Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DLP Access Fund 1 LLC See All Filings	D	2019-05-09 11:17:24 UTC
Amount To Be Raised $3,606,900 Associated Brokers / Dealers N/A CIK Number 0001767605 Filed Document 0001767605-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-09 11:17:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anson Catalyst Fund, Ltd. See All Filings	D/A	2019-05-09 11:17:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577587 Filed Document 0001315863-19-000431 Exclusions or Exemptions 506b Accepted Date 2019-05-09 11:17:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Herndon Hotel Holdings, LLC See All Filings	D	2019-05-09 11:10:54 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001776245 Filed Document 0001776245-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-09 11:10:54 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Elan Fund LP See All Filings	D/A	2019-05-09 11:02:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623777 Filed Document 0001623777-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-09 11:02:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beast Coast Gaming, Inc. See All Filings	D	2019-05-09 10:54:31 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001775690 Filed Document 0001775690-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-09 10:54:31 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Shibumi.com, Inc. See All Filings	D	2019-05-09 10:51:25 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001559961 Filed Document 0001559961-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-09 10:51:25 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Logan Stone Capital LP See All Filings	D/A	2019-05-09 10:48:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409094 Filed Document 0001409094-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-09 10:48:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YAD Funding Opportunity III LP See All Filings	D	2019-05-09 10:43:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BHM Capital CIK Number 0001776055 Filed Document 0001776055-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-09 10:43:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Multi-Alternative Income Fund Luxembourg SCSp See All Filings	D/A	2019-05-09 10:41:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739995 Filed Document 0001764223-19-000022 Exclusions or Exemptions 506b Accepted Date 2019-05-09 10:41:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Preventative Diagnostic Center LLC See All Filings	D	2019-05-09 10:37:31 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001775825 Filed Document 0001775825-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-09 10:37:31 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEVADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Kohinoor Series (Cayman) Fund See All Filings	D/A	2019-05-09 10:33:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers 16 Points LLC CIK Number 0001641146 Filed Document 0000902664-19-002162 Exclusions or Exemptions 506b Accepted Date 2019-05-09 10:33:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Distributed Global Access Fund LP See All Filings	D/A	2019-05-09 10:20:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739586 Filed Document 0001013594-19-000367 Exclusions or Exemptions 506b Accepted Date 2019-05-09 10:20:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ETAP Fund, L.L.C. See All Filings	D/A	2019-05-09 10:19:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464500 Filed Document 0001567619-19-010215 Exclusions or Exemptions 506b Accepted Date 2019-05-09 10:19:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Durant Partners Onshore Fund LP See All Filings	D/A	2019-05-09 10:18:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710393 Filed Document 0001013594-19-000366 Exclusions or Exemptions 506b Accepted Date 2019-05-09 10:18:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SFM Secured Credit II LLC See All Filings	D	2019-05-09 10:13:48 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001775357 Filed Document 0001775357-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-09 10:13:48 UTC Type of Offering D Industry Business Services Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Debt
TAP Fund, Ltd. (The ATAP Strategy) See All Filings	D/A	2019-05-09 10:12:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738785 Filed Document 0001567619-19-010213 Exclusions or Exemptions 506b Accepted Date 2019-05-09 10:12:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TAP Fund, L.L.C. (The TAP Strategy) See All Filings	D/A	2019-05-09 10:05:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001429252 Filed Document 0001567619-19-010209 Exclusions or Exemptions 506b Accepted Date 2019-05-09 10:05:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TAP Fund, L.L.C. (The ATAP Strategy) See All Filings	D/A	2019-05-09 10:04:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738764 Filed Document 0001567619-19-010208 Exclusions or Exemptions 506b Accepted Date 2019-05-09 10:04:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rally to MVP Fund 1 LP See All Filings	D/A	2019-05-09 09:59:08 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001755306 Filed Document 0001755306-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-09 09:59:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCP China Credit Fund II, L.P. See All Filings	D/A	2019-05-09 09:38:36 UTC
Amount To Be Raised $626,095,398 Associated Brokers / Dealers N/A CIK Number 0001728960 Filed Document 0001728960-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-09 09:38:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Shellfish Solutions Inc. See All Filings	D	2019-05-09 08:58:17 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001775526 Filed Document 0001775526-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-09 08:58:17 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
INSPIRED BIOMETRICS INC. See All Filings	D	2019-05-09 08:40:29 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001776132 Filed Document 0001776132-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-09 08:40:29 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Lighthouse NC, LLC See All Filings	D	2019-05-09 08:35:23 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001776214 Filed Document 0001776214-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-09 08:35:23 UTC Type of Offering D Industry Other Principal Place of Business UNITED STATES Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Franklin Templeton Emerging Market Debt Opportunities Fund, L.P. See All Filings	D/A	2019-05-09 07:09:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Franklin Templeton Financial Services Corp. CIK Number 0001504957 Filed Document 0001504957-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-09 07:09:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Templeton Frontier Markets Equity (Cayman) Fund, Ltd. See All Filings	D/A	2019-05-09 07:00:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Franklin Templeton Financial Services Corp. CIK Number 0001566916 Filed Document 0001566916-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-09 07:00:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Franklin Templeton Global Multisector Plus Fund, L.P. See All Filings	D/A	2019-05-09 06:45:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Franklin Templeton Financial Services Corp. CIK Number 0001476351 Filed Document 0001476351-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-09 06:45:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Franklin Blackhorse,L.P. See All Filings	D/A	2019-05-09 06:38:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Franklin Templeton Financial Services CIK Number 0001734675 Filed Document 0001734675-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-09 06:38:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ExchangeRight Net Leased Portfolio 27 DST See All Filings	D	2019-05-08 21:11:57 UTC
Amount To Be Raised $42,950,000 Associated Brokers / Dealers Lighthouse Capital Group LLC CIK Number 0001775407 Filed Document 0001775407-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-08 21:11:57 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
RH Fund XIX, LLC See All Filings	D	2019-05-08 20:38:13 UTC
Amount To Be Raised $7,507,000 Associated Brokers / Dealers N/A CIK Number 0001775970 Filed Document 0001775970-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-08 20:38:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Tasty Greens LLC See All Filings	D	2019-05-08 20:30:27 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001776058 Filed Document 0001776058-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-08 20:30:27 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Meow Wolf, Inc. See All Filings	D	2019-05-08 20:11:41 UTC
Amount To Be Raised $158,613,855 Associated Brokers / Dealers LionTree Advisors LLC CIK Number 0001694455 Filed Document 0001694455-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-08 20:11:41 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Atia Vision, Inc. See All Filings	D	2019-05-08 20:02:24 UTC
Amount To Be Raised $20,000,007 Associated Brokers / Dealers N/A CIK Number 0001735829 Filed Document 0001735829-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-08 20:02:24 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tides on Rail Manager, LLC See All Filings	D	2019-05-08 19:46:45 UTC
Amount To Be Raised $3,988,875 Associated Brokers / Dealers N/A CIK Number 0001775203 Filed Document 0001683168-19-001425 Exclusions or Exemptions 506b Accepted Date 2019-05-08 19:46:45 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bad Panda, Inc. See All Filings	D	2019-05-08 19:33:59 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001745127 Filed Document 0001745127-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-08 19:33:59 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SLC2-Trails on Treadway, LLC See All Filings	D	2019-05-08 19:13:03 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001775890 Filed Document 0001775890-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-08 19:13:03 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AOV BioPharma, Inc. See All Filings	D	2019-05-08 19:06:15 UTC
Amount To Be Raised $55 Associated Brokers / Dealers N/A CIK Number 0001775641 Filed Document 0001775641-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-08 19:06:15 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Trichome Financial Corp. See All Filings	D	2019-05-08 19:03:31 UTC
Amount To Be Raised $259,111 Associated Brokers / Dealers KENNY LORD CIK Number 0001746447 Filed Document 0001746447-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-08 19:03:31 UTC Type of Offering D Industry Investing Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Encore Victoria, LLC See All Filings	D	2019-05-08 18:57:18 UTC
Amount To Be Raised $1,592,000 Associated Brokers / Dealers N/A CIK Number 0001776129 Filed Document 0001776129-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-08 18:57:18 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ZeroNorth, Inc. See All Filings	D/A	2019-05-08 18:55:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ronald Scott Pillar CIK Number 0001655282 Filed Document 0001655282-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-08 18:55:34 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
IIOT-OXYS, Inc. See All Filings	D	2019-05-08 18:52:32 UTC
Amount To Be Raised $33,000 Associated Brokers / Dealers N/A CIK Number 0001290658 Filed Document 0001553997-19-000012 Exclusions or Exemptions 506b Accepted Date 2019-05-08 18:52:32 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Context BH Partners Cayman LP See All Filings	D/A	2019-05-08 18:35:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Growth Securities LLC CIK Number 0001674908 Filed Document 0001674908-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-08 18:35:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advanced Extraction Solutions, Inc. See All Filings	D	2019-05-08 18:15:49 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001773652 Filed Document 0001773652-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-08 18:15:49 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Sharding Capital XIII, a series of Sharding Capital Management LLC See All Filings	D	2019-05-08 18:13:47 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001775550 Filed Document 0001775550-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-08 18:13:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Context BH Partners LP See All Filings	D/A	2019-05-08 18:06:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Growth Securities LLC CIK Number 0001555992 Filed Document 0001555992-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-08 18:06:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IDX Global, LLC See All Filings	D	2019-05-08 17:58:22 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001776207 Filed Document 0001776207-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-08 17:58:22 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Roanoke Self-Storage Developer LLC See All Filings	D	2019-05-08 17:55:34 UTC
Amount To Be Raised $2 Associated Brokers / Dealers N/A CIK Number 0001776164 Filed Document 0000898432-19-000849 Exclusions or Exemptions 506b Accepted Date 2019-05-08 17:55:34 UTC Type of Offering D Industry Other Real Estate Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
MIMG CXLVIII Highlands of West Chester, LLC See All Filings	D	2019-05-08 17:40:46 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001775967 Filed Document 0001775967-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-08 17:40:46 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Ursa Fund Partners LP See All Filings	D/A	2019-05-08 17:29:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668985 Filed Document 0001668985-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-08 17:29:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HPS CLO Offshore Feeder Fund 2018, L.P. See All Filings	D/A	2019-05-08 17:26:23 UTC
Amount To Be Raised $6,075,000 Associated Brokers / Dealers CITI PRIVATE ADVISORY, LLC CIK Number 0001756589 Filed Document 0001756589-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-08 17:26:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glazer Enhanced Offshore Fund, Ltd. See All Filings	D	2019-05-08 17:26:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513849 Filed Document 0001461086-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-08 17:26:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund