01 10:59:31 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001607109 Filed Document 0001607109-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-01 10:59:31 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
GRATIA CAPITAL CONCENTRATED FUND, L.P. See All Filings	D/A	2019-05-01 10:56:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641494 Filed Document 0000919574-19-003078 Exclusions or Exemptions 506b Accepted Date 2019-05-01 10:56:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ravello Precision Offshore Fund, Ltd. See All Filings	D/A	2019-05-01 10:54:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640767 Filed Document 0001640767-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-01 10:54:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cat Rock Capital Partners LP See All Filings	D/A	2019-05-01 10:53:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648341 Filed Document 0001648341-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-01 10:53:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HPS Mezzanine Private Investors 2019, LLC See All Filings	D	2019-05-01 10:49:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001774484 Filed Document 0000950103-19-005611 Exclusions or Exemptions 506b Accepted Date 2019-05-01 10:49:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HPS Mezzanine Private Investors Offshore 2019, L.P. See All Filings	D	2019-05-01 10:47:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001774483 Filed Document 0000950103-19-005610 Exclusions or Exemptions 506b Accepted Date 2019-05-01 10:47:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ravello Precision Fund, LP See All Filings	D/A	2019-05-01 10:46:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640766 Filed Document 0001640766-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-01 10:46:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging Variant Directional Fund, Ltd. See All Filings	D	2019-05-01 10:41:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772094 Filed Document 0000919574-19-003076 Exclusions or Exemptions 506b Accepted Date 2019-05-01 10:41:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
S3 Global Multi-Strategy Fund LLC See All Filings	D/A	2019-05-01 10:33:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464172 Filed Document 0001464172-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-01 10:33:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
X-Ray Project, LLC See All Filings	D	2019-05-01 10:31:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001775360 Filed Document 0001775360-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-01 10:31:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
MDK Larimer, LLC See All Filings	D/A	2019-05-01 10:27:02 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001774197 Filed Document 0001774197-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-01 10:27:02 UTC Type of Offering D/A Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
FUTURES PORTFOLIO FUND L.P. See All Filings	D/A	2019-05-01 10:18:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LPL FINANCIAL CORPORATION, WELLS FARGO CLEARING SERVICES, LLC, COMMONWEALTH FINANCIAL NETWORK, and LINCOLN FINANCIAL ADVISORS CORPORATION CIK Number 0000861441 Filed Document 0000861441-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-05-01 10:18:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Reality Real Estate Investment Fund 4, L.P. See All Filings	D	2019-05-01 10:05:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773504 Filed Document 0001013594-19-000357 Exclusions or Exemptions 506b Accepted Date 2019-05-01 10:05:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Perdurance Neutral Fund Ltd See All Filings	D/A	2019-05-01 09:53:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674407 Filed Document 0001674407-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-01 09:53:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ultra Capital Sustainable Infrastructure Fund II, L.P. See All Filings	D	2019-05-01 09:42:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775038 Filed Document 0001775038-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-01 09:42:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legion Partners Special Opportunities, L.P. IX See All Filings	D/A	2019-05-01 09:40:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739001 Filed Document 0001739001-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-01 09:40:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Granular Fund Ltd See All Filings	D/A	2019-05-01 09:35:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738900 Filed Document 0001738900-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-01 09:35:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
4TELLUS, LLC See All Filings	D/A	2019-05-01 09:29:38 UTC
Amount To Be Raised $6,200,020 Associated Brokers / Dealers Jeff Bailey CIK Number 0001718131 Filed Document 0001718131-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-05-01 09:29:38 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
RightSciences LLC See All Filings	D	2019-05-01 09:23:01 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001701999 Filed Document 0001701999-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-01 09:23:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Longevity Vision Fund I LP See All Filings	D	2019-05-01 07:30:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775369 Filed Document 0001775369-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-01 07:30:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INDEPENDENCE REALTY TRUST, INC. See All Filings	D/A	2019-04-30 21:43:36 UTC
Amount To Be Raised $8,550,245 Associated Brokers / Dealers N/A CIK Number 0001466085 Filed Document 0001466085-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-04-30 21:43:36 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Equity
INDEPENDENCE REALTY TRUST, INC. See All Filings	D/A	2019-04-30 21:33:32 UTC
Amount To Be Raised $1,985,564 Associated Brokers / Dealers N/A CIK Number 0001466085 Filed Document 0001466085-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-04-30 21:33:32 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Equity
BERT MARCUS DOCUMENTARY FILM FUND, LLC See All Filings	D	2019-04-30 21:30:01 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001774458 Filed Document 0001774458-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-30 21:30:01 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Sarasota 101 LLC See All Filings	D	2019-04-30 21:27:45 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001775322 Filed Document 0001775322-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-30 21:27:45 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ghenmi Inc. See All Filings	D	2019-04-30 21:26:10 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001775337 Filed Document 0001775337-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-30 21:26:10 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
INDEPENDENCE REALTY TRUST, INC. See All Filings	D/A	2019-04-30 21:24:08 UTC
Amount To Be Raised $58,800 Associated Brokers / Dealers N/A CIK Number 0001466085 Filed Document 0001466085-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-04-30 21:24:08 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Equity
INDEPENDENCE REALTY TRUST, INC. See All Filings	D/A	2019-04-30 21:13:58 UTC
Amount To Be Raised $1,779,067 Associated Brokers / Dealers N/A CIK Number 0001466085 Filed Document 0001466085-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-30 21:13:58 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Rasa Technologies Inc. See All Filings	D	2019-04-30 21:09:57 UTC
Amount To Be Raised $14,295,702 Associated Brokers / Dealers N/A CIK Number 0001774277 Filed Document 0001774277-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-30 21:09:57 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
3700 Warwick LLC See All Filings	D	2019-04-30 21:03:48 UTC
Amount To Be Raised $897,000 Associated Brokers / Dealers N/A CIK Number 0001775312 Filed Document 0001775312-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-30 21:03:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
INDEPENDENCE REALTY TRUST, INC. See All Filings	D/A	2019-04-30 21:02:08 UTC
Amount To Be Raised $1,654,378 Associated Brokers / Dealers N/A CIK Number 0001466085 Filed Document 0001466085-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-30 21:02:08 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Hum Nutrition Inc. See All Filings	D	2019-04-30 20:54:51 UTC
Amount To Be Raised $15,262,045 Associated Brokers / Dealers N/A CIK Number 0001664052 Filed Document 0001664052-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-30 20:54:51 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DAF ICO Fund Inc. See All Filings	D	2019-04-30 20:13:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773878 Filed Document 0001773878-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-30 20:13:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ManchesterStory Venture Fund, L.P. See All Filings	D/A	2019-04-30 20:13:37 UTC
Amount To Be Raised $80,650,000 Associated Brokers / Dealers N/A CIK Number 0001697202 Filed Document 0001697202-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-30 20:13:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arconex, Inc. See All Filings	D	2019-04-30 19:57:24 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001772677 Filed Document 0001772677-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-30 19:57:24 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
F & F Vermont L.P. See All Filings	D	2019-04-30 19:51:46 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001774112 Filed Document 0001774112-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-30 19:51:46 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
F & F Juniper L.P. See All Filings	D	2019-04-30 19:41:15 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001774158 Filed Document 0001774158-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-30 19:41:15 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Arconex, Inc. See All Filings	D	2019-04-30 19:16:24 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001772677 Filed Document 0001772677-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-30 19:16:24 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
A&M Capital Europe, SCSp See All Filings	D/A	2019-04-30 18:58:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Partners International LLP and Stifel, Nicolaus & Company, Incorporated CIK Number 0001751139 Filed Document 0001751139-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-30 18:58:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
E-HEALTH RECORDS INTERNATIONAL, INC. See All Filings	D/A	2019-04-30 18:57:53 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers None CIK Number 0001562596 Filed Document 0001562596-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-30 18:57:53 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Security To Be Acquired
OROCO RESOURCE CORP See All Filings	D	2019-04-30 18:49:31 UTC
Amount To Be Raised $112,468 Associated Brokers / Dealers N/A CIK Number 0001390352 Filed Document 0001390352-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-30 18:49:31 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Unite Parent Corp. See All Filings	D	2019-04-30 18:34:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772115 Filed Document 0001772115-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-30 18:34:21 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
E-HEALTH RECORDS INTERNATIONAL, INC. See All Filings	D/A	2019-04-30 18:32:36 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers None CIK Number 0001562596 Filed Document 0001562596-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-30 18:32:36 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Security To Be Acquired
Revetas Capital Fund III (A) SCSp See All Filings	D/A	2019-04-30 18:27:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736327 Filed Document 0001736327-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-30 18:27:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Vannevar Labs, Inc. See All Filings	D	2019-04-30 18:21:18 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001775318 Filed Document 0001775318-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-30 18:21:18 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nu-Set Dental, LLC See All Filings	D	2019-04-30 18:16:11 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001765599 Filed Document 0001765599-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-30 18:16:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SNOASIS MEDICAL, LLC See All Filings	D	2019-04-30 18:08:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609854 Filed Document 0001609854-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-04-30 18:08:58 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
DW HEALTHCARE PARTNERS V, L.P. See All Filings	D	2019-04-30 18:01:25 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers M2O Private Fund Advisors LLC CIK Number 0001769528 Filed Document 0001769528-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-04-30 18:01:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Green Trading Capital, LP See All Filings	D	2019-04-30 18:01:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775219 Filed Document 0001775219-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-30 18:01:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IMPACT ENGINE PRIVATE EQUITY FUND LP See All Filings	D	2019-04-30 17:58:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775024 Filed Document 0001775024-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-30 17:58:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund