Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
East Lodge Capital Credit Opportunities Fund L.P. See All Filings	D/A	2019-05-16 10:32:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608088 Filed Document 0000902664-19-002383 Exclusions or Exemptions 506b Accepted Date 2019-05-16 10:32:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCHRODER DIVERSIFIED GROWTH PORTFOLIO (CAYMAN) Ltd See All Filings	D/A	2019-05-16 10:30:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001726026 Filed Document 0001726026-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 10:30:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Digital ReLab, LLC See All Filings	D	2019-05-16 10:30:35 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001645932 Filed Document 0001567619-19-011383 Exclusions or Exemptions 506b Accepted Date 2019-05-16 10:30:35 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Schroder Alternative Risk Premia Portfolio, L.P. See All Filings	D/A	2019-05-16 10:28:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001744007 Filed Document 0001744007-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 10:28:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Schroder Advanced ILS Fund (Cayman) Ltd See All Filings	D/A	2019-05-16 10:26:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001664302 Filed Document 0001664302-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 10:26:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Man Alternative Risk Premia SP, a segregated portfolio of Man Risk Premia SPC See All Filings	D/A	2019-05-16 10:24:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001706680 Filed Document 0001706680-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 10:24:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Schroder Absolute Return Emerging Markets Debt Portfolio, L.P. See All Filings	D/A	2019-05-16 10:23:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001744742 Filed Document 0001744742-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 10:23:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Booster Fuels, Inc. See All Filings	D/A	2019-05-16 10:22:10 UTC
Amount To Be Raised $55,999,996 Associated Brokers / Dealers N/A CIK Number 0001643021 Filed Document 0001643021-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-05-16 10:22:10 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Committed Advisors Secondary Fund IV S.L.P. See All Filings	D	2019-05-16 10:21:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conor Smyth CIK Number 0001776868 Filed Document 0001776868-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 10:21:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3D Hubs, Inc. See All Filings	D	2019-05-16 10:14:52 UTC
Amount To Be Raised $19,639,992 Associated Brokers / Dealers N/A CIK Number 0001615148 Filed Document 0001231919-19-000017 Exclusions or Exemptions 506b Accepted Date 2019-05-16 10:14:52 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brevan Howard Multi-Strategy Fund Ltd See All Filings	D/A	2019-05-16 10:12:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001456621 Filed Document 0001463113-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-16 10:12:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greentrail Capital Fund, LP See All Filings	D/A	2019-05-16 10:09:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775813 Filed Document 0001775813-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-16 10:09:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brookview 3100 Central, LLC See All Filings	D	2019-05-16 10:02:34 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001776887 Filed Document 0001776887-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 10:02:34 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Nationwide BOLI Private Placement Variable Account See All Filings	D/A	2019-05-16 09:53:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Sprague CIK Number 0001343394 Filed Document 0001343394-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-05-16 09:53:44 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2019-05-16 09:48:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joe Sprague CIK Number 0001135856 Filed Document 0001135856-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-05-16 09:48:23 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Brevan Howard Multi-Strategy Fund, L.P. See All Filings	D/A	2019-05-16 09:44:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001463113 Filed Document 0001463113-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 09:44:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Collective WOC Fund, L.P. See All Filings	D	2019-05-16 09:26:43 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001776805 Filed Document 0001776805-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 09:26:43 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Kohinoor Core (Cayman) Fund See All Filings	D/A	2019-05-16 09:25:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers 16 Points LLC CIK Number 0001576913 Filed Document 0000902664-19-002382 Exclusions or Exemptions 506b Accepted Date 2019-05-16 09:25:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Terra Dotta LLC See All Filings	D	2019-05-16 09:22:28 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001661958 Filed Document 0001661958-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 09:22:28 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Happy Capital, LLC See All Filings	D	2019-05-16 07:46:48 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001776875 Filed Document 0001776875-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-16 07:46:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Aperia Technologies, Inc. See All Filings	D	2019-05-15 20:20:44 UTC
Amount To Be Raised $36,457,870 Associated Brokers / Dealers N/A CIK Number 0001526075 Filed Document 0001526075-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-15 20:20:44 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aperia Technologies, Inc. See All Filings	D/A	2019-05-15 20:19:06 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001526075 Filed Document 0001526075-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-15 20:19:06 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Fund EQ-CEH, a series of Equidate Investments LLC See All Filings	D/A	2019-05-15 19:13:23 UTC
Amount To Be Raised $1,098,021 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001752400 Filed Document 0001773040-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-05-15 19:13:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wake Forest Student Housing Associates Parent LLC See All Filings	D/A	2019-05-15 19:05:02 UTC
Amount To Be Raised $9,800,000 Associated Brokers / Dealers N/A CIK Number 0001774844 Filed Document 0001774844-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-15 19:05:02 UTC Type of Offering D/A Industry Commercial Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Equity
Flowr Corp See All Filings	D	2019-05-15 18:56:10 UTC
Amount To Be Raised $748,500 Associated Brokers / Dealers N/A CIK Number 0001752524 Filed Document 0001567619-19-011346 Exclusions or Exemptions 506b Accepted Date 2019-05-15 18:56:10 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-DCB, a series of Equidate Investments, LLC See All Filings	D/A	2019-05-15 18:42:40 UTC
Amount To Be Raised $773,140 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001763123 Filed Document 0001773040-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-15 18:42:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
8200 Bridge Boulevard SW, LLC See All Filings	D	2019-05-15 18:41:40 UTC
Amount To Be Raised $4,440,000 Associated Brokers / Dealers N/A CIK Number 0001776951 Filed Document 0001776951-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-15 18:41:40 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 392 See All Filings	D	2019-05-15 18:37:25 UTC
Amount To Be Raised $1,036,224 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001773041 Filed Document 0001773040-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-15 18:37:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CareDox Inc. See All Filings	D	2019-05-15 18:33:10 UTC
Amount To Be Raised $24,341,407 Associated Brokers / Dealers N/A CIK Number 0001517611 Filed Document 0001517611-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-15 18:33:10 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Owyhee Holdings,LLC See All Filings	D	2019-05-15 18:15:56 UTC
Amount To Be Raised $9,920,690 Associated Brokers / Dealers N/A CIK Number 0001776901 Filed Document 0001776901-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-15 18:15:56 UTC Type of Offering D Industry Other Real Estate Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 391 See All Filings	D	2019-05-15 18:14:37 UTC
Amount To Be Raised $381,438 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001773040 Filed Document 0001773040-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-15 18:14:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SamaCare, Inc. See All Filings	D	2019-05-15 18:12:10 UTC
Amount To Be Raised $2,069,999 Associated Brokers / Dealers N/A CIK Number 0001776061 Filed Document 0001776061-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-15 18:12:10 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TEXAKOMA EXPLORATION & PRODUCTION LLC See All Filings	D	2019-05-15 18:07:41 UTC
Amount To Be Raised $9,300,000 Associated Brokers / Dealers TEXAKOMA FINANCIAL INC. CIK Number 0001312331 Filed Document 0001312331-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-15 18:07:41 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
SSPS Partners, LLC See All Filings	D	2019-05-15 18:01:26 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001772653 Filed Document 0001772653-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-15 18:01:26 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
IL Villaggio at San Luis Obispo, LLC See All Filings	D/A	2019-05-15 17:55:44 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001682820 Filed Document 0001682820-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-15 17:55:44 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Circle 9 Non-Operated Working Interest Fund I LP See All Filings	D/A	2019-05-15 17:52:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620960 Filed Document 0001620960-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-15 17:52:04 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
S. W. Mitchell Capital plc / SWMC European Fund See All Filings	D/A	2019-05-15 17:28:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676911 Filed Document 0000943663-19-000127 Exclusions or Exemptions 506b Accepted Date 2019-05-15 17:28:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A&Q Metric Brilliance Long/Short Ltd See All Filings	D	2019-05-15 17:28:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776847 Filed Document 0001776847-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-15 17:28:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Decision Technologies Corp See All Filings	D	2019-05-15 17:24:47 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001776920 Filed Document 0001776920-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-15 17:24:47 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Sun Belt Multifamily Portfolio DST See All Filings	D/A	2019-05-15 17:22:56 UTC
Amount To Be Raised $89,946,980 Associated Brokers / Dealers Edward Fernandez, Eric Scaff, Jeffrey Bangerter, Conrad Pensavalle Jr, Dennis O'Connor, John Scott, Michael Hall, Brett Ohlen, Thomas Goodson, Don Wittler, Robert Charlton, Matthew Nielsen, Deborah Stackpole, Edward Kasperavich, Ricky Small, Jared Feldman, Alec Abbott, Larry Manuel, Samuel Angelo, Justin Lowy, Bradford Byrns, Troy Wada, Martin Rychley, Martin Fong, Matt White, Michael Prince, Rob Stern, David Gillimore, Patrick Conway, Peter Fisher, Julienne Riddell, John Ariola, Kenneth Ulrich, Bruce Wellings, Ronald Strasburg, Kevin Sweeney, Justin Lowy, William Morrow, Eric Bicknese, Michael Strafford, Dieter Thurow, Diane Evans, and Brandon Crabb CIK Number 0001767656 Filed Document 0001767656-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-05-15 17:22:56 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SWMC Small Cap European Fund, a sub-fund of S. W. Mitchell Capital plc See All Filings	D/A	2019-05-15 17:21:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706038 Filed Document 0000943663-19-000126 Exclusions or Exemptions 506b Accepted Date 2019-05-15 17:21:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A&Q Metric SPC - Clinton Opportunistic SP See All Filings	D/A	2019-05-15 17:20:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706169 Filed Document 0001706169-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-15 17:20:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Life Assets Trust S.A. - Compartment VIII See All Filings	D	2019-05-15 17:18:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Andrews Partners CIK Number 0001774486 Filed Document 0001774486-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-15 17:18:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Urban Catalyst, LLC See All Filings	D	2019-05-15 17:15:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001776923 Filed Document 0001776923-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-15 17:15:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
AlixPartners Holdings, LLP See All Filings	D	2019-05-15 17:09:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554144 Filed Document 0001554144-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-15 17:09:15 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stonecreek Investor Group, LLC See All Filings	D	2019-05-15 16:58:10 UTC
Amount To Be Raised $8,250,000 Associated Brokers / Dealers N/A CIK Number 0001776673 Filed Document 0001776673-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:58:10 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Joseph Stone Special Opportunity Fund LLC Series 7Q See All Filings	D	2019-05-15 16:54:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Stone Capital LLC CIK Number 0001773992 Filed Document 0001493152-19-007473 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:54:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Joseph Stone Special Opportunity Fund LLC Series 6Q See All Filings	D	2019-05-15 16:53:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Stone Capital LLC CIK Number 0001773921 Filed Document 0001493152-19-007470 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:53:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Joseph Stone Special Opportunity Fund LLC Series 5Q See All Filings	D	2019-05-15 16:53:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Stone Capital LLC CIK Number 0001773922 Filed Document 0001493152-19-007469 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:53:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Joseph Stone Special Opportunity Fund LLC Series 4Q See All Filings	D	2019-05-15 16:50:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Stone Capital LLC CIK Number 0001773923 Filed Document 0001493152-19-007464 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:50:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund